Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIVE BELOW, INCFIVE · Entity 3393 | Director | June 16, 2026 | June 18, 2026 |
| HOME DEPOT, INC.HD · Entity 2816 | Director | September 21, 2012 | September 24, 2012 |
| KROGER COKR · Entity 100 | Director | September 01, 2026 | September 02, 2026 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIVE BELOW, INC
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,609 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 976 · Balance 6,609 |
| Common StockSEC Table I · non-derivative | IndirectBy: Sargent Family Investment LLC | 73,674 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73,674 |
HOME DEPOT, INC.
Report date September 21, 2012 · Filed September 24, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $.05 Common StockSEC Table I · non-derivative | Direct | 3,467 |
Reported balance
After 2012-09-21 transaction · row 1
1 source rowRow 1 · 2012-09-21 · Purchase · Acquired 1,667 · Balance 3,467 |
| $.05 Common StockSEC Table I · non-derivative | IndirectBy son | 450 |
Reported balance
Holding disclosure · report date 2012-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 450 |
| $.05 Common StockSEC Table I · non-derivative | IndirectBy son | 450 |
Reported balance
Holding disclosure · report date 2012-09-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 450 |
KROGER CO
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock - Incentive SharesSEC Table II · derivative / convertible security | Direct | 69,087.076 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Grant · Acquired 461.923 · Balance 69,087.076 F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. |
| Common StockSEC Table I · non-derivative | Direct | 262,914 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 262,914 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.
WELLS FARGO & COMPANY/MN
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 72,073.4427 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Grant · Acquired 529.595 · Balance 72,073.4427 F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock. F2: Deferred compensation shares payable in a lump sum or installments based upon director's election. F3: Includes dividend equivalents reinvested in additional Phantom Stock Units. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 81 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 81 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Revocable Trust | 18,050 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.
F2: Deferred compensation shares payable in a lump sum or installments based upon director's election.
F3: Includes dividend equivalents reinvested in additional Phantom Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2023 Filed Jun 15, 2023 20:18 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013652 · form4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,090 Read SEC document |
| June 07, 2023 Filed Jun 15, 2023 20:18 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 55 | $193.03 | $10,616.54 |
DisclosureSEC source: 0001062993-23-013652 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Sargent Family Investment LLC Disclosed balance after: 93,619 Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 14:24 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 325.785 | $44.66 | $14,549.56 |
DisclosureSEC source: 0001209191-23-034124 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,285.601 Underlying: Common Stock · 325.785 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 21:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock Units · Derivative | 5,919 | $40.55 | $240,015.45 |
DisclosureSEC source: 0001127602-23-013685 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,919 Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares Expires not disclosed F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director. F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock. F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director. F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 22:46 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 9,800 | $206.29 | $2,021,619.46 |
DisclosureSEC source: 0001062993-23-008893 · form4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,230 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.00 to $206.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:46 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 200 | $209.00 | $41,800.00 |
DisclosureSEC source: 0001062993-23-008893 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,030 Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 16:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,003.2103 | $37.38 | $37,500.00 |
DisclosureSEC source: 0001127602-23-012058 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,998.9459 Underlying: Common Stock, $1 2/3 Par Value · 1,003.2103 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 18:56 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Deferred Comp · Derivative | 865.8568 | $46.92 Strike: $0.00 | $40,626.00 |
DisclosureSEC source: 0001209191-23-022613 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,328.3495 Underlying: Common Stock · 865.8568 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:10 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 333.398 | $43.38 | $14,462.81 |
DisclosureSEC source: 0001209191-23-014616 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,959.816 Underlying: Common Stock · 333.398 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 23:55 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 109 | $193.09 | $21,046.81 |
DisclosureSEC source: 0001062993-23-001879 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,230 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $21,250.00, less applicable tax withholdings. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 908.2102 | $41.29 | $37,500.00 |
DisclosureSEC source: 0001127602-23-000296 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,631.7779 Underlying: Common Stock, $1 2/3 Par Value · 908.2102 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:30 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 920.9476 | $44.11 Strike: $0.00 | $40,623.00 |
DisclosureSEC source: 0001209191-23-000587 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,462.4927 Underlying: Common Stock · 920.9476 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 18:44 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 297.161 | $48.41 | $14,385.56 |
DisclosureSEC source: 0001209191-22-059318 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,626.418 Underlying: Common Stock · 297.161 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:58 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 141 | $146.35 | $20,635.35 |
DisclosureSEC source: 0001062993-22-021539 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $21,250.00, less applicable tax withholdings. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 15:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 932.372 | $40.22 | $37,500.00 |
DisclosureSEC source: 0001127602-22-023375 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,369.1672 Underlying: Common Stock, $1 2/3 Par Value · 932.372 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:23 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 884.2094 | $45.95 Strike: $0.00 | $40,625.00 |
DisclosureSEC source: 0001209191-22-051748 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,541.5451 Underlying: Common Stock · 884.2094 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 17:48 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 294.365 | $48.61 | $14,309.08 |
DisclosureSEC source: 0001209191-22-048673 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,329.257 Underlying: Common Stock · 294.365 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 23:55 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 155 | $133.79 | $20,737.45 |
DisclosureSEC source: 0001062993-22-017775 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,980 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $21,250.00, less applicable tax withholdings. Read SEC document |
| July 13, 2022 Filed Jul 13, 2022 21:06 UTC Amendment | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 3,887 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042063 · doc4a.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,034.892 Underlying: Common Stock · 3,887 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · shares: This share award was originally reported in error under Table I, but is now reported in its correct place under Table II. F4 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F4 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 13, 2022 Filed Jul 13, 2022 18:23 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042027 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,798 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 16:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 939.3788 | $39.92 | $37,500.00 |
DisclosureSEC source: 0001127602-22-018890 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,065.6356 Underlying: Common Stock, $1 2/3 Par Value · 939.3788 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 14:49 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 775.2314 | $52.41 | $40,626.00 |
DisclosureSEC source: 0001209191-22-040411 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,657.3357 Underlying: Common Stock · 775.2314 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 20:26 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015011 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,825 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 12:56 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 208.321 | $51.35 Strike: $0.00 | $10,697.28 |
DisclosureSEC source: 0001209191-22-033795 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,147.892 Underlying: Common Stock · 208.321 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:26 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 130 | $162.54 | $21,130.20 |
DisclosureSEC source: 0001062993-22-011542 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,458 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $21,250.00, less applicable tax withholdings. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 17:24 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 5,384 | $44.58 | $240,018.72 |
DisclosureSEC source: 0001127602-22-012668 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,833.776 Underlying: Common Stock, $1 2/3 Par Value · 5,384 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 00:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 923.8349 | $48.71 | $45,000.00 |
DisclosureSEC source: 0001127602-22-010967 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,449.776 Underlying: Common Stock, $1 2/3 Par Value · 923.8349 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:28 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 791.6983 | $51.32 | $40,626.00 |
DisclosureSEC source: 0001209191-22-022182 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,882.1043 Underlying: Common Stock · 791.6983 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 14:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001209191-22-019072 · doc4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2022-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 14:13 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 13,000 | $55.97 | $727,571.00 |
DisclosureSEC source: 0001209191-22-019072 · doc4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,911 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.96 to $56.00, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 14:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $10.98 | $142,740.00 |
DisclosureSEC source: 0001209191-22-019072 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 20:03 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 220.291 | $48.35 Strike: $0.00 | $10,651.07 |
DisclosureSEC source: 0001209191-22-014610 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,939.571 Underlying: Common Stock · 220.291 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:35 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 106 | $164.00 | $17,384.00 |
DisclosureSEC source: 0001062993-22-002221 · form4.xml · nonDerivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,328 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $17,500.00, less applicable tax withholdings. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 17:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 896.2068 | $47.98 | $43,000.00 |
DisclosureSEC source: 0001127602-22-000291 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,295.797 Underlying: Common Stock, $1 2/3 Par Value · 896.2068 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:48 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 962.6303 | $42.34 | $40,752.95 |
DisclosureSEC source: 0001209191-22-000484 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,090.406 Underlying: Common Stock · 962.6303 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:41 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 263.51 | $40.21 Strike: $0.00 | $10,595.74 |
DisclosureSEC source: 0001209191-21-067456 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,719.28 Underlying: Common Stock · 263.51 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 87 | $198.92 | $17,306.04 |
DisclosureSEC source: 0001879785-21-000017 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $17,500.00, less applicable tax withholdings. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,127.1799 | $47.02 | $53,000.00 |
DisclosureSEC source: 0001127602-21-026629 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,208.0713 Underlying: Common Stock, $1 2/3 Par Value · 1,127.1799 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 19:28 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,034.2413 | $39.28 Strike: $0.00 | $40,625.00 |
DisclosureSEC source: 0001209191-21-058389 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,127.7757 Underlying: Common Stock · 1,034.2413 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 14:18 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 230.591 | $45.74 Strike: $0.00 | $10,547.23 |
DisclosureSEC source: 0001209191-21-054365 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,455.77 Underlying: Common Stock · 230.591 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 23:13 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 98 | $194.42 | $19,053.16 |
DisclosureSEC source: 0001192482-21-000658 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,530 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $19,917.58, less applicable tax withholdings. Read SEC document |
| July 23, 2021 Filed Feb 2, 2022 21:35 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GiftCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002221 · form4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,222 Read SEC document |
| July 23, 2021 Filed Feb 2, 2022 21:35 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002221 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,482 Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 18:23 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 4,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046760 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,225.179 Underlying: Common Stock · 4,859 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,035.0143 | $45.41 | $47,000.00 |
DisclosureSEC source: 0001127602-21-021358 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,878.917 Underlying: Common Stock, $1 2/3 Par Value · 1,035.0143 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 17:19 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,026.7708 | $37.13 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-21-044272 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093.5344 Underlying: Common Stock · 1,026.7708 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 22:27 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-21-000544 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,432 Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 17:21 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 217.991 | $37.28 Strike: $0.00 | $8,126.70 |
DisclosureSEC source: 0001209191-21-037065 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,366.179 Underlying: Common Stock · 217.991 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:31 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 111 | $201.27 | $22,340.97 |
DisclosureSEC source: 0001192482-21-000416 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,683 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500.00, less applicable tax withholdings. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 17:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3,993 | $45.09 | $180,044.37 |
DisclosureSEC source: 0001127602-21-014662 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,753.4385 Underlying: Common Stock, $1 2/3 Par Value · 3,993 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.