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LESJAK CATHERINE A

Disclosed activity across 5 companies

Tapewire entity
10858
SEC CIK
0001256992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GE HealthCare Technologies Inc.GEHC · Entity 1711DirectorMay 07, 2026May 12, 2026
GENERAL ELECTRIC COGE · Entity 2813DirectorMay 05, 2026May 07, 2026
HP INCHPQ · Entity 642Interim COODecember 07, 2018December 12, 2018
SUNPOWER CORPSPWR · Entity 88423DirectorNovember 11, 2022November 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GE HealthCare Technologies Inc.

Report date May 07, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect12,702 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 3,586 · Balance 12,702

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

GENERAL ELECTRIC CO

Report date May 05, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,823 Reported balance After 2026-05-05 transaction · row 1
1 source row

Row 1 · 2026-05-05 · Grant · Acquired 678 · Balance 2,823

F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

HP INC

Report date December 07, 2018 · Filed December 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect264,541 Ending reported balance After 2018-12-09 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-12-07 · Exercise / conversion · Acquired 78,718 · Balance 270,143

Row 2 · 2018-12-07 · Tax withholding · Disposed 37,252 · Balance 232,891

F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

Row 3 · 2018-12-09 · Exercise / conversion · Acquired 60,208 · Balance 293,099

Row 4 · 2018-12-09 · Tax withholding · Disposed 28,558 · Balance 264,541

F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect41,280 Reported balance After 2018-12-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-12-07 · Exercise / conversion · Disposed 43,543 · Balance 41,280

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect68,670 Reported balance After 2018-12-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-12-07 · Exercise / conversion · Disposed 35,175 · Balance 68,670

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-12-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-12-09 · Exercise / conversion · Disposed 60,208 · Balance 0

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

Common StockSEC Table I · non-derivativeIndirectHeld by Spouse306 Reported balance Holding disclosure · report date 2018-12-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 306

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

Filing footnotes · ownership attribution and instrument terms

F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

SUNPOWER CORP

Report date November 11, 2022 · Filed November 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect179,465 Reported balance After 2022-11-11 transaction · row 1
1 source row

Row 1 · 2022-11-11 · Exercise / conversion · Acquired 2,239 · Balance 179,465

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect2,239 Reported balance After 2022-11-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-11 · Grant · Acquired 2,239 · Balance 2,239

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-11-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-11 · Exercise / conversion · Disposed 2,239 · Balance 0

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PROS Holdings, Inc.

Report date December 09, 2025 · Filed December 11, 2025

Section 16 reporting ended · disclosed 2025-12-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-12-09 transaction · row 1
1 source row

Row 1 · 2025-12-09 · Disposition to issuer · Disposed 28,103 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-12-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-09 · Disposition to issuer · Disposed 11,262 · Balance 0

F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2018 Filed Dec 12, 2018 00:42 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 43,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004924 · primarydocument.xml · derivative · entry 6

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,280

Underlying: Common Stock · 43,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F5 · shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F5 · price: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F5 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F5 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F5 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:42 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 37,252 $22.93 $854,188.36
Disclosure

SEC source: 0001562180-18-004924 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,891

F1 · shares: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:42 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 78,718 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004924 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 183,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · derivative · entry 5

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 183,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F5 · shares: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

F5 · price: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

F5 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

F5 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 85,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · derivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,194

Underlying: Common Stock · 85,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

F4 · price: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 133,636 $22.81 $3,048,237.16
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,425

F1 · shares: 133,636 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 269,533 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 16:13 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 11,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058512 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 16:13 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 11,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058512 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,830

Underlying: Common Stock · 11,830 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 16:13 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 11,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058512 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Unit · Derivative 65,900 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004429 · primarydocument.xml · derivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 180,766 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,644 vested dividend equivalent rights.

F3 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 180,766 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,644 vested dividend equivalent rights.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 32,674 $24.63 $804,760.62
Disclosure

SEC source: 0001562180-18-004429 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,528

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 65,900 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004429 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:23 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 42,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004382 · primarydocument.xml · derivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,705

Underlying: Common Stock · 42,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

F3 · price: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:23 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 20,059 $24.14 $484,224.26
Disclosure

SEC source: 0001562180-18-004382 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,302

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:23 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 42,361 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004382 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:07 UTC HP INC HPQ · Entity 642 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $17.29 $0.00
Disclosure

SEC source: 0001562180-18-004096 · primarydocument.xml · derivative · entry 6

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,020

Underlying: Common Stock · 92,000 shares

Expires 2022-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became fully exercisable on this date.

F5 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:07 UTC HP INC HPQ · Entity 642 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 404,399 $0.00 Strike: $13.83 $0.00
Disclosure

SEC source: 0001562180-18-004096 · primarydocument.xml · derivative · entry 5

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,200

Underlying: Common Stock · 404,399 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On November 2, 2015, the reporting person was granted performance contingent options to purchase a total of 606,599 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:07 UTC HP INC HPQ · Entity 642 SaleCommon Stock 693,594 $25.78 $17,883,974.49
Disclosure

SEC source: 0001562180-18-004096 · primarydocument.xml · nonDerivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/29/2018.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.53-$25.97, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:07 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 92,000 $17.29 $1,590,680.00
Disclosure

SEC source: 0001562180-18-004096 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:07 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 404,399 $13.83 $5,592,838.17
Disclosure

SEC source: 0001562180-18-004096 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 10,745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046755 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 10,745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046755 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,745

Underlying: Common Stock · 10,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 10,745 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046755 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 15, 2018 16:24 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 8,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030219 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
May 11, 2018 Filed May 15, 2018 16:24 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 8,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030219 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,611

Underlying: Common Stock · 8,611 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
May 11, 2018 Filed May 15, 2018 16:24 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 8,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030219 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 19:14 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 10,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010180 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 19:14 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 10,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010180 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,886

Underlying: Common Stock · 10,886 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 19:14 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 10,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010180 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 34,706 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003854 · primarydocument.xml · derivative · entry 7

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · price: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · derivative.exercise_date: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · derivative.expiration_date: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · derivative.underlying_shares: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 17,362 $21.07 $365,817.34
Disclosure

SEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,195

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 34,706 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 58,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003854 · primarydocument.xml · derivative · entry 6

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,051

Underlying: Common Stock · 58,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights.

F3 · price: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights.

F3 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights.

F3 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights.

F3 · derivative.underlying_shares: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 29,422 $21.07 $619,921.54
Disclosure

SEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,851

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 58,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:20 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 144,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003836 · primarydocument.xml · derivative · entry 6

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,900

Underlying: Common Stock · 144,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F5 · shares: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · price: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:20 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 103,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003836 · primarydocument.xml · derivative · entry 5

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,004

Underlying: Common Stock · 103,004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:20 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 42,534 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003836 · primarydocument.xml · derivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,560

Underlying: Common Stock · 42,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights.

F3 · price: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights.

F3 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights.

F3 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights.

F3 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights.

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December 07, 2017 Filed Dec 11, 2017 22:20 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 21,225 $20.97 $445,088.25
Disclosure

SEC source: 0001562180-17-003836 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,410

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December 07, 2017 Filed Dec 11, 2017 22:20 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 42,534 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003836 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

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December 06, 2017 Filed Dec 11, 2017 18:06 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 23,632 $7.50 $177,294.35
Disclosure

SEC source: 0001209191-17-065076 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,924

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $7.50-$7.52.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 151,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003777 · primarydocument.xml · derivative · entry 7

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,421

Underlying: Common Stock · 151,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units.

F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units.

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December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 53,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003777 · primarydocument.xml · derivative · entry 6

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units.

F3 · price: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units.

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December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 79,235 $21.08 $1,670,273.80
Disclosure

SEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,101

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December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 151,849 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 28,022 $21.08 $590,703.76
Disclosure

SEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,487

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December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 53,701 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 8,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060865 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

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November 13, 2017 Filed Nov 15, 2017 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 8,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060865 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,651

Underlying: Common Stock · 8,651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.