Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Astera Labs, Inc.ALAB · Entity 1853 | Director | June 24, 2026 | June 26, 2026 |
| BOX INCBOX · Entity 3932 | Director | June 25, 2026 | June 29, 2026 |
| Hewlett Packard Enterprise CoHPE · Entity 2984 | Director | May 01, 2026 | May 05, 2026 |
| Keysight Technologies, Inc.KEYS · Entity 3021 | SVP | May 17, 2017 | May 19, 2017 |
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | September 09, 2026 | September 10, 2026 |
| SEMPRASRE · Entity 3017 | Director | July 01, 2024 | July 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Astera Labs, Inc.
Report date June 24, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,550 |
Ending reported balance
After 2026-06-24 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-06-24 · Sale · Disposed 99 · Balance 6,137 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-06-24 · Sale · Disposed 193 · Balance 5,944 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-06-24 · Sale · Disposed 54 · Balance 5,890 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. Row 4 · 2026-06-24 · Sale · Disposed 146 · Balance 5,744 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2026-06-24 · Sale · Disposed 165 · Balance 5,579 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2026-06-24 · Sale · Disposed 29 · Balance 5,550 F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 839 |
Reported balance
Holding disclosure · report date 2026-06-24 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 839 F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
BOX INC
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,228 |
Last balance in matching sequence
After 2026-06-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-06-25 · Grant · Acquired 12,266 · Balance 21,288 F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Row 2 · 2026-06-26 · Sale · Disposed 1,325 · Balance 19,963 F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Row 3 · 2026-06-26 · Sale · Disposed 2,735 · Balance 17,228 F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 64,993 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 64,993 F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.
F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.
F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.
Hewlett Packard Enterprise Co
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,018 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Sale · Disposed 6,482 · Balance 8,018 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,750 |
Reported balance
After 2026-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-01 · Grant · Acquired 8,750 · Balance 8,750 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Indirectby JM2002Trust | 20,078 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,078 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Keysight Technologies, Inc.
Report date May 17, 2017 · Filed May 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,408 |
Reported balance
After 2017-05-17 transaction · row 1
1 source rowRow 1 · 2017-05-17 · Grant · Acquired 20,408 · Balance 20,408 F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.
LAM RESEARCH CORP
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 20,995 |
Reported balance
After 2026-09-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-09 · Sale · Disposed 9,557 · Balance 20,995 F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive |
| Common StockSEC Table I · non-derivative | Direct | 1,635 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,635 F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive
F2: The amount reported includes shares subject to unvested restricted stock units.
SEMPRA
Report date July 01, 2024 · Filed July 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 11,169.57 |
Reported balance
After 2024-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-07-01 · Grant · Acquired 166.73 · Balance 11,169.57 F1: Phantom shares of Sempra Common Stock acquired as director compensation. F2: Conversion of Derivative Security is 1 for 1. F3: Date exercisable is immediate for shares that have vested. F4: Expiration date is Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom shares of Sempra Common Stock acquired as director compensation.
F2: Conversion of Derivative Security is 1 for 1.
F3: Date exercisable is immediate for shares that have vested.
F4: Expiration date is Not Applicable.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IXIA
Report date April 18, 2017 · Filed April 20, 2017
Section 16 reporting ended · disclosed 2017-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 1
1 source rowRow 1 · 2017-04-18 · Disposition to issuer · Disposed 80,393 · Balance 0 F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017. F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.39 · Expires 2023-02-26 | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-18 · Disposition to issuer · Disposed 237,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2022-02-27 | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-04-18 · Disposition to issuer · Disposed 175,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.13 · Expires 2021-10-02 | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-18 · Disposition to issuer · Disposed 700,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law. F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-04-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-18 · Disposition to issuer · Disposed 82,400 · Balance 0 F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017.
F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.
F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.
F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.
F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.
F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.
F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.
MARVELL TECHNOLOGY GROUP LTD
Report date April 20, 2021 · Filed April 20, 2021
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 1
1 source rowRow 1 · 2021-04-20 · Disposition to issuer · Disposed 20,596 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Disposition to issuer · Disposed 6,651 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").
F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.
F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.
Marvell Technology, Inc.
Report date June 23, 2022 · Filed June 24, 2022
Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,601 |
Reported balance
After 2022-06-23 transaction · row 1
1 source rowRow 1 · 2022-06-23 · Exercise / conversion · Acquired 4,354 · Balance 31,601 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-23 · Exercise / conversion · Disposed 4,354 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F2: These RSUs vested as to 100% of the shares on June 23, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F2: These RSUs vested as to 100% of the shares on June 23, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2026 Filed Sep 10, 2026 17:04 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 9,557 | $314.74 | $3,007,970.18 |
DisclosureSEC source: 0001405693-26-000011 · wk-form4_1789059862.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 20,995 F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive Read SEC document |
| June 26, 2026 Filed Jun 29, 2026 23:12 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 2,735 | $26.11 | $71,405.38 |
DisclosureSEC source: 0001193125-26-288924 · ownership.xml · nonDerivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,228 F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 26, 2026 Filed Jun 29, 2026 23:12 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 1,325 | $25.78 | $34,155.85 |
DisclosureSEC source: 0001193125-26-288924 · ownership.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,963 F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 23:12 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 12,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-288924 · ownership.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,288 F1 · shares: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 20:35 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 29 | $399.96 | $11,598.84 |
DisclosureSEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 6 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,550 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 20:35 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 165 | $398.32 | $65,722.04 |
DisclosureSEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 5 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,579 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 20:35 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 146 | $396.49 | $57,887.76 |
DisclosureSEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 4 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,744 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 20:35 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 54 | $393.86 | $21,268.44 |
DisclosureSEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,890 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 20:35 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 193 | $392.67 | $75,786.20 |
DisclosureSEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,944 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 20:35 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 99 | $391.27 | $38,735.62 |
DisclosureSEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,137 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2026 Filed Jun 9, 2026 00:19 UTC | Astera Labs, Inc. ALAB · Entity 1853 | GrantCommon Stock | 837 | $0.00 | $0.00 |
DisclosureSEC source: 0001405693-26-000007 · wk-form4_1780964359.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,236 F1 · shares: These shares represent an award of restricted stock units ("RSUs") granted on June 4, 2026 (the "Grant Date") under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 05, 2026 Filed May 5, 2026 21:01 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 6,482 | $29.10 | $188,626.20 |
DisclosureSEC source: 0001405693-26-000004 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,018 Read SEC document |
| May 01, 2026 Filed May 5, 2026 21:01 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 8,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001405693-26-000004 · form4.xml · derivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 8,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · price: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:46 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 14,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001405693-26-000002 · form4.xml · derivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:46 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 14,500 | $23.98 | $347,710.00 |
DisclosureSEC source: 0001405693-26-000002 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2025 Filed Nov 10, 2025 21:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 1,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 4 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 30,552 F3 · ownership.direct: On November 10, 2025, the reporting person transferred 1,622 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| November 10, 2025 Filed Nov 10, 2025 21:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 1,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,635 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. F3 · ownership.direct: On November 10, 2025, the reporting person transferred 1,622 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 21:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 30 | $159.52 | $4,785.60 |
DisclosureSEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,257 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2024 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 21:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 1,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,287 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 23:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,298 | $159.99 | $207,667.02 |
DisclosureSEC source: 0001405693-25-000007 · wk-form4_1762297514.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,652 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2024. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 21:05 UTC | BOX INC BOX · Entity 3932 | GiftClass A Common Stock | 6,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 4 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 64,993 F5 · ownership.nature: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 21:05 UTC | BOX INC BOX · Entity 3932 | GiftClass A Common Stock | 6,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,022 F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 21:05 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 5,123 | $34.06 | $174,509.87 |
DisclosureSEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,284 F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2024. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $33.955 to $34.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 21:05 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 9,022 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,407 F1 · shares: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2026) or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 26, 2025 Filed Jun 26, 2025 21:58 UTC | Astera Labs, Inc. ALAB · Entity 1853 | GiftCommon Stock | 839 | $0.00 | $0.00 |
DisclosureSEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 5 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 839 F5 · kind: On June 26, 2025, the Reporting Person transferred 839 shares of Common Stock to The Jantzen/Mayer Family 2002 Trust (the "Trust") for no consideration. F6 · ownership.nature: These shares are owned directly by the Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 26, 2025 Filed Jun 26, 2025 21:58 UTC | Astera Labs, Inc. ALAB · Entity 1853 | GiftCommon Stock | 839 | $0.00 | $0.00 |
DisclosureSEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 4 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,399 F5 · kind: On June 26, 2025, the Reporting Person transferred 839 shares of Common Stock to The Jantzen/Mayer Family 2002 Trust (the "Trust") for no consideration. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:58 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 113 | $88.50 | $10,000.62 |
DisclosureSEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,238 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.4600 to $88.5400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:58 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 312 | $87.65 | $27,345.36 |
DisclosureSEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,351 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.3550 to $88.0900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:58 UTC | Astera Labs, Inc. ALAB · Entity 1853 | SaleCommon Stock | 261 | $86.81 | $22,657.36 |
DisclosureSEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,663 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.3300 to $87.2950, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2025 Filed Jun 10, 2025 23:52 UTC | Astera Labs, Inc. ALAB · Entity 1853 | GrantCommon Stock | 2,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001736297-25-000053 · wk-form4_1749599517.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,924 F1 · shares: These shares represent an award of restricted stock units (RSUs) granted on June 8, 2025 (the Grant Date) under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 02, 2025 Filed May 6, 2025 21:07 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 14,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-008641 · form4.xml · derivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,235 Underlying: Common Stock · 14,235 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · price: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 22:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 6,409 | $13.19 | $84,534.71 |
DisclosureSEC source: 0001062993-25-007246 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The total direct beneficial ownership reflects a decrease due to the transfer of 20,078 shares into the reporting person's revocable Trust on 04/07/25. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:07 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 14,323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-007111 · form4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:07 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 14,323 | $16.12 | $230,886.76 |
DisclosureSEC source: 0001062993-25-007111 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 21:45 UTC | BOX INC BOX · Entity 3932 | GiftClass A Common Stock | 58,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-134607 · ownership.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 58,731 F2 · ownership.nature: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 21:45 UTC | BOX INC BOX · Entity 3932 | GiftClass A Common Stock | 58,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-134607 · ownership.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,385 F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:32 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-24-000152 · wk-form4_1731429125.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,950 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| November 06, 2024 Filed Nov 7, 2024 17:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | OtherCommon Stock | 28,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-24-000136 · wk-form4_1731001770.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 28,930 Read SEC document |
| November 06, 2024 Filed Nov 7, 2024 17:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | OtherCommon Stock | 28,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-24-000136 · wk-form4_1731001770.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 06, 2024 Filed Jan 21, 2025 18:22 UTC Amendment | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 28,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-25-000002 · wk-form4a_1737483738.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 28,930 F1 · ownership.direct: On November 6, 2024, the reporting person transferred 28,930 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| November 06, 2024 Filed Jan 21, 2025 18:22 UTC Amendment | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 28,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-25-000002 · wk-form4a_1737483738.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: On November 6, 2024, the reporting person transferred 28,930 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 20:47 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,660 | $75.16 | $124,757.30 |
DisclosureSEC source: 0000707549-24-000132 · wk-form4_1730753250.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,930 Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 23:27 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 3,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081717 · ownership.xml · nonDerivative · entry 3 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,116 F2 · shares: Represents an annual RSU award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 2, 2025) or (ii) the date of the Issuer's next annual meeting of stockholders. F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 23:27 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 7,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081717 · ownership.xml · nonDerivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,321 F2 · shares: Represents an annual RSU award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 2, 2025) or (ii) the date of the Issuer's next annual meeting of stockholders. F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:04 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 166.73 | $74.97 | $12,499.75 |
DisclosureSEC source: 0001062993-24-013353 · form4.xml · derivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,169.57 Underlying: Common Stock · 166.73 shares Expires not disclosed F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 23:27 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 4,760 | $26.48 | $126,049.56 |
DisclosureSEC source: 0000950170-24-081717 · ownership.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,731 F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. Read SEC document |
| June 23, 2024 Filed Jun 25, 2024 20:02 UTC | Astera Labs, Inc. ALAB · Entity 1853 | GrantCommon Stock | 4,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001736297-24-000013 · wk-form4_1719345715.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,573 F1 · balance_after: These shares represent an award of restricted stock units ("RSUs") granted on June 23, 2024 (the "Grant Date") under the Astera Labs, Inc. Amended and Restated 2024 Stock Option and Incentive Plan. Such award vests in equal installments over three years from the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:15 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 14,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-010240 · form4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,068 Underlying: Common Stock · 14,068 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| May 09, 2024 Filed May 13, 2024 19:24 UTC | SEMPRA SRE · Entity 3017 | GrantCommon Stock | 1,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010034 · form4.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,686.43 Read SEC document |
| April 10, 2024 Filed Apr 12, 2024 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 12,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008364 · form4.xml · derivative · entry 2 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.