Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Chief Operating Officer | March 01, 2021 | March 03, 2021 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 16, 2026 | January 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500,870 |
Ending reported balance
After 2021-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-03-01 · Exercise / conversion · Acquired 55,238 · Balance 2,450,222 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2021-03-01 · Tax withholding · Disposed 29,398 · Balance 2,420,824 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 3 · 2021-03-01 · Exercise / conversion · Acquired 171,112 · Balance 2,591,936 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 4 · 2021-03-01 · Tax withholding · Disposed 91,066 · Balance 2,500,870 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2016 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Exercise / conversion · Disposed 55,238 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. |
| 2018 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Exercise / conversion · Disposed 171,112 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 812,061 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 812,061 |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021.
F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021.
GOLDMAN SACHS GROUP INC
Report date January 16, 2026 · Filed January 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,397 |
Reported balance
After 2026-01-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-16 · Grant · Acquired 364 · Balance 1,397 F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2012 Filed Aug 1, 2012 16:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-017004 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| July 15, 2012 Filed Jul 16, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-016300 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,376 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| July 15, 2012 Filed Jul 16, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $7.82 | $81,969.24 |
DisclosureSEC source: 0001225208-12-016300 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 15, 2012 Filed Jul 16, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-016300 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| June 29, 2012 Filed Jul 2, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-015185 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,936 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| June 29, 2012 Filed Jul 2, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $8.18 | $136,213.36 |
DisclosureSEC source: 0001225208-12-015185 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 29, 2012 Filed Jul 2, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-015185 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-014476 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,858 Underlying: Common Stock · 10,483 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,483 | $7.90 | $82,815.70 |
DisclosureSEC source: 0001225208-12-014476 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-014476 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| May 31, 2012 Filed Jun 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-013528 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,588 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| May 31, 2012 Filed Jun 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $7.35 | $122,392.20 |
DisclosureSEC source: 0001225208-12-013528 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 31, 2012 Filed Jun 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-013528 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| May 15, 2012 Filed May 16, 2012 16:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-012586 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,341 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| May 15, 2012 Filed May 16, 2012 16:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $7.30 | $76,518.60 |
DisclosureSEC source: 0001225208-12-012586 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2012 Filed May 16, 2012 16:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-012586 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| April 30, 2012 Filed May 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-010626 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,240 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| April 30, 2012 Filed May 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $8.11 | $135,047.72 |
DisclosureSEC source: 0001225208-12-010626 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 30, 2012 Filed May 1, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-010626 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| April 15, 2012 Filed Apr 16, 2012 16:20 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-009816 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,823 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| April 15, 2012 Filed Apr 16, 2012 16:20 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $8.68 | $90,983.76 |
DisclosureSEC source: 0001225208-12-009816 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 15, 2012 Filed Apr 16, 2012 16:20 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-009816 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| March 30, 2012 Filed Apr 2, 2012 16:16 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-008661 · doc4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,892 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F3 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| March 30, 2012 Filed Apr 2, 2012 16:16 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $9.57 | $159,359.64 |
DisclosureSEC source: 0001225208-12-008661 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · balance_after: On March 16, 2012, 144,012 shares previously owned by the reporting person's GRAT II were distributed to the reporting person, 185,224 shares previously owned by the reporting person's GRAT III were distributed to the reporting person and 413,839 shares previously owned by the reporting person's GRAT V were distributed to the reporting person. Also on March 16, 2012, 1,342,338 shares were transferred from the reporting person to a new Grantor Retained Annuity Trust, GRAT VI. Read SEC document |
| March 30, 2012 Filed Apr 2, 2012 16:16 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-008661 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| March 15, 2012 Filed Mar 16, 2012 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2012 Cash Settled Restricted Stock Units · Derivative | 10,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007816 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,305 Underlying: Common Stock · 10,482 shares Expires 2013-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units were awarded on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| March 15, 2012 Filed Mar 16, 2012 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 10,482 | $9.24 | $96,853.68 |
DisclosureSEC source: 0001225208-12-007816 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,263 Read SEC document |
| March 15, 2012 Filed Mar 16, 2012 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007816 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006240 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,544 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $7.97 | $132,716.44 |
DisclosureSEC source: 0001225208-12-006240 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,263 Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006240 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units 2011 · Derivative | 5,145 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004636 · doc4.xml · derivative · entry 10 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,145 shares Expires 2012-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F4 · derivative.exercise_date: The stock units were awarded on February 15, 2011 pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows:1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2011 and ending in February 2012. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2012 Performance Restricted Stock Units · Derivative | 918,239 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004636 · doc4.xml · derivative · entry 9 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,239 Underlying: Common Stock · 918,239 shares Expires not disclosed F3 · derivative.exercise_price: Award of performance contingent restricted stock units (PRSUs) on February 15, 2012 pursuant to the terms of a Performance Contingent Restricted Stock Unit Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan (KASP), which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. The PRSU performance goals are based on the Company's return on assets measured each quarter based on the prior 12 month period. Each performance period is comprised of four calendar quarters and occurs on a rolling quarterly basis. The first performance period is the four calendar quarters ending December 31, 2012 and the last performance period is the the four calendar quarters ending December 31, 2016. To the extent earned, PRSUs will be settled 100% in shares. The earliest potential settlement date is March 1, 2015. F3 · derivative.exercise_date: Award of performance contingent restricted stock units (PRSUs) on February 15, 2012 pursuant to the terms of a Performance Contingent Restricted Stock Unit Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan (KASP), which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. The PRSU performance goals are based on the Company's return on assets measured each quarter based on the prior 12 month period. Each performance period is comprised of four calendar quarters and occurs on a rolling quarterly basis. The first performance period is the four calendar quarters ending December 31, 2012 and the last performance period is the the four calendar quarters ending December 31, 2016. To the extent earned, PRSUs will be settled 100% in shares. The earliest potential settlement date is March 1, 2015. F3 · derivative.expiration_date: Award of performance contingent restricted stock units (PRSUs) on February 15, 2012 pursuant to the terms of a Performance Contingent Restricted Stock Unit Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan (KASP), which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. The PRSU performance goals are based on the Company's return on assets measured each quarter based on the prior 12 month period. Each performance period is comprised of four calendar quarters and occurs on a rolling quarterly basis. The first performance period is the four calendar quarters ending December 31, 2012 and the last performance period is the the four calendar quarters ending December 31, 2016. To the extent earned, PRSUs will be settled 100% in shares. The earliest potential settlement date is March 1, 2015. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2012 Cash Settled Restricted Stock Units · Derivative | 125,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004636 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,787 Underlying: Common Stock · 125,787 shares Expires 2013-02-15 F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: Award of restricted stock units on February 15, 2012 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows: 1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2012 and ending in February 2013. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 5,145 | $7.78 | $40,028.10 |
DisclosureSEC source: 0001225208-12-004636 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,263 Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 5,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004636 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| January 31, 2012 Filed Feb 1, 2012 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002762 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,196 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| January 31, 2012 Filed Feb 1, 2012 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $7.13 | $118,728.76 |
DisclosureSEC source: 0001225208-12-002762 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,263 Read SEC document |
| January 31, 2012 Filed Feb 1, 2012 16:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002762 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| January 15, 2012 Filed Jan 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units 2011 · Derivative | 5,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001426 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,145 Underlying: Common Stock · 5,144 shares Expires 2012-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The stock units were awarded on February 15, 2011 pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows:1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2011 and ending in February 2012. Read SEC document |
| January 15, 2012 Filed Jan 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 5,144 | $6.61 | $34,001.84 |
DisclosureSEC source: 0001225208-12-001426 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,263 Read SEC document |
| January 15, 2012 Filed Jan 17, 2012 16:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 5,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001426 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| January 02, 2012 Filed Jan 3, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 465,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-000122 · doc4.xml · derivative · entry 11 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 465,224 shares Expires 2012-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 02, 2012 Filed Jan 3, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 217,913 | $5.56 | $1,211,596.28 |
DisclosureSEC source: 0001225208-12-000122 · doc4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,263 F2 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| January 02, 2012 Filed Jan 3, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 465,224 | $5.56 | $2,586,645.44 |
DisclosureSEC source: 0001225208-12-000122 · doc4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2011 Filed Jan 3, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-000122 · doc4.xml · derivative · entry 10 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,848 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F3 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| December 30, 2011 Filed Jan 3, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 16,652 | $5.56 | $92,585.12 |
DisclosureSEC source: 0001225208-12-000122 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,952 Read SEC document |
| December 30, 2011 Filed Jan 3, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-000122 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| December 15, 2011 Filed Dec 16, 2011 16:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionStock Units 2011 · Derivative | 5,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026411 · doc4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,289 Underlying: Common Stock · 5,144 shares Expires 2012-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The stock units were awarded on February 15, 2011 pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows:1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2011 and ending in February 2012. Read SEC document |
| December 15, 2011 Filed Dec 16, 2011 16:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 5,144 | $5.26 | $27,057.44 |
DisclosureSEC source: 0001225208-11-026411 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Co-chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,952 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.