Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIVE BELOW, INCFIVE · Entity 3393 | Director | June 16, 2026 | June 18, 2026 |
| HOME DEPOT, INC.HD · Entity 2816 | Director | September 21, 2012 | September 24, 2012 |
| KROGER COKR · Entity 100 | Director | September 01, 2026 | September 02, 2026 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIVE BELOW, INC
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,609 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 976 · Balance 6,609 |
| Common StockSEC Table I · non-derivative | IndirectBy: Sargent Family Investment LLC | 73,674 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73,674 |
HOME DEPOT, INC.
Report date September 21, 2012 · Filed September 24, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $.05 Common StockSEC Table I · non-derivative | Direct | 3,467 |
Reported balance
After 2012-09-21 transaction · row 1
1 source rowRow 1 · 2012-09-21 · Purchase · Acquired 1,667 · Balance 3,467 |
| $.05 Common StockSEC Table I · non-derivative | IndirectBy son | 450 |
Reported balance
Holding disclosure · report date 2012-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 450 |
| $.05 Common StockSEC Table I · non-derivative | IndirectBy son | 450 |
Reported balance
Holding disclosure · report date 2012-09-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 450 |
KROGER CO
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock - Incentive SharesSEC Table II · derivative / convertible security | Direct | 69,087.076 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Grant · Acquired 461.923 · Balance 69,087.076 F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. |
| Common StockSEC Table I · non-derivative | Direct | 262,914 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 262,914 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.
WELLS FARGO & COMPANY/MN
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 72,073.4427 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Grant · Acquired 529.595 · Balance 72,073.4427 F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock. F2: Deferred compensation shares payable in a lump sum or installments based upon director's election. F3: Includes dividend equivalents reinvested in additional Phantom Stock Units. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 81 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 81 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Revocable Trust | 18,050 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.
F2: Deferred compensation shares payable in a lump sum or installments based upon director's election.
F3: Includes dividend equivalents reinvested in additional Phantom Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2019 Filed Jul 2, 2019 17:51 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,650.7469 | $23.10 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-19-040063 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,170.9063 Underlying: Common Stock · 1,650.7469 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:08 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000299 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,346 Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:33 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 184.516 | $22.96 Strike: $0.00 | $4,236.49 |
DisclosureSEC source: 0001209191-19-034448 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,445.135 Underlying: Common Stock · 184.516 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:35 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 145 | $146.08 | $21,181.60 |
DisclosureSEC source: 0001192482-19-000239 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,280 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $21,250. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3,802 | $47.35 | $180,024.70 |
DisclosureSEC source: 0001127602-19-016181 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,454.4429 Underlying: Common Stock, $1 2/3 Par Value · 3,802 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 22:00 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 30,000 | $140.76 | $4,222,866.00 |
DisclosureSEC source: 0001192482-19-000202 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Sargent Family Investment LLC Disclosed balance after: 113,674 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.5 to $141.055, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,085.8431 | $48.81 | $53,000.00 |
DisclosureSEC source: 0001127602-19-014441 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,652.4429 Underlying: Common Stock, $1 2/3 Par Value · 1,085.8431 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 19:08 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,463.4933 | $26.05 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-19-021937 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,520.1594 Underlying: Common Stock · 1,463.4933 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:42 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 150.444 | $28.02 Strike: $0.00 | $4,215.44 |
DisclosureSEC source: 0001209191-19-015340 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,260.619 Underlying: Common Stock · 150.444 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:54 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000065 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,135 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $21,250. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,019.9653 | $46.08 | $47,000.00 |
DisclosureSEC source: 0001127602-19-000539 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,445.6614 Underlying: Common Stock, $1 2/3 Par Value · 1,019.9653 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| December 30, 2018 Filed Jan 2, 2019 17:40 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,355.52 | $28.13 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-19-000059 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,056.6661 Underlying: Common Stock · 1,355.52 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:08 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GiftCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000504 · edgar.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,965 Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:08 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 31,500 | $97.60 | $3,074,497.65 |
DisclosureSEC source: 0001192482-18-000504 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Sargent Family Investment LLC Disclosed balance after: 143,674 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.32 to $98.92, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 17:20 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 140.984 | $29.76 Strike: $0.00 | $4,195.68 |
DisclosureSEC source: 0001209191-18-060730 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,110.175 Underlying: Common Stock · 140.984 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:15 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000471 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,465 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $21,250. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 14:51 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $13.07 | $0.00 |
DisclosureSEC source: 0001209191-18-054475 · doc4.xml · derivative · entry 4 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 14:51 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 100 | $29.19 | $2,918.50 |
DisclosureSEC source: 0001209191-18-054475 · doc4.xml · nonDerivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,660 Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 14:51 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 15 | $29.18 | $437.72 |
DisclosureSEC source: 0001209191-18-054475 · doc4.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,760 Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 14:51 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $13.07 | $169,910.00 |
DisclosureSEC source: 0001209191-18-054475 · doc4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 17:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 861.244 | $52.25 | $45,000.00 |
DisclosureSEC source: 0001127602-18-029300 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,328.0347 Underlying: Common Stock, $1 2/3 Par Value · 861.244 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 20:55 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,324.6699 | $28.78 Strike: $0.00 | $38,124.00 |
DisclosureSEC source: 0001209191-18-052822 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,701.1461 Underlying: Common Stock · 1,324.6699 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 18:20 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 130.952 | $31.90 Strike: $0.00 | $4,177.37 |
DisclosureSEC source: 0001209191-18-049468 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,969.191 Underlying: Common Stock · 130.952 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| August 03, 2018 Filed Aug 16, 2018 20:43 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 212 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000401 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,290 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $21,250. Read SEC document |
| July 13, 2018 Filed Jul 16, 2018 15:14 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 6,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042598 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,838.239 Underlying: Common Stock · 6,261 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F2 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 710.7284 | $55.44 | $39,402.78 |
DisclosureSEC source: 0001127602-18-022505 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,383.0915 Underlying: Common Stock, $1 2/3 Par Value · 710.7284 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 15:02 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,097.4995 | $26.20 Strike: $0.00 | $28,749.00 |
DisclosureSEC source: 0001209191-18-040569 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,376.4762 Underlying: Common Stock · 1,097.4995 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:11 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000314 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,078 Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 15:24 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 120.072 | $24.42 Strike: $0.00 | $2,932.16 |
DisclosureSEC source: 0001209191-18-034912 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,577.239 Underlying: Common Stock · 120.072 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:04 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000178 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,064 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $21,250. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3,428 | $52.51 | $180,004.28 |
DisclosureSEC source: 0001127602-18-015302 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596.7963 Underlying: Common Stock, $1 2/3 Par Value · 3,428 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 815.684 | $52.41 | $42,750.00 |
DisclosureSEC source: 0001127602-18-013576 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,168.7963 Underlying: Common Stock, $1 2/3 Par Value · 815.684 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 15:50 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,118.8558 | $25.70 Strike: $0.00 | $28,749.00 |
DisclosureSEC source: 0001209191-18-022296 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,278.9767 Underlying: Common Stock · 1,118.8558 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:25 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 106.294 | $27.46 Strike: $0.00 | $2,918.83 |
DisclosureSEC source: 0001209191-18-016172 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,457.167 Underlying: Common Stock · 106.294 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 18:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 Par Value | 9,000 | $55.98 | $503,820.00 |
DisclosureSEC source: 0001127602-18-005115 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Revocable Trust Disclosed balance after: 18,050 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.929 to $56.00 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 21:10 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000071 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,766 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $21,250. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 18:12 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 770.5621 | $60.67 | $46,750.00 |
DisclosureSEC source: 0001127602-18-000424 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,310.1709 Underlying: Common Stock, $1 2/3 Par Value · 770.5621 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 18:04 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,210.3557 | $23.76 Strike: $0.00 | $28,752.00 |
DisclosureSEC source: 0001209191-18-000062 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,160.1209 Underlying: Common Stock · 1,210.3557 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:20 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-17-000307 · edgar.xml · nonDerivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,429 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:20 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 80,000 | $65.59 | $5,247,104.00 |
DisclosureSEC source: 0001192482-17-000307 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,429 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.47 to $65.97, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 18:27 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 113.156 | $25.67 Strike: $0.00 | $2,904.71 |
DisclosureSEC source: 0001209191-17-063432 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,350.873 Underlying: Common Stock · 113.156 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 20:34 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-17-000267 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,429 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 18:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 557.5703 | $55.15 | $30,750.00 |
DisclosureSEC source: 0001127602-17-028855 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,501.4316 Underlying: Common Stock, $1 2/3 Par Value · 557.5703 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 15:24 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,325.4956 | $21.69 Strike: $0.00 | $28,750.00 |
DisclosureSEC source: 0001209191-17-054836 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,949.7652 Underlying: Common Stock · 1,325.4956 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:53 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 128.84 | $22.42 Strike: $0.00 | $2,888.59 |
DisclosureSEC source: 0001209191-17-051214 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,237.717 Underlying: Common Stock · 128.84 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:44 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-17-000207 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,046 Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 17:52 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 7,237 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045176 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,108.877 Underlying: Common Stock · 7,237 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F2 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 627.1431 | $55.41 | $34,750.00 |
DisclosureSEC source: 0001127602-17-022748 · form4.xml · derivative · entry 3 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,906.3202 Underlying: Common Stock, $1 2/3 Par Value · 627.1431 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:04 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock · Derivative | 1,090.6297 | $26.36 Strike: $0.00 | $28,749.00 |
DisclosureSEC source: 0001209191-17-042925 · doc4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,624.2696 Underlying: Common Stock · 1,090.6297 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:08 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-17-000173 · edgar.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,628 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.