Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Astera Labs, Inc.ALAB · Entity 1853 | Director | June 24, 2026 | June 26, 2026 |
| BOX INCBOX · Entity 3932 | Director | June 25, 2026 | June 29, 2026 |
| Hewlett Packard Enterprise CoHPE · Entity 2984 | Director | May 01, 2026 | May 05, 2026 |
| Keysight Technologies, Inc.KEYS · Entity 3021 | SVP | May 17, 2017 | May 19, 2017 |
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | September 09, 2026 | September 10, 2026 |
| SEMPRASRE · Entity 3017 | Director | July 01, 2024 | July 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Astera Labs, Inc.
Report date June 24, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,550 |
Ending reported balance
After 2026-06-24 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-06-24 · Sale · Disposed 99 · Balance 6,137 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-06-24 · Sale · Disposed 193 · Balance 5,944 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-06-24 · Sale · Disposed 54 · Balance 5,890 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. Row 4 · 2026-06-24 · Sale · Disposed 146 · Balance 5,744 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2026-06-24 · Sale · Disposed 165 · Balance 5,579 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2026-06-24 · Sale · Disposed 29 · Balance 5,550 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 839 |
Reported balance
Holding disclosure · report date 2026-06-24 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 839 F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
BOX INC
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,228 |
Last balance in matching sequence
After 2026-06-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-06-25 · Grant · Acquired 12,266 · Balance 21,288 F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Row 2 · 2026-06-26 · Sale · Disposed 1,325 · Balance 19,963 F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Row 3 · 2026-06-26 · Sale · Disposed 2,735 · Balance 17,228 F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 64,993 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 64,993 F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.
F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.
F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.
Hewlett Packard Enterprise Co
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,018 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Sale · Disposed 6,482 · Balance 8,018 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,750 |
Reported balance
After 2026-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-01 · Grant · Acquired 8,750 · Balance 8,750 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Indirectby JM2002Trust | 20,078 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,078 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Keysight Technologies, Inc.
Report date May 17, 2017 · Filed May 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,408 |
Reported balance
After 2017-05-17 transaction · row 1
1 source rowRow 1 · 2017-05-17 · Grant · Acquired 20,408 · Balance 20,408 F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.
LAM RESEARCH CORP
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 20,995 |
Reported balance
After 2026-09-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-09 · Sale · Disposed 9,557 · Balance 20,995 F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive |
| Common StockSEC Table I · non-derivative | Direct | 1,635 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,635 F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive
F2: The amount reported includes shares subject to unvested restricted stock units.
SEMPRA
Report date July 01, 2024 · Filed July 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 11,169.57 |
Reported balance
After 2024-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-07-01 · Grant · Acquired 166.73 · Balance 11,169.57 F1: Phantom shares of Sempra Common Stock acquired as director compensation. F2: Conversion of Derivative Security is 1 for 1. F3: Date exercisable is immediate for shares that have vested. F4: Expiration date is Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom shares of Sempra Common Stock acquired as director compensation.
F2: Conversion of Derivative Security is 1 for 1.
F3: Date exercisable is immediate for shares that have vested.
F4: Expiration date is Not Applicable.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IXIA
Report date April 18, 2017 · Filed April 20, 2017
Section 16 reporting ended · disclosed 2017-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 1
1 source rowRow 1 · 2017-04-18 · Disposition to issuer · Disposed 80,393 · Balance 0 F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017. F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.39 · Expires 2023-02-26 | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-18 · Disposition to issuer · Disposed 237,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2022-02-27 | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-04-18 · Disposition to issuer · Disposed 175,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.13 · Expires 2021-10-02 | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-18 · Disposition to issuer · Disposed 700,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-18 · Disposition to issuer · Disposed 82,400 · Balance 0 F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017.
F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.
F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.
F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.
F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.
F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.
F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.
MARVELL TECHNOLOGY GROUP LTD
Report date April 20, 2021 · Filed April 20, 2021
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 1
1 source rowRow 1 · 2021-04-20 · Disposition to issuer · Disposed 20,596 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Disposition to issuer · Disposed 6,651 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").
F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.
F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.
Marvell Technology, Inc.
Report date June 23, 2022 · Filed June 24, 2022
Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,601 |
Reported balance
After 2022-06-23 transaction · row 1
1 source rowRow 1 · 2022-06-23 · Exercise / conversion · Acquired 4,354 · Balance 31,601 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-23 · Exercise / conversion · Disposed 4,354 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F2: These RSUs vested as to 100% of the shares on June 23, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F2: These RSUs vested as to 100% of the shares on June 23, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 10, 2024 Filed Apr 12, 2024 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 12,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008364 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:16 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 175.17 | $71.36 | $12,500.13 |
DisclosureSEC source: 0001062993-24-007756 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,905.26 Underlying: Common Stock · 175.17 shares Expires not disclosed F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 00:42 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 164.86 | $75.82 | $12,499.69 |
DisclosureSEC source: 0001062993-24-000303 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,647.08 Underlying: Common Stock · 164.86 shares Expires not disclosed F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 17:46 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-23-000134 · wk-form4_1699897564.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,059 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 00:29 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 191.51 | $65.27 | $12,499.86 |
DisclosureSEC source: 0001062993-23-018931 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,395.67 Underlying: Common Stock · 191.51 shares Expires not disclosed F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total reflects the impact of the two-for-one split of Sempra's Common Stock in the form of a 100% stock dividend that was distributed on August 21, 2023 to all shareholders of record at the close of business on August 14, 2023. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 19:35 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 86.1 | $145.18 | $12,500.00 |
DisclosureSEC source: 0001062993-23-014429 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,061.27 Underlying: Common Stock · 86.1 shares Expires not disclosed F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 21:10 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 3,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040189 · doc4.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,491 F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 21:10 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 7,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040189 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,965 F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:14 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 11,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-013748 · form4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,898 Underlying: Common Stock · 11,898 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · price: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| May 12, 2023 Filed May 15, 2023 21:47 UTC | SEMPRA SRE · Entity 3017 | GrantCommon Stock | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011150 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,494.54 Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 21:59 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 83.57 | $149.58 | $12,500.40 |
DisclosureSEC source: 0001062993-23-008661 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,937.58 Underlying: Common Stock · 83.57 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 730.23 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:12 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 81.32 | $153.71 | $12,499.70 |
DisclosureSEC source: 0001062993-23-000352 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820.67 Underlying: Common Stock · 81.32 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 725.13 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 19:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 563 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-22-000144 · wf-form4_166845417972142.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:21 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 80.58 | $155.12 | $12,499.57 |
DisclosureSEC source: 0001062993-22-020274 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,702.81 Underlying: Common Stock · 80.58 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 719.44 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 21:43 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 3,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042298 · doc4.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,913 F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 14, 2023) or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 21:43 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 7,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042298 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,027 F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 14, 2023) or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:52 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 81.4 | $153.56 | $12,499.78 |
DisclosureSEC source: 0001062993-22-015902 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,587.39 Underlying: Common Stock · 81.4 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 714.02 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 21:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039298 · doc4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 23, 2022. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 23, 2022. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 21:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039298 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2022 Filed May 16, 2022 21:08 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 714.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012636 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714.02 Underlying: Common Stock · 714.02 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2023 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2023 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 01:45 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 73.38 | $170.34 | $12,499.55 |
DisclosureSEC source: 0001062993-22-009615 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,767.27 Underlying: Common Stock · 73.38 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 853.61 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 19:50 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 94.7 | $131.99 | $12,499.45 |
DisclosureSEC source: 0001062993-22-000163 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,665.1 Underlying: Common Stock · 94.7 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 846.78 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-21-000185 · wf-form4_163709649836068.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:03 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 338.43 | $125.58 | $42,500.04 |
DisclosureSEC source: 0001771474-21-000067 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543.08 Underlying: Common Stock · 338.43 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 839.63 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:00 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 4,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058492 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,254 F1 · shares: Represents an annual restricted stock unit (RSU) award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. September 29, 2022) or (ii) date of 2022 annual stockholder meeting. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 22:01 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 7,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055542 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,188 F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 19:49 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047352 · doc4.xml · derivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,354 Underlying: Common Stock · 4,354 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F3 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual shareholder meeting of Marvell or the one year anniversary of the restricted stock unit grant. F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual shareholder meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 19:49 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047352 · doc4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on July 16, 2021. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on July 16, 2021. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 19:49 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047352 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:52 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 316.95 | $134.09 | $42,499.83 |
DisclosureSEC source: 0001771474-21-000056 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,178.1 Underlying: Common Stock · 316.95 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 832.67 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| May 14, 2021 Filed May 17, 2021 21:24 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 832.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001771474-21-000043 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.67 Underlying: Common Stock · 832.67 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2022 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2022 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:58 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerRestricted Stock Units · Derivative | 6,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016442 · doc4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,651 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F4 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. F4 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:58 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerCommon Shares | 20,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016442 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:44 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 322.46 | $131.80 | $42,500.23 |
DisclosureSEC source: 0001771474-21-000032 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,014.89 Underlying: Common Stock · 322.46 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 742.83 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:05 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 343.3 | $123.80 | $42,500.54 |
DisclosureSEC source: 0001771474-21-000007 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,681.1 Underlying: Common Stock · 343.3 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 736.59 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 20:14 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000193 · wf-form4_160503926054046.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:37 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 104.93 | $119.13 | $12,500.31 |
DisclosureSEC source: 0001771474-20-000103 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327.79 Underlying: Common Stock · 104.93 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 730.61 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 19:37 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units · Derivative | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043671 · doc4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 Underlying: Common Shares · 6,651 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. F2 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:40 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 103.01 | $121.35 | $12,500.26 |
DisclosureSEC source: 0001771474-20-000076 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213.53 Underlying: Common Stock · 103.01 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 724.52 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| June 28, 2020 Filed Jun 30, 2020 12:44 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units · Derivative | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039398 · doc4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 28, 2020. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 28, 2020. Read SEC document |
| June 28, 2020 Filed Jun 30, 2020 12:44 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Shares | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039398 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 6, 2020 21:34 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 724.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001771474-20-000060 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724.52 Underlying: Common Stock · 724.52 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2021 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2021 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 20:25 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 29,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025942 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,239 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · shares: 1/3 of the RSUs will vest on April 24, 2021. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 19:46 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 120.53 | $103.71 | $12,500.17 |
DisclosureSEC source: 0001771474-20-000044 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383.76 Underlying: Common Stock · 120.53 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| January 02, 2020 Filed Jan 4, 2020 01:02 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 83.83 | $149.12 | $12,500.73 |
DisclosureSEC source: 0001771474-20-000008 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262.11 Underlying: Common Stock · 83.83 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-19-000174 · wf-form4_157359245988555.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 00:01 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 85.57 | $146.08 | $12,500.07 |
DisclosureSEC source: 0001228379-19-000098 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177.67 Underlying: Common Stock · 85.57 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:08 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-19-000131 · wf-form4_156762049235665.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 03, 2019 Filed Jul 3, 2019 23:20 UTC | SEMPRA SRE · Entity 3017 | GrantCommon Stock | 654 | $0.00 | $0.00 |
DisclosureSEC source: 0001228379-19-000089 · edgar.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:10 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 91.47 | $136.66 | $12,500.29 |
DisclosureSEC source: 0001228379-19-000080 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91.47 Underlying: Common Stock · 91.47 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.