Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Chief Operating Officer | March 01, 2021 | March 03, 2021 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 16, 2026 | January 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500,870 |
Ending reported balance
After 2021-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-03-01 · Exercise / conversion · Acquired 55,238 · Balance 2,450,222 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2021-03-01 · Tax withholding · Disposed 29,398 · Balance 2,420,824 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 3 · 2021-03-01 · Exercise / conversion · Acquired 171,112 · Balance 2,591,936 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 4 · 2021-03-01 · Tax withholding · Disposed 91,066 · Balance 2,500,870 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2016 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Exercise / conversion · Disposed 55,238 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. |
| 2018 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Exercise / conversion · Disposed 171,112 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 812,061 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 812,061 |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021.
F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021.
GOLDMAN SACHS GROUP INC
Report date January 16, 2026 · Filed January 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,397 |
Reported balance
After 2026-01-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-16 · Grant · Acquired 364 · Balance 1,397 F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 29,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 205,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuer2013 Restricted Stock Units · Derivative | 76,278 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-14-005173 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,557 Underlying: Common Stock · 76,278 shares Expires 2016-02-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F7 · derivative.exercise_date: On February 15, 2013, the reporting person was granted restricted stock units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 15, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 42,579 | $16.70 | $711,069.30 |
DisclosureSEC source: 0001225208-14-005173 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,632 F2 · shares: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock units, which is exempt under Rule 16b-3(e). Read SEC document |
| February 15, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 76,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-005173 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2014 Restricted Stock Units · Derivative | 261,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-005173 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,419 Underlying: Common Stock · 261,419 shares Expires 2017-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F6 · derivative.exercise_date: Award of restricted stock units on February 14, 2014 pursuant to the terms of a Restricted Stock Unit Award Agreement, which is exempt under rule 16b-3(d). These units vest in three equal annual installments commencing with the first anniversary of the February 14, 2014 grant date. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2014 Performance Restricted Stock Units · Derivative | 261,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-005173 · doc4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,419 Underlying: Common Stock · 261,419 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F4 · price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: Award of performance restricted stock units (PRSUs) on February 14, 2014 pursuant to the terms of a Performance Restricted Stock Units Agreement, which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. One-half of the PRSUs reported have performance goals based on the Company's three year average return on assets and one-half of the PRSUs reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2014 and ending December 31, 2016. To the extent earned, the award shall be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of PRSUs represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. F5 · derivative.expiration_date: Award of performance restricted stock units (PRSUs) on February 14, 2014 pursuant to the terms of a Performance Restricted Stock Units Agreement, which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. One-half of the PRSUs reported have performance goals based on the Company's three year average return on assets and one-half of the PRSUs reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2014 and ending December 31, 2016. To the extent earned, the award shall be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of PRSUs represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 16:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 137,311 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006636 · doc4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,485 Underlying: Common Stock · 137,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3 · derivative.exercise_date: 2011 Performance Restricted Stock Unit (PRSU) Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan, which is exempt under Rule 16b-3(d). Payment of the 2011 PRSUs was based on the attainment of certain goals relating to the Company's return on assets for the four quarters ending June 30, 2012. Of the 35% vested, 40% was settled in cash on March 1, 2013 and 60% will be settled in shares of the Company's common stock on March 1, 2014. Payment and vesting on the remaining unvested 2011 PRSUs is subject to the Company's attainment of return on assets performance goals, measured each quarter based on the prior twelve month period on a rolling quarterly basis. The last performance period ends December 31, 2015. F3 · derivative.expiration_date: 2011 Performance Restricted Stock Unit (PRSU) Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan, which is exempt under Rule 16b-3(d). Payment of the 2011 PRSUs was based on the attainment of certain goals relating to the Company's return on assets for the four quarters ending June 30, 2012. Of the 35% vested, 40% was settled in cash on March 1, 2013 and 60% will be settled in shares of the Company's common stock on March 1, 2014. Payment and vesting on the remaining unvested 2011 PRSUs is subject to the Company's attainment of return on assets performance goals, measured each quarter based on the prior twelve month period on a rolling quarterly basis. The last performance period ends December 31, 2015. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 16:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 137,311 | $11.34 | $1,557,106.74 |
DisclosureSEC source: 0001225208-13-006636 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On February 19, 2013, 163,080 shares held in the reporting person's GRAT V and previously reported as being indirectly owned by the reporting person, were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 16:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 137,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006636 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2013 Restricted Stock Units · Derivative | 228,835 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004531 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,835 Underlying: Common Stock · 228,835 shares Expires 2016-02-15 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F4 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F5 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal annual installments commencing on the first anniversary of the February 15, 2013 grant date. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2013 Performace Stock Units · Derivative | 457,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004531 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,670 Underlying: Common Stock · 457,670 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3 · derivative.exercise_date: See exhibit ex99 F3 · derivative.expiration_date: See exhibit ex99 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004531 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,483 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,483 | $12.03 | $126,110.49 |
DisclosureSEC source: 0001225208-13-004531 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004531 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| January 15, 2013 Filed Jan 16, 2013 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001556 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,483 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| January 15, 2013 Filed Jan 16, 2013 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $11.55 | $121,067.10 |
DisclosureSEC source: 0001225208-13-001556 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| January 15, 2013 Filed Jan 16, 2013 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001556 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| December 31, 2012 Filed Jan 2, 2013 16:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,676 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-13-000158 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| December 31, 2012 Filed Jan 2, 2013 16:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,676 | $11.61 | $193,608.36 |
DisclosureSEC source: 0001225208-13-000158 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| December 31, 2012 Filed Jan 2, 2013 16:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000158 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| December 15, 2012 Filed Dec 17, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025398 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,965 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| December 15, 2012 Filed Dec 17, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $10.58 | $110,899.56 |
DisclosureSEC source: 0001225208-12-025398 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| December 15, 2012 Filed Dec 17, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025398 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-024200 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,676 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $9.86 | $164,188.72 |
DisclosureSEC source: 0001225208-12-024200 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-024200 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-023352 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,447 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $9.09 | $95,281.38 |
DisclosureSEC source: 0001225208-12-023352 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-023352 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022132 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,328 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $9.32 | $155,196.64 |
DisclosureSEC source: 0001225208-12-022132 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022132 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| October 15, 2012 Filed Oct 16, 2012 16:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-021385 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,929 Underlying: Common Stock · 10,483 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| October 15, 2012 Filed Oct 16, 2012 16:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,483 | $9.44 | $98,959.52 |
DisclosureSEC source: 0001225208-12-021385 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| October 15, 2012 Filed Oct 16, 2012 16:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-021385 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| September 28, 2012 Filed Oct 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-020328 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,980 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| September 28, 2012 Filed Oct 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $8.83 | $147,037.16 |
DisclosureSEC source: 0001225208-12-020328 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| September 28, 2012 Filed Oct 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-020328 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| September 15, 2012 Filed Sep 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-019734 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,412 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| September 15, 2012 Filed Sep 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $9.55 | $100,103.10 |
DisclosureSEC source: 0001225208-12-019734 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| September 15, 2012 Filed Sep 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-019734 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| August 31, 2012 Filed Sep 4, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018882 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,632 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| August 31, 2012 Filed Sep 4, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $7.99 | $133,049.48 |
DisclosureSEC source: 0001225208-12-018882 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| August 31, 2012 Filed Sep 4, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018882 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| August 15, 2012 Filed Aug 16, 2012 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-017968 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,894 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| August 15, 2012 Filed Aug 16, 2012 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $7.87 | $82,493.34 |
DisclosureSEC source: 0001225208-12-017968 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Read SEC document |
| August 15, 2012 Filed Aug 16, 2012 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-017968 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| July 31, 2012 Filed Aug 1, 2012 16:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-017004 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,284 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F3 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| July 31, 2012 Filed Aug 1, 2012 16:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $7.34 | $122,225.68 |
DisclosureSEC source: 0001225208-12-017004 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 F2 · balance_after: On July 19, 2012, 19,875 shares held in the reporting person's GRAT IV were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.