Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Chief Human Resources Officer | January 26, 2019 | January 29, 2019 |
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | March 01, 2024 | March 05, 2024 |
| Kraft Heinz CoKHC · Entity 3144 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2019 · Filed January 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,199 |
Reported balance
After 2019-01-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance. F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below. |
| Common StockSEC Table I · non-derivative | Direct | 11,763 |
Reported balance
After 2019-01-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-26 · Tax withholding · Disposed 8,436 · Balance 11,763 F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.09 · Expires 2026-01-26 | Direct | 20,199 |
Reported balance
After 2019-01-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199 F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT 3 | 9,886 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,886 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT 4 | 30,394 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,394 F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Trust | 54.05 |
Reported balance
Holding disclosure · report date 2019-01-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 54.05 F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4.
F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.
GENERAL ELECTRIC CO
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,110 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Grant · Acquired 23,884 · Balance 65,110 F1: Settlement of performance rights granted on March 1, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 54,334 |
Reported balance
After 2024-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-01 · Tax withholding · Disposed 10,776 · Balance 54,334 |
| Common StockSEC Table I · non-derivative | Direct | 74,853 |
Reported balance
After 2024-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-01 · Exercise / conversion · Acquired 20,519 · Balance 74,853 |
| Common StockSEC Table I · non-derivative | Direct | 66,692 |
Reported balance
After 2024-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-01 · Tax withholding · Disposed 8,161 · Balance 66,692 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-01 · Exercise / conversion · Disposed 20,519 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 12,431 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,431 |
| Common StockSEC Table I · non-derivative | Indirectby wife's trust | 110 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 110 |
| Common StockSEC Table I · non-derivative | Indirectby descendant's trust | 794 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 794 |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of performance rights granted on March 1, 2021.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement.
Kraft Heinz Co
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,070 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 7,937 · Balance 8,070 F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 60 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 120 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 120 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEB Inc.
Report date April 05, 2017 · Filed April 06, 2017
Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Exercise / conversion · Acquired 5,332 · Balance 18,047 F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,332 · Balance 12,715 F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Row 3 · 2017-04-05 · Disposition to issuer · Disposed 12,715 · Balance 0 F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Common StockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-04-05 · Disposition to issuer · Disposed 11,039 · Balance 0 F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0 F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.
F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.
F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.
F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).
F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.
F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2012 Filed Mar 5, 2012 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 137,088 | $44.67 | $6,124,132.22 |
DisclosureSEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2012 Filed Feb 1, 2012 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,363 | $50.14 | $68,340.82 |
DisclosureSEC source: 0001127602-12-003425 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,015 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 651 | $49.98 | $32,536.98 |
DisclosureSEC source: 0001127602-12-003033 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,378 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 21:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,494 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002623 · form4.xml · derivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,494 Underlying: Common Stock · 16,494 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,434 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-11-006787 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,036 Underlying: Common Stock · 25,434 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 1,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-11-006787 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,029 F3 · price: Bona fide charitable gift. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,713 | $45.31 | $258,861.74 |
DisclosureSEC source: 0001127602-11-006787 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,829 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 16,860 | $45.31 | $763,943.46 |
DisclosureSEC source: 0001127602-11-006787 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,542 F1 · shares: Of the 25,434 shares acquired pursuant to the option exercise reported above, approximately 16,860 were sold to cover the cost of exercise and withholding taxes. Mr. Cox retained 50% of the net shares acquired from the option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 22:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 25,434 | $16.71 | $425,002.14 |
DisclosureSEC source: 0001127602-11-006787 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2011 Filed Feb 2, 2011 23:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,087 | $44.38 | $48,241.06 |
DisclosureSEC source: 0001127602-11-003589 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,968 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 02:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,087 | $43.38 | $47,154.06 |
DisclosureSEC source: 0001127602-11-003618 · form4a.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,968 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. F2 · price: Due to a typographical error, the price reported in Table I, Column 4 of the original filing was incorrect. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 23:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,130 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002743 · form4.xml · derivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,130 Underlying: Common Stock · 18,130 shares Expires 2021-01-27 F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 23:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 710 | $44.46 | $31,566.60 |
DisclosureSEC source: 0001127602-11-002743 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,055 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 31, 2010 Filed Feb 2, 2010 23:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,201 | $37.66 | $45,229.66 |
DisclosureSEC source: 0001127602-10-003174 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,765 F1 · kind: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award. F1 · shares: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 86,614 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002470 · form4.xml · derivative · entry 4 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,614 Underlying: Common Stock · 86,614 shares Expires 2020-01-26 F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 7,217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-002470 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,966 F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 65,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-002470 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,749 F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements. Read SEC document |
| January 31, 2009 Filed Feb 2, 2009 22:20 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,200 | $16.73 | $20,076.00 |
DisclosureSEC source: 0001127602-09-002273 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,133 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards. Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:20 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 203,470 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002273 · form4.xml · derivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,470 Underlying: Common Stock · 203,470 shares Expires 2019-01-28 F3 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| April 04, 2008 Filed Apr 8, 2008 22:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,504 | $46.38 | $208,873.00 |
DisclosureSEC source: 0001127602-08-002404 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,333 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 21:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000621 · form4.xml · derivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2018-01-30 F2 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 21:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-000621 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,837 F1 · shares: Restricted Stock Award will vest in four cumulative annual installments of 25% each on the first, second, third, and fourth anniversary of grant date, respectively, subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| April 04, 2007 Filed Apr 5, 2007 21:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,504 | $56.24 | $253,282.44 |
DisclosureSEC source: 0001127602-07-001399 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,837 F1 · kind: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 21:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-07-000367 · form4.xml · derivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2017-01-24 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2007 Filed Feb 13, 2008 23:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-001003 · form5.xml · derivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock coverts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| April 04, 2006 Filed Feb 13, 2007 22:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,504 | $52.71 | $237,405.84 |
DisclosureSEC source: 0001127602-07-000584 · form5.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,341 Read SEC document |
| April 04, 2006 Filed Feb 14, 2007 23:15 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,504 | $52.71 | $237,405.84 |
DisclosureSEC source: 0001127602-07-000643 · form5a.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,341 Read SEC document |
| January 26, 2006 Filed Feb 13, 2007 22:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000584 · form5.xml · derivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock coverts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2006 Filed Feb 14, 2007 23:15 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000643 · form5a.xml · derivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19 Underlying: Common Stock · 19 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock coverts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000143 · form4.xml · derivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2016-01-23 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| April 04, 2005 Filed Apr 6, 2005 19:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 120,000 | $0.00 Strike: $51.04 | $0.00 |
DisclosureSEC source: 0000004962-05-000115 · doc4.xml · derivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Shares · 120,000 shares Expires 2015-04-04 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| April 04, 2005 Filed Apr 6, 2005 19:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000115 · doc4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on April 4, 2006, 2007, 2008 and 2009, respectively) subject to award requirements including continuous employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.