Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Chief Human Resources Officer | January 26, 2019 | January 29, 2019 |
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | March 01, 2024 | March 05, 2024 |
| Kraft Heinz CoKHC · Entity 3144 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2019 · Filed January 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,199 |
Reported balance
After 2019-01-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance. F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below. |
| Common StockSEC Table I · non-derivative | Direct | 11,763 |
Reported balance
After 2019-01-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-26 · Tax withholding · Disposed 8,436 · Balance 11,763 F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.09 · Expires 2026-01-26 | Direct | 20,199 |
Reported balance
After 2019-01-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199 F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT 3 | 9,886 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,886 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT 4 | 30,394 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,394 F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Trust | 54.05 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 54.05 F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4.
F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.
GENERAL ELECTRIC CO
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,110 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Grant · Acquired 23,884 · Balance 65,110 F1: Settlement of performance rights granted on March 1, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 54,334 |
Reported balance
After 2024-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-01 · Tax withholding · Disposed 10,776 · Balance 54,334 |
| Common StockSEC Table I · non-derivative | Direct | 74,853 |
Reported balance
After 2024-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-01 · Exercise / conversion · Acquired 20,519 · Balance 74,853 |
| Common StockSEC Table I · non-derivative | Direct | 66,692 |
Reported balance
After 2024-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-01 · Tax withholding · Disposed 8,161 · Balance 66,692 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-01 · Exercise / conversion · Disposed 20,519 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 12,431 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,431 |
| Common StockSEC Table I · non-derivative | Indirectby wife's trust | 110 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 110 |
| Common StockSEC Table I · non-derivative | Indirectby descendant's trust | 794 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 794 |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of performance rights granted on March 1, 2021.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement.
Kraft Heinz Co
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,070 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 7,937 · Balance 8,070 F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 60 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 120 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 120 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEB Inc.
Report date April 05, 2017 · Filed April 06, 2017
Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Exercise / conversion · Acquired 5,332 · Balance 18,047 F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,332 · Balance 12,715 F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Row 3 · 2017-04-05 · Disposition to issuer · Disposed 12,715 · Balance 0 F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Common StockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-04-05 · Disposition to issuer · Disposed 11,039 · Balance 0 F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0 F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.
F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.
F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.
F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).
F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.
F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,952 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · derivative · entry 17 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542 Underlying: Common Stock · 4,952 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,589 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · derivative · entry 16 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,589 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,541 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · derivative · entry 15 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,589 Underlying: Common Stock · 11,541 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 6,831 | $102.50 | $700,177.50 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 11 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT III Disclosed balance after: 28,828 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 6,829 | $100.00 | $682,900.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 10 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT III Disclosed balance after: 35,659 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,854 | $99.50 | $383,473.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 9 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,555 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,013 | $102.50 | $1,026,332.50 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 8 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,409 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,311 | $100.00 | $431,100.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 7 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,422 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,657 | $100.00 | $565,700.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 6 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,733 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 9,942 | $99.50 | $989,229.00 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,390 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 11,542 | $49.23 | $568,212.66 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 4,952 | $49.23 | $243,786.96 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 6,589 | $44.54 | $293,474.06 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 11,541 | $44.54 | $514,036.14 |
DisclosureSEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,222 | $0.00 Strike: $83.30 | $0.00 |
DisclosureSEC source: 0001127602-18-003011 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,222 Underlying: Common Stock · 12,222 shares Expires 2025-01-26 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options become exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,514 | $99.69 | $450,000.66 |
DisclosureSEC source: 0001127602-18-003011 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,708 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 12,222 | $99.69 | $1,218,411.18 |
DisclosureSEC source: 0001127602-18-003011 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,222 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance. F2 · balance_after: This balance reflects the prior transfer of shares from the reporting person's direct holdings to indirect holdings in the GRATs shown below. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 5,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026170 · doc4.xml · derivative · entry 5 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,332 shares Expires 2017-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 11,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026170 · doc4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 0 F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 12,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026170 · doc4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 5,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026170 · doc4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,715 F3 · shares: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 5,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026170 · doc4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2 · price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:38 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023521 · doc4.xml · derivative · entry 4 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:38 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023521 · doc4.xml · derivative · entry 3 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 Underlying: Common Stock · 455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:38 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023521 · doc4.xml · derivative · entry 2 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Underlying: Common Stock · 462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:38 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023521 · doc4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:21 UTC | CEB Inc. CEB · Entity 177136 | GrantRestricted Stock Units · Derivative | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021375 · doc4.xml · derivative · entry 1 Cox L Kevin · CIK 0001302528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Underlying: Common Stock · 1,701 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Restricted Stock Units vest equally in four increments in the following months: April 2018, March 2019, March 2020 and March 2021. F3 · derivative.expiration_date: N/A Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,797 | $77.57 | $216,963.29 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 2,112 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $77.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,797 | $77.58 | $216,991.26 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,889 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $77.66. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,133 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · derivative · entry 8 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,133 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 5,479 of the options exercised became exercisable on 1/26/2013; the balance became exercisable on 1/26/2014. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,355 | $78.01 | $261,723.55 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 4,909 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.03. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 23,777 | $78.00 | $1,854,606.00 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,686 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 27,133 | $38.10 | $1,033,767.30 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,554 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003156 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,554 Underlying: Common Stock · 11,554 shares Expires 2024-01-28 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,959 | $76.85 | $457,949.15 |
DisclosureSEC source: 0001127602-17-003156 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,330 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 11,554 | $76.85 | $887,924.90 |
DisclosureSEC source: 0001127602-17-003156 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,289 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,300 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · derivative · entry 8 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,133 Underlying: Common Stock · 37,300 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 21,126 of the options exercised became exercisable on 1/26/2012; the balance became exercisable on 1/26/2013. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,940 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · derivative · entry 7 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,940 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 14,690 of the options exercised became exercisable on 1/31/2011; the balance became exercisable on 1/31/2012. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,487 | $78.00 | $193,986.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 8,264 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 32,687 | $78.01 | $2,549,912.87 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,735 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 37,300 | $38.10 | $1,421,130.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 41,832 | $78.01 | $3,263,314.32 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,122 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 45,940 | $49.13 | $2,257,032.20 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,181 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · derivative · entry 9 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,433 Underlying: Common Stock · 22,181 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 21,653 of the options exercised became exercisable on 1/26/2011; the balance became exercisable on 1/26/2012. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,157 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · derivative · entry 8 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,940 Underlying: Common Stock · 26,157 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 9,597 of the options exercised became exercisable on 1/31/2010; the balance became exercisable on 1/31/2011. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 11,317 | $78.00 | $882,726.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 10,751 Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 19,438 | $78.00 | $1,516,164.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,014 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 22,181 | $38.10 | $845,096.10 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 23,819 | $78.00 | $1,857,882.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,271 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 26,157 | $49.13 | $1,285,093.41 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.