Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Chief Operating Officer | March 01, 2021 | March 03, 2021 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 16, 2026 | January 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500,870 |
Ending reported balance
After 2021-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-03-01 · Exercise / conversion · Acquired 55,238 · Balance 2,450,222 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2021-03-01 · Tax withholding · Disposed 29,398 · Balance 2,420,824 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 3 · 2021-03-01 · Exercise / conversion · Acquired 171,112 · Balance 2,591,936 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 4 · 2021-03-01 · Tax withholding · Disposed 91,066 · Balance 2,500,870 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2016 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Exercise / conversion · Disposed 55,238 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. |
| 2018 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Exercise / conversion · Disposed 171,112 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 812,061 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 812,061 |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021.
F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021.
GOLDMAN SACHS GROUP INC
Report date January 16, 2026 · Filed January 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,397 |
Reported balance
After 2026-01-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-16 · Grant · Acquired 364 · Balance 1,397 F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2017 Filed Feb 17, 2017 20:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 64,238 | $24.58 | $1,578,970.04 |
DisclosureSEC source: 0001127602-17-006863 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512,104 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 115,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006863 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:43 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2017 Restricted Stock Units · Derivative | 206,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007035 · form4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,098 Underlying: Common Stock · 206,098 shares Expires 2020-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2018. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:43 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2017 Performance Restricted Stock Units · Derivative | 206,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007035 · form4.xml · derivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,098 Underlying: Common Stock · 206,098 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. To the extent earned, the award will be settled in shares on March 1, 2020. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. To the extent earned, the award will be settled in shares on March 1, 2020. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:14 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2014 Restricted Stock Units · Derivative | 87,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006576 · form4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,140 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:14 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 48,642 | $24.06 | $1,170,326.52 |
DisclosureSEC source: 0001127602-17-006576 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,263 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:14 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 87,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006576 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2015 Restricted Stock Units · Derivative | 80,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006299 · form4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,247 Underlying: Common Stock · 80,247 shares Expires 2018-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 44,794 | $23.40 | $1,048,179.60 |
DisclosureSEC source: 0001127602-17-006299 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422,765 F3 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 80,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006299 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · balance_after: 486,919 shares previously reported as being indirectly held by the reporting person through the 2014 GRAT and 201,936 shares previously reported as being indirectly held by the reporting person through the 2016 GRAT were transferred to the reporting person on January 26, 2017 and are now owned directly. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 300,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · derivative · entry 15 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F8 · derivative.exercise_date: On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of stock portion of units based on the attainment of goals for the four quarters ending December 31, 2015. F8 · derivative.expiration_date: On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of stock portion of units based on the attainment of goals for the four quarters ending December 31, 2015. F5 · balance_after: The units have reached the end of the performance period. No units remain outstanding. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 200,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · derivative · entry 14 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,396 Underlying: Common Stock · 200,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F7 · derivative.exercise_date: On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of cash portion of units based on the attainment of goals for the four quarters ending December 31, 2015. F7 · derivative.expiration_date: On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of cash portion of units based on the attainment of goals for the four quarters ending December 31, 2015. F5 · balance_after: The units have reached the end of the performance period. No units remain outstanding. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Performance Restricted Stock Units · Derivative | 468,302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · derivative · entry 13 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,642 Underlying: Common Stock · 468,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F6 · derivative.exercise_date: On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of units based on the attainment of goals for the four quarters ending December 31, 2015. F6 · derivative.expiration_date: On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of units based on the attainment of goals for the four quarters ending December 31, 2015. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2013 Performance Stock Units · Derivative | 192,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · derivative · entry 12 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 192,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2013, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2013 and ending on December 31, 2015. F4 · derivative.expiration_date: On February 15, 2013, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2013 and ending on December 31, 2015. F5 · balance_after: The units have reached the end of the performance period. No units remain outstanding. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 167,529 | $13.19 | $2,209,707.51 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 8 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,457 F3 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 300,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 7 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 200,082 | $13.19 | $2,639,081.58 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 6 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,863 Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 200,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 261,407 | $13.19 | $3,447,958.33 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,863 F3 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 468,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 192,221 | $13.19 | $2,535,394.99 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,968 Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 22:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 192,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-044877 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2013 Restricted Stock Units · Derivative | 76,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · derivative · entry 12 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,279 shares Expires 2016-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 42,579 | $11.95 | $508,819.05 |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · nonDerivative · entry 6 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,968 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 76,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · nonDerivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 14, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2014 Restricted Stock Units · Derivative | 87,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · derivative · entry 11 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,140 Underlying: Common Stock · 87,140 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 14, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 48,642 | $11.95 | $581,271.90 |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,268 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 14, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 87,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 13, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2015 Restricted Stock Units · Derivative | 80,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · derivative · entry 10 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,494 Underlying: Common Stock · 80,247 shares Expires 2018-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 13, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 44,794 | $11.95 | $535,288.30 |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,770 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 13, 2016 Filed Feb 17, 2016 21:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 80,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-041868 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 12, 2016 Filed Feb 12, 2016 23:48 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2016 Restricted Stock Units · Derivative | 345,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-041068 · form4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,239 Underlying: Common Stock · 345,239 shares Expires 2019-02-15 F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2017. Read SEC document |
| February 12, 2016 Filed Feb 12, 2016 23:48 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2016 Performance Restricted Stock Units · Derivative | 345,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-041068 · form4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,239 Underlying: Common Stock · 345,239 shares Expires not disclosed F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. To the extent earned, the award will be settled in shares on March 1, 2019, except that any portion earned above 100% will be settled in shares on March 1, 2021. The reported number of units represents the "target" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. F3 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. To the extent earned, the award will be settled in shares on March 1, 2019, except that any portion earned above 100% will be settled in shares on March 1, 2021. The reported number of units represents the "target" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 21:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Performance Restricted Stock Units · Derivative | 367,295 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-15-006502 · doc4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,944 Underlying: Common Stock · 367,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of units based on the attainment of goals for the four quarters ending December 31, 2013. F3 · derivative.expiration_date: On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of units based on the attainment of goals for the four quarters ending December 31, 2013. Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 21:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 205,025 | $15.81 | $3,241,445.25 |
DisclosureSEC source: 0001225208-15-006502 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,317 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 21:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 367,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-006502 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2013 Restricted Stock Units · Derivative | 76,278 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004576 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,279 Underlying: Common Stock · 76,278 shares Expires 2016-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 42,579 | $16.61 | $707,237.19 |
DisclosureSEC source: 0001225208-15-004576 · doc4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,824 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 76,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004576 · doc4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 14, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2014 Restricted Stock Units · Derivative | 87,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004576 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,280 Underlying: Common Stock · 87,139 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date Read SEC document |
| February 14, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 48,641 | $16.61 | $807,927.01 |
DisclosureSEC source: 0001225208-15-004576 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,125 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 14, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 87,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004576 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 22:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2015 Restricted Stock Units · Derivative | 240,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004284 · doc4.xml · derivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,741 Underlying: Common Stock · 240,741 shares Expires 2018-02-13 F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing on the first anniversary of the February 13, 2015 grant date. Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 22:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2015 Performance Restricted Stock Units · Derivative | 240,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004284 · doc4.xml · derivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,741 Underlying: Common Stock · 240,741 shares Expires not disclosed F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units reported have performance goals based on the Company's three year average return on assets and one-half of the units reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. To the extent earned, the award will be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of units represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units reported have performance goals based on the Company's three year average return on assets and one-half of the units reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. To the extent earned, the award will be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of units represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 205,967 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · derivative · entry 10 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,478 Underlying: Common Stock · 205,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F6 · derivative.exercise_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of stock portion of PRSUs based on the attainment of goals for the four quarters ending June 30, 2012, with a settlement date of March 1, 2014. The cash portion of the PRSUs for that performance period was previously paid on March 1, 2013. F6 · derivative.expiration_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of stock portion of PRSUs based on the attainment of goals for the four quarters ending June 30, 2012, with a settlement date of March 1, 2014. The cash portion of the PRSUs for that performance period was previously paid on March 1, 2013. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 29,424 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · derivative · entry 9 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,445 Underlying: Common Stock · 29,424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of stock portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013. F5 · derivative.expiration_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of stock portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 19,616 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,869 Underlying: Common Stock · 19,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of cash portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013. F4 · derivative.expiration_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of cash portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 131,396 | $16.53 | $2,171,975.88 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · nonDerivative · entry 5 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,627 F3 · price: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock units, which is exempt under Rule 16b-3(e). Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 19,616 | $16.53 | $324,252.48 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,023 Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 19,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007263 · doc4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.