person · Reporting owner

Mayer Bethany

Disclosed activity across 9 companies

Tapewire entity: 11201
SEC CIK: 0001405693

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Astera Labs, Inc.ALAB · Entity 1853	Director	June 24, 2026	June 26, 2026
BOX INCBOX · Entity 3932	Director	June 25, 2026	June 29, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984	Director	May 01, 2026	May 05, 2026
Keysight Technologies, Inc.KEYS · Entity 3021	SVP	May 17, 2017	May 19, 2017
LAM RESEARCH CORPLRCX · Entity 1467	Director	September 09, 2026	September 10, 2026
SEMPRASRE · Entity 3017	Director	July 01, 2024	July 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Astera Labs, Inc.

Report date June 24, 2026 · Filed June 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,550	Ending reported balance After 2026-06-24 transaction · row 6 6 source rows · reconciled sequence Row 1 · 2026-06-24 · Sale · Disposed 99 · Balance 6,137 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-06-24 · Sale · Disposed 193 · Balance 5,944 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-06-24 · Sale · Disposed 54 · Balance 5,890 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. Row 4 · 2026-06-24 · Sale · Disposed 146 · Balance 5,744 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2026-06-24 · Sale · Disposed 165 · Balance 5,579 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2026-06-24 · Sale · Disposed 29 · Balance 5,550 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.
Common StockSEC Table I · non-derivative	IndirectBy Trust	839	Reported balance Holding disclosure · report date 2026-06-24 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 839 F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

BOX INC

Report date June 25, 2026 · Filed June 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	17,228	Last balance in matching sequence After 2026-06-26 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2026-06-25 · Grant · Acquired 12,266 · Balance 21,288 F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Row 2 · 2026-06-26 · Sale · Disposed 1,325 · Balance 19,963 F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Row 3 · 2026-06-26 · Sale · Disposed 2,735 · Balance 17,228 F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	64,993	Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 64,993 F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

Hewlett Packard Enterprise Co

Report date May 01, 2026 · Filed May 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,018	Reported balance After 2026-05-05 transaction · row 1 1 source row Row 1 · 2026-05-05 · Sale · Disposed 6,482 · Balance 8,018
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	8,750	Reported balance After 2026-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-05-01 · Grant · Acquired 8,750 · Balance 8,750 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Common StockSEC Table I · non-derivative	Indirectby JM2002Trust	20,078	Reported balance Holding disclosure · report date 2026-05-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 20,078

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Keysight Technologies, Inc.

Report date May 17, 2017 · Filed May 19, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	20,408	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Grant · Acquired 20,408 · Balance 20,408 F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.

LAM RESEARCH CORP

Report date September 09, 2026 · Filed September 10, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trust	20,995	Reported balance After 2026-09-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-09 · Sale · Disposed 9,557 · Balance 20,995 F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive
Common StockSEC Table I · non-derivative	Direct	1,635	Reported balance Holding disclosure · report date 2026-09-09 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,635 F2: The amount reported includes shares subject to unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive

F2: The amount reported includes shares subject to unvested restricted stock units.

SEMPRA

Report date July 01, 2024 · Filed July 02, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom SharesSEC Table II · derivative / convertible security	Direct	11,169.57	Reported balance After 2024-07-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2024-07-01 · Grant · Acquired 166.73 · Balance 11,169.57 F1: Phantom shares of Sempra Common Stock acquired as director compensation. F2: Conversion of Derivative Security is 1 for 1. F3: Date exercisable is immediate for shares that have vested. F4: Expiration date is Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom shares of Sempra Common Stock acquired as director compensation.

F2: Conversion of Derivative Security is 1 for 1.

F3: Date exercisable is immediate for shares that have vested.

F4: Expiration date is Not Applicable.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IXIA

Report date April 18, 2017 · Filed April 20, 2017

Section 16 reporting ended · disclosed 2017-04-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-04-18 transaction · row 1 1 source row Row 1 · 2017-04-18 · Disposition to issuer · Disposed 80,393 · Balance 0 F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017. F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.39 · Expires 2023-02-26	Direct	Reported balance After 2017-04-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-04-18 · Disposition to issuer · Disposed 237,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2022-02-27	Direct	Reported balance After 2017-04-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-04-18 · Disposition to issuer · Disposed 175,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.13 · Expires 2021-10-02	Direct	Reported balance After 2017-04-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-04-18 · Disposition to issuer · Disposed 700,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.
Performance Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2017-04-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-04-18 · Disposition to issuer · Disposed 82,400 · Balance 0 F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.

Filing footnotes · ownership attribution and instrument terms

F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017.

F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.

F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.

F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.

F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.

MARVELL TECHNOLOGY GROUP LTD

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2021-04-20 transaction · row 1 1 source row Row 1 · 2021-04-20 · Disposition to issuer · Disposed 20,596 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-04-20 · Disposition to issuer · Disposed 6,651 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.

F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

Marvell Technology, Inc.

Report date June 23, 2022 · Filed June 24, 2022

Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	31,601	Reported balance After 2022-06-23 transaction · row 1 1 source row Row 1 · 2022-06-23 · Exercise / conversion · Acquired 4,354 · Balance 31,601
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-06-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-06-23 · Exercise / conversion · Disposed 4,354 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F2: These RSUs vested as to 100% of the shares on June 23, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F2: These RSUs vested as to 100% of the shares on June 23, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 28, 2019 Filed Jul 2, 2019 19:22 UTC	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	GrantRestricted Stock Units · Derivative	9,216	$0.00	$0.00	Disclosure SEC source: 0001209191-19-040552 · doc4.xml · derivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,216 Underlying: Commn Shares · 9,216 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F3 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:22 UTC	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	Exercise / conversionRestricted Stock Units · Derivative	10,105	$0.00	$0.00	Disclosure SEC source: 0001209191-19-040552 · doc4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 28, 2019. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 28, 2019. Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:22 UTC	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	Exercise / conversionCommon Shares	10,105	$0.00	$0.00	Disclosure SEC source: 0001209191-19-040552 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC	SEMPRA SRE · Entity 3017	GrantEmployee Stock Option (right to buy) · Derivative	17,898	$0.00 Strike: $106.76	$0.00	Disclosure SEC source: 0001228379-19-000018 · edgar.xml · derivative · entry 5 Mayer Bethany · CIK 0001405693 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,898 Underlying: Common Stock · 17,898 shares Expires 2029-01-01 F2 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC	SEMPRA SRE · Entity 3017	Exercise / conversionPhantom Shares · Derivative	1,432.82	Not disclosed	Not disclosed	Disclosure SEC source: 0001228379-19-000018 · edgar.xml · derivative · entry 4 Mayer Bethany · CIK 0001405693 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,432.82 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom share was the equivalent of one share of Sempra Energy Common Stock. The phantom shares were settled in cash on the transaction date. F1 · price: Each phantom share was the equivalent of one share of Sempra Energy Common Stock. The phantom shares were settled in cash on the transaction date. Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC	SEMPRA SRE · Entity 3017	GrantCommon Stock	4,368	$0.00	$0.00	Disclosure SEC source: 0001228379-19-000018 · edgar.xml · nonDerivative · entry 3 Mayer Bethany · CIK 0001405693 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,757 Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC	SEMPRA SRE · Entity 3017	Disposition to issuerCommon Stock	1,432.82	$107.36	$153,827.56	Disclosure SEC source: 0001228379-19-000018 · edgar.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,389 Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC	SEMPRA SRE · Entity 3017	Exercise / conversionCommon Stock	1,432.82	Not disclosed	Not disclosed	Disclosure SEC source: 0001228379-19-000018 · edgar.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,821.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom share was the equivalent of one share of Sempra Energy Common Stock. The phantom shares were settled in cash on the transaction date. Read SEC document
November 26, 2018 Filed Nov 27, 2018 17:50 UTC	SEMPRA SRE · Entity 3017	GrantCommon Stock	13,389	$0.00	$0.00	Disclosure SEC source: 0001228379-18-000102 · edgar.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,389 Read SEC document
October 01, 2018 Filed Oct 2, 2018 22:45 UTC	SEMPRA SRE · Entity 3017	GrantPhantom Shares · Derivative	109.81	$113.83	$12,499.67	Disclosure SEC source: 0001228379-18-000085 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,425.39 Underlying: Common Stock · 109.81 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 2,014.55 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:44 UTC	SEMPRA SRE · Entity 3017	GrantPhantom Shares · Derivative	108.19	$115.54	$12,500.27	Disclosure SEC source: 0001228379-18-000073 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,290.05 Underlying: Common Stock · 108.19 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 1,999.05 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document
June 28, 2018 Filed Jun 29, 2018 17:52 UTC	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	GrantRestricted Stock Units · Derivative	10,105	$0.00	$0.00	Disclosure SEC source: 0001209191-18-040085 · doc4.xml · derivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,105 Underlying: Common Shares · 10,105 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share. F3 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document
June 28, 2018 Filed Jun 29, 2018 17:52 UTC	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	Exercise / conversionRestricted Stock Units · Derivative	1,275	$0.00	$0.00	Disclosure SEC source: 0001209191-18-040085 · doc4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 28, 2018. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 28, 2018. Read SEC document
June 28, 2018 Filed Jun 29, 2018 17:52 UTC	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	Exercise / conversionCommon Shares	1,275	$0.00	$0.00	Disclosure SEC source: 0001209191-18-040085 · doc4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 10, 2018 Filed May 11, 2018 22:44 UTC	SEMPRA SRE · Entity 3017	GrantRestricted Phantom Shares · Derivative	845.94	$0.00	$0.00	Disclosure SEC source: 0001228379-18-000058 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845.94 Underlying: Common Stock · 845.94 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2019 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2019 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document
May 03, 2018 Filed May 7, 2018 20:06 UTC	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	GrantRestricted Stock Unit · Derivative	1,651	$0.00	$0.00	Disclosure SEC source: 0001209191-18-028476 · doc4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651 Underlying: Common stock · 1,651 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share. F2 · derivative.exercise_date: These RSUs vest as to 100% of the shares on June 28, 2018 subject to continued service. F2 · derivative.expiration_date: These RSUs vest as to 100% of the shares on June 28, 2018 subject to continued service. Read SEC document
May 03, 2018 Filed Jun 25, 2018 18:46 UTC Amendment	MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170	GrantRestricted Stock Unit · Derivative	1,275	$0.00	$0.00	Disclosure SEC source: 0001209191-18-039459 · doc4a.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275 Underlying: Common stock · 1,275 shares Expires 2018-06-28 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share. F2 · shares: The number of restricted stock units granted to Ms. Mayer on 5/3/2018 was incorrectly stated in the original Form 4 filing. Read SEC document
April 02, 2018 Filed Apr 3, 2018 23:22 UTC	SEMPRA SRE · Entity 3017	GrantPhantom Shares · Derivative	113.5	$110.13	$12,499.76	Disclosure SEC source: 0001228379-18-000038 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,318.13 Underlying: Common Stock · 113.5 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 1,143.87 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:43 UTC	SEMPRA SRE · Entity 3017	GrantPhantom Shares · Derivative	118.65	$105.35	$12,499.78	Disclosure SEC source: 0001228379-18-000007 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188.71 Underlying: Common Stock · 118.65 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 1,702.72 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document
October 02, 2017 Filed Oct 4, 2017 00:18 UTC	SEMPRA SRE · Entity 3017	GrantPhantom Shares · Derivative	109.67	$113.98	$12,500.19	Disclosure SEC source: 0001228379-17-000098 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056.06 Underlying: Common Stock · 109.67 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 1,690.56 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document
July 03, 2017 Filed Jul 5, 2017 18:03 UTC	SEMPRA SRE · Entity 3017	GrantPhantom Shares · Derivative	111.43	$112.18	$12,500.22	Disclosure SEC source: 0001228379-17-000086 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,932.18 Underlying: Common Stock · 111.43 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 1,678.22 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document
May 17, 2017 Filed May 19, 2017 20:13 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	20,408	$0.00	$0.00	Disclosure SEC source: 0001127602-17-018833 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,408 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date. Read SEC document
April 18, 2017 Filed Apr 20, 2017 18:12 UTC	IXIA XXIA · Entity 176851	Disposition to issuerPerformance Restricted Stock Units · Derivative	82,400	Not disclosed	Not disclosed	Disclosure SEC source: 0001120295-17-000038 · edgar.xml · derivative · entry 5 Mayer Bethany · CIK 0001405693 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,400 shares Expires not disclosed F7 · derivative.exercise_price: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. F7 · price: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. F7 · derivative.exercise_date: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. F7 · derivative.expiration_date: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. Read SEC document
April 18, 2017 Filed Apr 20, 2017 18:12 UTC	IXIA XXIA · Entity 176851	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	700,000	Not disclosed Strike: $9.13	Not disclosed	Disclosure SEC source: 0001120295-17-000038 · edgar.xml · derivative · entry 4 Mayer Bethany · CIK 0001405693 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 700,000 shares Expires 2021-10-02 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F6 · derivative.exercise_date: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015. Read SEC document
April 18, 2017 Filed Apr 20, 2017 18:12 UTC	IXIA XXIA · Entity 176851	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	175,000	Not disclosed Strike: $11.38	Not disclosed	Disclosure SEC source: 0001120295-17-000038 · edgar.xml · derivative · entry 3 Mayer Bethany · CIK 0001405693 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 175,000 shares Expires 2022-02-27 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F5 · derivative.exercise_date: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015. Read SEC document
April 18, 2017 Filed Apr 20, 2017 18:12 UTC	IXIA XXIA · Entity 176851	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	237,500	Not disclosed Strike: $11.39	Not disclosed	Disclosure SEC source: 0001120295-17-000038 · edgar.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 237,500 shares Expires 2023-02-26 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F4 · derivative.exercise_date: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016. Read SEC document
April 18, 2017 Filed Apr 20, 2017 18:12 UTC	IXIA XXIA · Entity 176851	Disposition to issuerCommon Stock	80,393	$19.65	$1,579,722.45	Disclosure SEC source: 0001120295-17-000038 · edgar.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017. F2 · shares: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter. Read SEC document
April 03, 2017 Filed Apr 4, 2017 23:33 UTC	SEMPRA SRE · Entity 3017	GrantPhantom Shares · Derivative	142.54	$109.86	$15,659.44	Disclosure SEC source: 0001228379-17-000059 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808.43 Underlying: Common Stock · 142.54 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 1,665.9 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document
March 09, 2017 Filed Mar 9, 2017 19:49 UTC	IXIA XXIA · Entity 176851	SaleCommon Stock	18,467	$19.53	$360,594.03	Disclosure SEC source: 0001120295-17-000027 · edgar.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,535 F1 · shares: Represents shares withheld by Ixia to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document
March 09, 2017 Filed Mar 10, 2017 22:59 UTC	SEMPRA SRE · Entity 3017	GrantDeferred Phantom Shares · Derivative	1,665.9	$0.00	$0.00	Disclosure SEC source: 0001228379-17-000047 · edgar.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665.9 Underlying: Common Stock · 1,665.9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F2 · derivative.exercise_date: Shares vest in equal annual installments as to one-third of the original grant (together with related reinvested dividend equivalents) on each of the first three anniversaries of the grant date. Unvested shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation from service. F2 · derivative.expiration_date: Shares vest in equal annual installments as to one-third of the original grant (together with related reinvested dividend equivalents) on each of the first three anniversaries of the grant date. Unvested shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation from service. Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:51 UTC	IXIA XXIA · Entity 176851	GrantCommon Stock	97,200	$0.00	$0.00	Disclosure SEC source: 0001120295-17-000021 · edgar.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,002 F1 · shares: On February 27, 2015, the Reporting Person was granted a target number of 64,800 performance-based Restricted Stock Units ("RSUs"). Up to 150% of the RSUs could become earned and eligible for vesting, based on the extent to which Ixia achieved a financial performance goal (established for purposes of the RSUs) for the Company's combined 2015 and 2016 fiscal years. On March 6, 2017, 150% of such RSUs became earned and eligible for vesting. 48,600 RSUs vested on March 6, 2017, and the remaining 48,600 RSUs will vest in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the fifteenth day of the second calendar month of each calendar quarter thereafter. Each RSU represents the right to receive one share of Ixia Common Stock to be issued and delivered on or within five business days following the applicable vesting date. F2 · balance_after: Includes 802 shares acquired under the Ixia Employee Stock Purchase Plan on 10/31/2016. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.