Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GE HealthCare Technologies Inc.GEHC · Entity 1711 | Director | May 07, 2026 | May 12, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | May 05, 2026 | May 07, 2026 |
| HP INCHPQ · Entity 642 | Interim COO | December 07, 2018 | December 12, 2018 |
| SUNPOWER CORPSPWR · Entity 88423 | Director | November 11, 2022 | November 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GE HealthCare Technologies Inc.
Report date May 07, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 12,702 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 3,586 · Balance 12,702 F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan. F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.
GENERAL ELECTRIC CO
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,823 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 678 · Balance 2,823 F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.
HP INC
Report date December 07, 2018 · Filed December 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 264,541 |
Ending reported balance
After 2018-12-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-12-07 · Exercise / conversion · Acquired 78,718 · Balance 270,143 Row 2 · 2018-12-07 · Tax withholding · Disposed 37,252 · Balance 232,891 F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs"). Row 3 · 2018-12-09 · Exercise / conversion · Acquired 60,208 · Balance 293,099 Row 4 · 2018-12-09 · Tax withholding · Disposed 28,558 · Balance 264,541 F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 41,280 |
Reported balance
After 2018-12-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-12-07 · Exercise / conversion · Disposed 43,543 · Balance 41,280 F4: Each RSU represents a contingent right to receive one share of HP common stock. F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68,670 |
Reported balance
After 2018-12-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-12-07 · Exercise / conversion · Disposed 35,175 · Balance 68,670 F4: Each RSU represents a contingent right to receive one share of HP common stock. F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights. F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-12-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-12-09 · Exercise / conversion · Disposed 60,208 · Balance 0 F4: Each RSU represents a contingent right to receive one share of HP common stock. F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 306 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 306 F3: There is no reportable change since the last filing. This is a reiteration of holdings only. |
Filing footnotes · ownership attribution and instrument terms
F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").
F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.
F3: There is no reportable change since the last filing. This is a reiteration of holdings only.
F4: Each RSU represents a contingent right to receive one share of HP common stock.
F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.
F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.
F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.
SUNPOWER CORP
Report date November 11, 2022 · Filed November 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 179,465 |
Reported balance
After 2022-11-11 transaction · row 1
1 source rowRow 1 · 2022-11-11 · Exercise / conversion · Acquired 2,239 · Balance 179,465 |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 2,239 |
Reported balance
After 2022-11-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-11 · Grant · Acquired 2,239 · Balance 2,239 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-11-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-11 · Exercise / conversion · Disposed 2,239 · Balance 0 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PROS Holdings, Inc.
Report date December 09, 2025 · Filed December 11, 2025
Section 16 reporting ended · disclosed 2025-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-12-09 transaction · row 1
1 source rowRow 1 · 2025-12-09 · Disposition to issuer · Disposed 28,103 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-12-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-09 · Disposition to issuer · Disposed 11,262 · Balance 0 F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock. F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.
F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.
F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2018 Filed Dec 12, 2018 00:42 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 43,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-004924 · primarydocument.xml · derivative · entry 6 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,280 Underlying: Common Stock · 43,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock. F5 · shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights. F5 · price: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights. F5 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights. F5 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights. F5 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights. Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:42 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 37,252 | $22.93 | $854,188.36 |
DisclosureSEC source: 0001562180-18-004924 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,891 F1 · shares: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs"). Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:42 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 78,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004924 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 22:18 UTC | HP INC HPQ · Entity 642 | Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative | 183,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-004733 · primarydocument.xml · derivative · entry 5 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 183,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock. F5 · shares: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units. F5 · price: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units. F5 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units. F5 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 22:18 UTC | HP INC HPQ · Entity 642 | Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative | 85,648 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-004733 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,194 Underlying: Common Stock · 85,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock. F4 · shares: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units. F4 · price: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units. F4 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units. F4 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 22:18 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 133,636 | $22.81 | $3,048,237.16 |
DisclosureSEC source: 0001562180-18-004733 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,425 F1 · shares: 133,636 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 22:18 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 269,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004733 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:13 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 11,830 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058512 · doc4.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:13 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 11,830 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058512 · doc4.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,830 Underlying: Common Stock · 11,830 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:13 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 11,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058512 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 23:23 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Unit · Derivative | 65,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004429 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 180,766 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,644 vested dividend equivalent rights. F3 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 180,766 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,644 vested dividend equivalent rights. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 23:23 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 32,674 | $24.63 | $804,760.62 |
DisclosureSEC source: 0001562180-18-004429 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,528 Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 23:23 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 65,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004429 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:23 UTC | HP INC HPQ · Entity 642 | Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative | 42,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-004382 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,705 Underlying: Common Stock · 42,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units. F3 · price: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units. F3 · derivative.exercise_date: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units. F3 · derivative.expiration_date: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:23 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 20,059 | $24.14 | $484,224.26 |
DisclosureSEC source: 0001562180-18-004382 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,302 Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:23 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 42,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004382 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:07 UTC | HP INC HPQ · Entity 642 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 92,000 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001562180-18-004096 · primarydocument.xml · derivative · entry 6 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,020 Underlying: Common Stock · 92,000 shares Expires 2022-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became fully exercisable on this date. F5 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:07 UTC | HP INC HPQ · Entity 642 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 404,399 | $0.00 Strike: $13.83 | $0.00 |
DisclosureSEC source: 0001562180-18-004096 · primarydocument.xml · derivative · entry 5 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,200 Underlying: Common Stock · 404,399 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On November 2, 2015, the reporting person was granted performance contingent options to purchase a total of 606,599 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date. F5 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:07 UTC | HP INC HPQ · Entity 642 | SaleCommon Stock | 693,594 | $25.78 | $17,883,974.49 |
DisclosureSEC source: 0001562180-18-004096 · primarydocument.xml · nonDerivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/29/2018. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.53-$25.97, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:07 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 92,000 | $17.29 | $1,590,680.00 |
DisclosureSEC source: 0001562180-18-004096 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:07 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 404,399 | $13.83 | $5,592,838.17 |
DisclosureSEC source: 0001562180-18-004096 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Interim COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:11 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046755 · doc4.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:11 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 10,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046755 · doc4.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,745 Underlying: Common Stock · 10,745 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:11 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 10,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046755 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:24 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030219 · doc4.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:24 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 8,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030219 · doc4.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,611 Underlying: Common Stock · 8,611 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:24 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 8,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030219 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,886 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010180 · doc4.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 10,886 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010180 · doc4.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,886 Underlying: Common Stock · 10,886 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12,2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 10,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010180 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 22:50 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 34,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003854 · primarydocument.xml · derivative · entry 7 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F4 · shares: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · price: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · derivative.exercise_date: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · derivative.expiration_date: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · derivative.underlying_shares: On 12/10/2014, the reporting person was granted 95,484 RSUs, 31,828 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,878 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 22:50 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 17,362 | $21.07 | $365,817.34 |
DisclosureSEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,195 Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 22:50 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 34,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 22:50 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 58,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003854 · primarydocument.xml · derivative · entry 6 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,051 Underlying: Common Stock · 58,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights. F3 · price: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights. F3 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights. F3 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights. F3 · derivative.underlying_shares: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, 55,051 of which vested on 12/9/2017 and 55,051 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,812 vested dividend equivalent rights. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 22:50 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 29,422 | $21.07 | $619,921.54 |
DisclosureSEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,851 Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 22:50 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 58,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003854 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:20 UTC | HP INC HPQ · Entity 642 | GrantPerformance Adjusted Restricted Stock Units · Derivative | 144,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003836 · primarydocument.xml · derivative · entry 6 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,900 Underlying: Common Stock · 144,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. F5 · shares: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F5 · price: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F5 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F5 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 144,900 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:20 UTC | HP INC HPQ · Entity 642 | GrantRestricted Stock Units · Derivative | 103,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003836 · primarydocument.xml · derivative · entry 5 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,004 Underlying: Common Stock · 103,004 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. F4 · shares: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F4 · price: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F4 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F4 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 103,004 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:20 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 42,534 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003836 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,560 Underlying: Common Stock · 42,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights. F3 · price: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights. F3 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights. F3 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights. F3 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on 12/7/2017 and 41,280 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,255 vested dividend equivalent rights. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:20 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 21,225 | $20.97 | $445,088.25 |
DisclosureSEC source: 0001562180-17-003836 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,410 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:20 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 42,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003836 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. Read SEC document |
| December 06, 2017 Filed Dec 11, 2017 18:06 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 23,632 | $7.50 | $177,294.35 |
DisclosureSEC source: 0001209191-17-065076 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,924 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $7.50-$7.52.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:57 UTC | HP INC HPQ · Entity 642 | Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative | 151,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003777 · primarydocument.xml · derivative · entry 7 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,421 Underlying: Common Stock · 151,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units. F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units. F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units. F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:57 UTC | HP INC HPQ · Entity 642 | Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative | 53,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003777 · primarydocument.xml · derivative · entry 6 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units. F3 · price: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units. F3 · derivative.exercise_date: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units. F3 · derivative.expiration_date: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:57 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 79,235 | $21.08 | $1,670,273.80 |
DisclosureSEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,101 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:57 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 151,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:57 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 28,022 | $21.08 | $590,703.76 |
DisclosureSEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,487 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:57 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 53,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003777 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:11 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,651 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060865 · doc4.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:11 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 8,651 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060865 · doc4.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,651 Underlying: Common Stock · 8,651 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.