Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIVE BELOW, INCFIVE · Entity 3393 | Director | June 16, 2026 | June 18, 2026 |
| HOME DEPOT, INC.HD · Entity 2816 | Director | September 21, 2012 | September 24, 2012 |
| KROGER COKR · Entity 100 | Director | September 01, 2026 | September 02, 2026 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIVE BELOW, INC
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,609 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 976 · Balance 6,609 |
| Common StockSEC Table I · non-derivative | IndirectBy: Sargent Family Investment LLC | 73,674 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73,674 |
HOME DEPOT, INC.
Report date September 21, 2012 · Filed September 24, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $.05 Common StockSEC Table I · non-derivative | Direct | 3,467 |
Reported balance
After 2012-09-21 transaction · row 1
1 source rowRow 1 · 2012-09-21 · Purchase · Acquired 1,667 · Balance 3,467 |
| $.05 Common StockSEC Table I · non-derivative | IndirectBy son | 450 |
Reported balance
Holding disclosure · report date 2012-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 450 |
| $.05 Common StockSEC Table I · non-derivative | IndirectBy son | 450 |
Reported balance
Holding disclosure · report date 2012-09-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 450 |
KROGER CO
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock - Incentive SharesSEC Table II · derivative / convertible security | Direct | 69,087.076 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Grant · Acquired 461.923 · Balance 69,087.076 F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. |
| Common StockSEC Table I · non-derivative | Direct | 262,914 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 262,914 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.
WELLS FARGO & COMPANY/MN
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 72,073.4427 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Grant · Acquired 529.595 · Balance 72,073.4427 F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock. F2: Deferred compensation shares payable in a lump sum or installments based upon director's election. F3: Includes dividend equivalents reinvested in additional Phantom Stock Units. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 81 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 81 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Revocable Trust | 18,050 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.
F2: Deferred compensation shares payable in a lump sum or installments based upon director's election.
F3: Includes dividend equivalents reinvested in additional Phantom Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 5, 2021 19:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,286.9039 | $39.63 | $51,000.00 |
DisclosureSEC source: 0001127602-21-013016 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,760.4385 Underlying: Common Stock, $1 2/3 Par Value · 1,286.9039 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:06 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,125.4317 | $33.88 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-21-024085 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,066.7636 Underlying: Common Stock · 1,125.4317 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 19:55 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $12.37 | $0.00 |
DisclosureSEC source: 0001209191-21-018896 · doc4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 19:55 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 4,609 | $34.89 | $160,808.01 |
DisclosureSEC source: 0001209191-21-018896 · doc4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,911 F1 · shares: Delivery of mature shares to pay exercise price related to stock option exercise. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 19:55 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $12.37 | $160,810.00 |
DisclosureSEC source: 0001209191-21-018896 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 16:34 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 245.742 | $32.89 Strike: $0.00 | $8,082.45 |
DisclosureSEC source: 0001209191-21-015601 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,148.188 Underlying: Common Stock · 245.742 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:21 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 127 | $175.73 | $22,317.71 |
DisclosureSEC source: 0001192482-21-000133 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,572 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500.00, less applicable tax withholdings. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,424.7846 | $30.18 | $43,000.00 |
DisclosureSEC source: 0001127602-21-000728 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,372.7724 Underlying: Common Stock, $1 2/3 Par Value · 1,424.7846 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 15:45 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,159.2277 | $32.89 Strike: $0.00 | $38,127.00 |
DisclosureSEC source: 0001209191-21-000705 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,941.3319 Underlying: Common Stock · 1,159.2277 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 19:39 UTC | KROGER CO KR · Entity 100 | PurchaseCommon Stock | 3,200 | $31.65 | $101,280.00 |
DisclosureSEC source: 0001209191-20-065661 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,520 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:54 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 395 | $160.90 | $63,555.50 |
DisclosureSEC source: 0001192482-20-000842 · edgar.xml · nonDerivative · entry 5 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Sargent Family Investment LLC Disclosed balance after: 93,674 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.84 to $161.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:54 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 13,212 | $159.97 | $2,113,523.64 |
DisclosureSEC source: 0001192482-20-000842 · edgar.xml · nonDerivative · entry 4 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Sargent Family Investment LLC Disclosed balance after: 94,069 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.68 to $160.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:54 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 4,978 | $159.36 | $793,294.08 |
DisclosureSEC source: 0001192482-20-000842 · edgar.xml · nonDerivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Sargent Family Investment LLC Disclosed balance after: 107,281 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.68 to $159.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:54 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 1,415 | $158.14 | $223,768.10 |
DisclosureSEC source: 0001192482-20-000842 · edgar.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Sargent Family Investment LLC Disclosed balance after: 112,259 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.60 to $158.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 19:32 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 243.522 | $33.01 Strike: $0.00 | $8,038.66 |
DisclosureSEC source: 0001209191-20-061070 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,902.446 Underlying: Common Stock · 243.522 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 21:27 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 166 | $133.34 | $22,134.44 |
DisclosureSEC source: 0001192482-20-000788 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,445 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500.00, less applicable tax withholdings. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,910.017 | $23.56 | $45,000.00 |
DisclosureSEC source: 0001127602-20-026369 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,820.3317 Underlying: Common Stock, $1 2/3 Par Value · 1,910.017 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 14:55 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,129.9348 | $33.74 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-20-052875 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,782.1042 Underlying: Common Stock · 1,129.9348 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 15:19 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 225.929 | $35.40 Strike: $0.00 | $7,997.89 |
DisclosureSEC source: 0001209191-20-049291 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,658.924 Underlying: Common Stock · 225.929 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 20:14 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 201 | $108.91 | $21,890.91 |
DisclosureSEC source: 0001192482-20-000657 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,279 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500.00, less applicable tax withholdings. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 15:01 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 5,111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042559 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,432.995 Underlying: Common Stock · 5,111 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 15:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2,032.6823 | $25.09 | $51,000.00 |
DisclosureSEC source: 0001127602-20-021089 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,769.8998 Underlying: Common Stock, $1 2/3 Par Value · 2,032.6823 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 16:37 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,184.8951 | $32.18 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-20-039600 · doc4.xml · derivative · entry 4 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,652.1694 Underlying: Common Stock · 1,184.8951 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:37 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $10.38 | $0.00 |
DisclosureSEC source: 0001209191-20-039600 · doc4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2020-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:37 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,318 | $33.86 | $44,627.48 |
DisclosureSEC source: 0001209191-20-039600 · doc4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,320 F1 · shares: Delivery of mature shares to pay exercise price related to stock option exercise. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:37 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $10.38 | $134,940.00 |
DisclosureSEC source: 0001209191-20-039600 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:28 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000539 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,166 Read SEC document |
| June 16, 2020 Filed Jun 29, 2020 22:16 UTC Amendment | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000580 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,078 F1 · shares: The original Form 4 filed on June 18, 2020 erroneously reported 1,327 shares of common stock acquired by the reporting person. This amendment is being filed to disclose the correct number of shares of common stock acquired by the reporting person. No other changes have been made to the original Form 4. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 15:03 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 192.696 | $32.49 Strike: $0.00 | $6,260.69 |
DisclosureSEC source: 0001209191-20-033329 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,321.995 Underlying: Common Stock · 192.696 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 17:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 6,235 | $28.87 | $180,004.45 |
DisclosureSEC source: 0001127602-20-014740 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,150.7685 Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2,371.0952 | $26.57 | $63,000.00 |
DisclosureSEC source: 0001127602-20-012965 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,915.7685 Underlying: Common Stock, $1 2/3 Par Value · 2,371.0952 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 14:49 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,289.934 | $29.56 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-20-022362 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,467.2743 Underlying: Common Stock · 1,289.934 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:56 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 209.808 | $29.68 Strike: $0.00 | $6,227.10 |
DisclosureSEC source: 0001209191-20-014949 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,129.299 Underlying: Common Stock · 209.808 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:17 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 198 | $113.22 | $22,417.56 |
DisclosureSEC source: 0001192482-20-000104 · edgar.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,839 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,059.4796 | $53.80 | $57,000.00 |
DisclosureSEC source: 0001127602-20-000438 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,266.6807 Underlying: Common Stock, $1 2/3 Par Value · 1,059.4796 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 16:41 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,397.1052 | $27.29 Strike: $0.00 | $38,127.00 |
DisclosureSEC source: 0001209191-20-000090 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,177.3403 Underlying: Common Stock · 1,397.1052 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| December 18, 2019 Filed Feb 4, 2020 22:17 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GiftCommon Stock | 4,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000104 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,641 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:58 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 223.195 | $27.74 Strike: $0.00 | $6,191.43 |
DisclosureSEC source: 0001209191-19-058967 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,919.491 Underlying: Common Stock · 223.195 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:17 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 177 | $126.43 | $22,378.11 |
DisclosureSEC source: 0001192482-19-000379 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,723 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 998.777 | $49.06 | $49,000.00 |
DisclosureSEC source: 0001127602-19-029921 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,010.4453 Underlying: Common Stock, $1 2/3 Par Value · 998.777 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 14:29 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,609.3288 | $23.69 Strike: $0.00 | $38,125.00 |
DisclosureSEC source: 0001209191-19-051430 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,780.2351 Underlying: Common Stock · 1,609.3288 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 18:06 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 256.161 | $24.01 Strike: $0.00 | $6,150.43 |
DisclosureSEC source: 0001209191-19-048102 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,696.296 Underlying: Common Stock · 256.161 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 22:40 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 200 | $109.23 | $21,846.00 |
DisclosureSEC source: 0001192482-19-000328 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,546 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $21,895.60. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:43 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 7,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042243 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,633 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| July 15, 2019 Filed Aug 8, 2019 15:02 UTC Amendment | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 7,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045062 · doc4a.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,440.135 Underlying: Common Stock · 7,995 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · shares: This incentive share award was erroneously reported in Table 1 as direct holdings on a Form 4 filed by the Reporting Person on 7/16/2019. The award was in fact deferred as phantom stock under a long-term incentive plan of The Kroger Co. and therefore should have been reported in Table II, as reported herein. F4 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F4 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 11, 2019 Filed Jul 15, 2019 18:03 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $10.03 | $0.00 |
DisclosureSEC source: 0001209191-19-042021 · doc4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 11, 2019 Filed Jul 15, 2019 18:03 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 6,022 | $21.65 | $130,376.30 |
DisclosureSEC source: 0001209191-19-042021 · doc4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,638 F1 · shares: This transaction is commonly known as a stock swap. Shares were surrendered to the company rather than being sold to cover the cost of the exercise price related to a stock option exercise. Shares surrendered were shares owned by the Reporting Person in excess of 6 months. Read SEC document |
| July 11, 2019 Filed Jul 15, 2019 18:03 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $10.03 | $130,390.00 |
DisclosureSEC source: 0001209191-19-042021 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 17:51 UTC | KROGER CO KR · Entity 100 | PurchaseCommon Stock | 5,000 | $21.49 | $107,436.50 |
DisclosureSEC source: 0001209191-19-040063 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,660 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,153.2816 | $47.69 | $55,000.00 |
DisclosureSEC source: 0001127602-19-023899 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,794.8892 Underlying: Common Stock, $1 2/3 Par Value · 1,153.2816 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.