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person · Reporting owner

Mayer Bethany

Disclosed activity across 9 companies

Tapewire entity
11201
SEC CIK
0001405693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Astera Labs, Inc.ALAB · Entity 1853DirectorJune 24, 2026June 26, 2026
BOX INCBOX · Entity 3932DirectorJune 25, 2026June 29, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984DirectorMay 01, 2026May 05, 2026
Keysight Technologies, Inc.KEYS · Entity 3021SVPMay 17, 2017May 19, 2017
LAM RESEARCH CORPLRCX · Entity 1467DirectorSeptember 09, 2026September 10, 2026
SEMPRASRE · Entity 3017DirectorJuly 01, 2024July 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Astera Labs, Inc.

Report date June 24, 2026 · Filed June 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,550 Ending reported balance After 2026-06-24 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-06-24 · Sale · Disposed 99 · Balance 6,137

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2026-06-24 · Sale · Disposed 193 · Balance 5,944

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2026-06-24 · Sale · Disposed 54 · Balance 5,890

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

Row 4 · 2026-06-24 · Sale · Disposed 146 · Balance 5,744

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 5 · 2026-06-24 · Sale · Disposed 165 · Balance 5,579

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 6 · 2026-06-24 · Sale · Disposed 29 · Balance 5,550

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

Common StockSEC Table I · non-derivativeIndirectBy Trust839 Reported balance Holding disclosure · report date 2026-06-24 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 839

F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

BOX INC

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect17,228 Last balance in matching sequence After 2026-06-26 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-06-25 · Grant · Acquired 12,266 · Balance 21,288

F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Row 2 · 2026-06-26 · Sale · Disposed 1,325 · Balance 19,963

F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Row 3 · 2026-06-26 · Sale · Disposed 2,735 · Balance 17,228

F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote64,993 Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 64,993

F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

Hewlett Packard Enterprise Co

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,018 Reported balance After 2026-05-05 transaction · row 1
1 source row

Row 1 · 2026-05-05 · Sale · Disposed 6,482 · Balance 8,018

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,750 Reported balance After 2026-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-01 · Grant · Acquired 8,750 · Balance 8,750

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Common StockSEC Table I · non-derivativeIndirectby JM2002Trust20,078 Reported balance Holding disclosure · report date 2026-05-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,078

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Keysight Technologies, Inc.

Report date May 17, 2017 · Filed May 19, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,408 Reported balance After 2017-05-17 transaction · row 1
1 source row

Row 1 · 2017-05-17 · Grant · Acquired 20,408 · Balance 20,408

F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.

LAM RESEARCH CORP

Report date September 09, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust20,995 Reported balance After 2026-09-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-09 · Sale · Disposed 9,557 · Balance 20,995

F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive

Common StockSEC Table I · non-derivativeDirect1,635 Reported balance Holding disclosure · report date 2026-09-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,635

F2: The amount reported includes shares subject to unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive

F2: The amount reported includes shares subject to unvested restricted stock units.

SEMPRA

Report date July 01, 2024 · Filed July 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom SharesSEC Table II · derivative / convertible securityDirect11,169.57 Reported balance After 2024-07-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-07-01 · Grant · Acquired 166.73 · Balance 11,169.57

F1: Phantom shares of Sempra Common Stock acquired as director compensation.

F2: Conversion of Derivative Security is 1 for 1.

F3: Date exercisable is immediate for shares that have vested.

F4: Expiration date is Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom shares of Sempra Common Stock acquired as director compensation.

F2: Conversion of Derivative Security is 1 for 1.

F3: Date exercisable is immediate for shares that have vested.

F4: Expiration date is Not Applicable.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IXIA

Report date April 18, 2017 · Filed April 20, 2017

Section 16 reporting ended · disclosed 2017-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-18 transaction · row 1
1 source row

Row 1 · 2017-04-18 · Disposition to issuer · Disposed 80,393 · Balance 0

F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017.

F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.39 · Expires 2023-02-26Direct0 Reported balance After 2017-04-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-04-18 · Disposition to issuer · Disposed 237,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2022-02-27Direct0 Reported balance After 2017-04-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-04-18 · Disposition to issuer · Disposed 175,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.13 · Expires 2021-10-02Direct0 Reported balance After 2017-04-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-04-18 · Disposition to issuer · Disposed 700,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-04-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-04-18 · Disposition to issuer · Disposed 82,400 · Balance 0

F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.

Filing footnotes · ownership attribution and instrument terms

F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017.

F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.

F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.

F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.

F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.

MARVELL TECHNOLOGY GROUP LTD

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-20 transaction · row 1
1 source row

Row 1 · 2021-04-20 · Disposition to issuer · Disposed 20,596 · Balance 0

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-04-20 · Disposition to issuer · Disposed 6,651 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.

F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.

F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

Marvell Technology, Inc.

Report date June 23, 2022 · Filed June 24, 2022

Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,601 Reported balance After 2022-06-23 transaction · row 1
1 source row

Row 1 · 2022-06-23 · Exercise / conversion · Acquired 4,354 · Balance 31,601

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-06-23 · Exercise / conversion · Disposed 4,354 · Balance 0

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F2: These RSUs vested as to 100% of the shares on June 23, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F2: These RSUs vested as to 100% of the shares on June 23, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2024 Filed Apr 12, 2024 21:18 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 12,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008364 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:16 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 175.17 $71.36 $12,500.13
Disclosure

SEC source: 0001062993-24-007756 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,905.26

Underlying: Common Stock · 175.17 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:42 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 164.86 $75.82 $12,499.69
Disclosure

SEC source: 0001062993-24-000303 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,647.08

Underlying: Common Stock · 164.86 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 17:46 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0000707549-23-000134 · wk-form4_1699897564.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,059

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 00:29 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 191.51 $65.27 $12,499.86
Disclosure

SEC source: 0001062993-23-018931 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,395.67

Underlying: Common Stock · 191.51 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total reflects the impact of the two-for-one split of Sempra's Common Stock in the form of a 100% stock dividend that was distributed on August 21, 2023 to all shareholders of record at the close of business on August 14, 2023.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 19:35 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 86.1 $145.18 $12,500.00
Disclosure

SEC source: 0001062993-23-014429 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,061.27

Underlying: Common Stock · 86.1 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:10 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040189 · doc4.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,491

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:10 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040189 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,965

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 11,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013748 · form4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,898

Underlying: Common Stock · 11,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 12, 2023 Filed May 15, 2023 21:47 UTC SEMPRA SRE · Entity 3017 GrantCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011150 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,494.54

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:59 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 83.57 $149.58 $12,500.40
Disclosure

SEC source: 0001062993-23-008661 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,937.58

Underlying: Common Stock · 83.57 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 730.23 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:12 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 81.32 $153.71 $12,499.70
Disclosure

SEC source: 0001062993-23-000352 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820.67

Underlying: Common Stock · 81.32 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 725.13 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 19:30 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0000707549-22-000144 · wf-form4_166845417972142.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:21 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 80.58 $155.12 $12,499.57
Disclosure

SEC source: 0001062993-22-020274 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,702.81

Underlying: Common Stock · 80.58 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 719.44 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 21:43 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 3,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042298 · doc4.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,913

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 14, 2023) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 21:43 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 7,773 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042298 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,027

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 14, 2023) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:52 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 81.4 $153.56 $12,499.78
Disclosure

SEC source: 0001062993-22-015902 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,587.39

Underlying: Common Stock · 81.4 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 714.02 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
June 23, 2022 Filed Jun 24, 2022 21:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 4,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039298 · doc4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 23, 2022.

F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 23, 2022.

Read SEC document
June 23, 2022 Filed Jun 24, 2022 21:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 4,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039298 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 16, 2022 21:08 UTC SEMPRA SRE · Entity 3017 GrantRestricted Phantom Shares · Derivative 714.02 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012636 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714.02

Underlying: Common Stock · 714.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.

F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2023 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2023 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:45 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 73.38 $170.34 $12,499.55
Disclosure

SEC source: 0001062993-22-009615 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767.27

Underlying: Common Stock · 73.38 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 853.61 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 19:50 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 94.7 $131.99 $12,499.45
Disclosure

SEC source: 0001062993-22-000163 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665.1

Underlying: Common Stock · 94.7 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 846.78 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:05 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 377 $0.00 $0.00
Disclosure

SEC source: 0000707549-21-000185 · wf-form4_163709649836068.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:03 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 338.43 $125.58 $42,500.04
Disclosure

SEC source: 0001771474-21-000067 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543.08

Underlying: Common Stock · 338.43 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 839.63 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 21:00 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 4,066 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058492 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,254

F1 · shares: Represents an annual restricted stock unit (RSU) award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. September 29, 2022) or (ii) date of 2022 annual stockholder meeting.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 22:01 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055542 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,188

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 19:49 UTC Marvell Technology, Inc. MRVL · Entity 521 GrantRestricted Stock Units · Derivative 4,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047352 · doc4.xml · derivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354

Underlying: Common Stock · 4,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting.

F3 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual shareholder meeting of Marvell or the one year anniversary of the restricted stock unit grant.

F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual shareholder meeting of Marvell or the one year anniversary of the restricted stock unit grant.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 19:49 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 6,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047352 · doc4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting.

F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on July 16, 2021.

F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on July 16, 2021.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 19:49 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 6,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047352 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:52 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 316.95 $134.09 $42,499.83
Disclosure

SEC source: 0001771474-21-000056 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,178.1

Underlying: Common Stock · 316.95 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 832.67 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:24 UTC SEMPRA SRE · Entity 3017 GrantRestricted Phantom Shares · Derivative 832.67 $0.00 $0.00
Disclosure

SEC source: 0001771474-21-000043 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832.67

Underlying: Common Stock · 832.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.

F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2022 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2022 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

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April 20, 2021 Filed Apr 20, 2021 17:58 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 6,651 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016442 · doc4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,651 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.

F4 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

F4 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

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April 20, 2021 Filed Apr 20, 2021 17:58 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerCommon Shares 20,596 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016442 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

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April 01, 2021 Filed Apr 2, 2021 19:44 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 322.46 $131.80 $42,500.23
Disclosure

SEC source: 0001771474-21-000032 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014.89

Underlying: Common Stock · 322.46 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 742.83 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

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January 04, 2021 Filed Jan 5, 2021 20:05 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 343.3 $123.80 $42,500.54
Disclosure

SEC source: 0001771474-21-000007 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,681.1

Underlying: Common Stock · 343.3 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 736.59 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

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November 06, 2020 Filed Nov 10, 2020 20:14 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 510 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000193 · wf-form4_160503926054046.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units.

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October 01, 2020 Filed Oct 2, 2020 20:37 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 104.93 $119.13 $12,500.31
Disclosure

SEC source: 0001771474-20-000103 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327.79

Underlying: Common Stock · 104.93 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 730.61 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

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July 23, 2020 Filed Jul 24, 2020 19:37 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Units · Derivative 6,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043671 · doc4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,651

Underlying: Common Shares · 6,651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F2 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant.

F2 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant.

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July 01, 2020 Filed Jul 2, 2020 18:40 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 103.01 $121.35 $12,500.26
Disclosure

SEC source: 0001771474-20-000076 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213.53

Underlying: Common Stock · 103.01 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 724.52 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

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June 28, 2020 Filed Jun 30, 2020 12:44 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 9,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039398 · doc4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 28, 2020.

F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 28, 2020.

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June 28, 2020 Filed Jun 30, 2020 12:44 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionCommon Shares 9,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039398 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 6, 2020 21:34 UTC SEMPRA SRE · Entity 3017 GrantRestricted Phantom Shares · Derivative 724.52 $0.00 $0.00
Disclosure

SEC source: 0001771474-20-000060 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724.52

Underlying: Common Stock · 724.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.

F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2021 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2021 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

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April 24, 2020 Filed Apr 28, 2020 20:25 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 29,239 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025942 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,239

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/3 of the RSUs will vest on April 24, 2021. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date.

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April 01, 2020 Filed Apr 2, 2020 19:46 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 120.53 $103.71 $12,500.17
Disclosure

SEC source: 0001771474-20-000044 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383.76

Underlying: Common Stock · 120.53 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 01:02 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 83.83 $149.12 $12,500.73
Disclosure

SEC source: 0001771474-20-000008 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262.11

Underlying: Common Stock · 83.83 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:01 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000707549-19-000174 · wf-form4_157359245988555.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 00:01 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 85.57 $146.08 $12,500.07
Disclosure

SEC source: 0001228379-19-000098 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177.67

Underlying: Common Stock · 85.57 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

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August 30, 2019 Filed Sep 4, 2019 18:08 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000707549-19-000131 · wf-form4_156762049235665.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
July 03, 2019 Filed Jul 3, 2019 23:20 UTC SEMPRA SRE · Entity 3017 GrantCommon Stock 654 $0.00 $0.00
Disclosure

SEC source: 0001228379-19-000089 · edgar.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:10 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 91.47 $136.66 $12,500.29
Disclosure

SEC source: 0001228379-19-000080 · edgar.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91.47

Underlying: Common Stock · 91.47 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.