Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTOLIV INCALV · Entity 3593 | Director | June 07, 2018 | June 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTOLIV INC
Report date June 07, 2018 · Filed June 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 864.3906 |
Reported balance
After 2018-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-07 · Grant · Acquired 3.3906 · Balance 864.3906 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.
F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date April 24, 2019 · Filed April 24, 2019
Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2019-04-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,000 |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 41,577.8498 |
Reported balance
Holding disclosure · report date 2019-04-24 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 41,577.8498 F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 78,820 |
Reported balance
Holding disclosure · report date 2019-04-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 78,820 F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Triton International Ltd
Report date September 28, 2023 · Filed October 02, 2023
Section 16 reporting ended · disclosed 2023-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-09-28 transaction · row 1
1 source rowRow 1 · 2023-09-28 · Disposition to issuer · Disposed 17,143 · Balance 0 F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").
F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.
VERIFONE SYSTEMS, INC.
Report date August 20, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 1
1 source rowRow 1 · 2018-08-20 · Disposition to issuer · Disposed 14,000 · Balance 0 F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80 · Expires 2020-07-01 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-20 · Disposition to issuer · Disposed 9,000 · Balance 0 F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, F3: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-20 · Disposition to issuer · Disposed 9,650 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-20 · Disposition to issuer · Disposed 8,484 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-08-20 · Disposition to issuer · Disposed 6,556 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-20 · Disposition to issuer · Disposed 3,500 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-08-20 · Disposition to issuer · Disposed 2,000 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest.
F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash,
F3: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.
F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.
F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.
Veoneer, Inc.
Report date April 01, 2022 · Filed April 01, 2022
Section 16 reporting ended · disclosed 2022-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Disposition to issuer · Disposed 24,711 · Balance 0 F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-04-01 · Disposition to issuer · Disposed 5,263 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding. F4: These RSUs were to vest on May 10, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
F4: These RSUs were to vest on May 10, 2022.
F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2017 Filed Dec 11, 2017 22:03 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 5.4598 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028469 · doc4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173.9495 Underlying: Common Stock · 5.4598 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 17:26 UTC Amendment | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001341066-17-000026 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,537 F1 · kind: This transaction involved a gift of securities by Mr. Alspaugh to his three adult children who each received 650 common shares of Issuer. Said children do not share Mr. Alspaugh's household. F2 · timeliness: The Code V was inadvertently not reported on the original Form 4 filed for this transaction. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 14:40 UTC | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001341066-17-000025 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,537 F1 · kind: This transaction involved a gift of securities by Mr. Alspaugh to his three adult children who each received 650 common shares of Issuer. Said children do not share Mr. Alspaugh's household. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:13 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 777.2021 | $40.53 | $31,500.00 |
DisclosureSEC source: 0001127602-17-027686 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,191.7713 Underlying: Common Stock · 777.2021 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 13:50 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 6.4039 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-021750 · doc4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,168.4897 Underlying: Common Stock · 6.4039 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 17:20 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 765.4921 | $41.15 | $31,500.00 |
DisclosureSEC source: 0001127602-17-021665 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,277.1135 Underlying: Common Stock · 765.4921 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 15:18 UTC | Triton International Ltd TRTN · Entity 2730 | SaleCommon Shares | 5,525 | $29.91 | $165,252.75 |
DisclosureSEC source: 0001341066-17-000019 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,487 Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:38 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037493 · doc4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2017, shares of the issuer's common stock underlying these restricted stock units became fully vested without the payment of any consideration. F1 · derivative.exercise_date: On June 1, 2017, shares of the issuer's common stock underlying these restricted stock units became fully vested without the payment of any consideration. F1 · derivative.expiration_date: On June 1, 2017, shares of the issuer's common stock underlying these restricted stock units became fully vested without the payment of any consideration. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:38 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-037493 · doc4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 1, 2017, shares of the issuer's common stock underlying these restricted stock units became fully vested without the payment of any consideration. Read SEC document |
| June 01, 2017 Filed Jun 8, 2017 01:18 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 6.0858 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015748 · doc4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162.0858 Underlying: Common Stock · 6.0858 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date. Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:33 UTC | AUTOLIV INC ALV · Entity 3593 | SaleCommon Stock | 1,156 | $109.87 | $127,009.72 |
DisclosureSEC source: 0000899243-17-014696 · doc4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Read SEC document |
| May 10, 2017 Filed May 11, 2017 16:38 UTC | Triton International Ltd TRTN · Entity 2730 | GrantCommon Shares | 5,525 | $28.04 | $154,921.00 |
DisclosureSEC source: 0001660734-17-000024 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,012 F1 · shares: Mr. Alspaugh was granted 5,525 common shares on May 10, 2017. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:39 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-012847 · doc4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156 Underlying: Common Stock · 1,156 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Autoliv common stock. F3 · kind: Reflects a grant of restricted stock units as payment of one-half of the 2017 annual retainer for director service. F4 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date. F4 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:39 UTC | AUTOLIV INC ALV · Entity 3593 | GrantCommon Stock | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-012847 · doc4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,956 F1 · kind: Reflects a grant of fully-vested shares of common stock as payment of one-half of the 2016 annual retainer for director service. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 16:23 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,929 | $75.17 | $145,002.93 |
DisclosureSEC source: 0001127602-17-015624 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,607 Underlying: Common Stock · 1,929 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock. F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 17:03 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | GrantRestricted Stock Units · Derivative | 8,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025018 · doc4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,484 Underlying: Common Stock, par value $0.01 per share · 8,484 shares Expires not disclosed F1 · derivative.exercise_price: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2021; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company. F1 · derivative.exercise_date: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2021; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company. F1 · derivative.expiration_date: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2021; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:29 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 420.3363 | $74.94 | $31,500.00 |
DisclosureSEC source: 0001127602-17-012081 · form4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,255.8107 Underlying: Common Stock · 420.3363 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:29 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 48.2032 | $74.94 | $3,612.35 |
DisclosureSEC source: 0001127602-17-012081 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,835.4744 Underlying: Common Stock · 48.2032 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:44 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 329.3421 | $74.33 | $24,480.00 |
DisclosureSEC source: 0001127602-17-005548 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,787.2712 Underlying: Common Stock · 329.3421 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:50 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 324.3775 | $76.30 | $24,750.00 |
DisclosureSEC source: 0001127602-16-070305 · form4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,457.9291 Underlying: Common Stock · 324.3775 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:50 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 46.1516 | $76.30 | $3,521.37 |
DisclosureSEC source: 0001127602-16-070305 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,133.5516 Underlying: Common Stock · 46.1516 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 19:35 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionStock Options (right to buy) · Derivative | 8,250 | $0.00 Strike: $14.71 | $0.00 |
DisclosureSEC source: 0001209191-16-143418 · doc4.xml · derivative · entry 3 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 8,250 shares Expires 2016-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options underlying this grant are fully exercisable as they previously vested. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 19:35 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | SaleCommon Stock, par value $0.01 per share | 8,250 | $15.81 | $130,432.50 |
DisclosureSEC source: 0001209191-16-143418 · doc4.xml · nonDerivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 19:35 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 8,250 | $14.71 | $121,357.50 |
DisclosureSEC source: 0001209191-16-143418 · doc4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 18:51 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 44.3584 | $78.30 | $3,473.26 |
DisclosureSEC source: 0001127602-16-062618 · form4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,087.4 Underlying: Common Stock · 44.3584 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 18:51 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 325.6705 | $78.30 | $25,500.00 |
DisclosureSEC source: 0001127602-16-062618 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,043.0416 Underlying: Common Stock · 325.6705 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 13:04 UTC | Triton International Ltd TRTN · Entity 2730 | GrantCommon Shares | 6,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001341066-16-000061 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,487 F1 · shares: Mr. Alspaugh was granted 6,725 shares of common shares on September 7, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.