person · Reporting owner

LESJAK CATHERINE A

Disclosed activity across 5 companies

Tapewire entity: 10858
SEC CIK: 0001256992

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
GE HealthCare Technologies Inc.GEHC · Entity 1711	Director	May 07, 2026	May 12, 2026
GENERAL ELECTRIC COGE · Entity 2813	Director	May 05, 2026	May 07, 2026
HP INCHPQ · Entity 642	Interim COO	December 07, 2018	December 12, 2018
SUNPOWER CORPSPWR · Entity 88423	Director	November 11, 2022	November 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GE HealthCare Technologies Inc.

Report date May 07, 2026 · Filed May 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	12,702	Reported balance After 2026-05-07 transaction · row 1 1 source row Row 1 · 2026-05-07 · Grant · Acquired 3,586 · Balance 12,702 F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan. F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

GENERAL ELECTRIC CO

Report date May 05, 2026 · Filed May 07, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,823	Reported balance After 2026-05-05 transaction · row 1 1 source row Row 1 · 2026-05-05 · Grant · Acquired 678 · Balance 2,823 F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

HP INC

Report date December 07, 2018 · Filed December 12, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	264,541	Ending reported balance After 2018-12-09 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2018-12-07 · Exercise / conversion · Acquired 78,718 · Balance 270,143 Row 2 · 2018-12-07 · Tax withholding · Disposed 37,252 · Balance 232,891 F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs"). Row 3 · 2018-12-09 · Exercise / conversion · Acquired 60,208 · Balance 293,099 Row 4 · 2018-12-09 · Tax withholding · Disposed 28,558 · Balance 264,541 F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	41,280	Reported balance After 2018-12-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-12-07 · Exercise / conversion · Disposed 43,543 · Balance 41,280 F4: Each RSU represents a contingent right to receive one share of HP common stock. F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	68,670	Reported balance After 2018-12-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-12-07 · Exercise / conversion · Disposed 35,175 · Balance 68,670 F4: Each RSU represents a contingent right to receive one share of HP common stock. F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights. F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2018-12-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-12-09 · Exercise / conversion · Disposed 60,208 · Balance 0 F4: Each RSU represents a contingent right to receive one share of HP common stock. F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.
Common StockSEC Table I · non-derivative	IndirectHeld by Spouse	306	Reported balance Holding disclosure · report date 2018-12-07 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 306 F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

Filing footnotes · ownership attribution and instrument terms

F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

SUNPOWER CORP

Report date November 11, 2022 · Filed November 15, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	179,465	Reported balance After 2022-11-11 transaction · row 1 1 source row Row 1 · 2022-11-11 · Exercise / conversion · Acquired 2,239 · Balance 179,465
Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security	Direct	2,239	Reported balance After 2022-11-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-11-11 · Grant · Acquired 2,239 · Balance 2,239 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.
Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-11-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-11-11 · Exercise / conversion · Disposed 2,239 · Balance 0 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PROS Holdings, Inc.

Report date December 09, 2025 · Filed December 11, 2025

Section 16 reporting ended · disclosed 2025-12-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-12-09 transaction · row 1 1 source row Row 1 · 2025-12-09 · Disposition to issuer · Disposed 28,103 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-12-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2025-12-09 · Disposition to issuer · Disposed 11,262 · Balance 0 F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock. F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 13, 2017 Filed Nov 15, 2017 16:11 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionCommon Stock	8,651	$0.00	$0.00	Disclosure SEC source: 0001209191-17-060865 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 02, 2017 Filed Nov 7, 2017 00:43 UTC	HP INC HPQ · Entity 642	Exercise / conversionRestricted Stock Units · Derivative	64,427	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-17-003493 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,256 Underlying: Common Stock · 64,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock. F3 · shares: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, 60,255 of which vested on 11/2/2017 and 60,256 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,172 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · price: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, 60,255 of which vested on 11/2/2017 and 60,256 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,172 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, 60,255 of which vested on 11/2/2017 and 60,256 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,172 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, 60,255 of which vested on 11/2/2017 and 60,256 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,172 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.underlying_shares: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, 60,255 of which vested on 11/2/2017 and 60,256 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,172 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · balance_after: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document
November 02, 2017 Filed Nov 7, 2017 00:43 UTC	HP INC HPQ · Entity 642	Tax withholdingCommon Stock	33,619	$21.44	$720,791.36	Disclosure SEC source: 0001562180-17-003493 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,808 Read SEC document
November 02, 2017 Filed Nov 7, 2017 00:43 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	64,427	$0.00	$0.00	Disclosure SEC source: 0001562180-17-003493 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock. Read SEC document
August 11, 2017 Filed Aug 15, 2017 17:29 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionRestricted Stock Units (RSUs) · Derivative	8,065	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-049035 · doc4.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
August 11, 2017 Filed Aug 15, 2017 17:29 UTC	SUNPOWER CORP SPWR · Entity 88423	GrantRestricted Stock Units (RSUs) · Derivative	8,065	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-049035 · doc4.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,065 Underlying: Common Stock · 8,065 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
August 11, 2017 Filed Aug 15, 2017 17:29 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionCommon Stock	8,065	$0.00	$0.00	Disclosure SEC source: 0001209191-17-049035 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 11, 2017 Filed May 15, 2017 17:01 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionRestricted Stock Units (RSUs) · Derivative	10,108	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-032369 · doc4.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
May 11, 2017 Filed May 15, 2017 17:01 UTC	SUNPOWER CORP SPWR · Entity 88423	GrantRestricted Stock Units (RSUs) · Derivative	10,108	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-032369 · doc4.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,108 Underlying: Common Stock · 10,108 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
May 11, 2017 Filed May 15, 2017 17:01 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionCommon Stock	10,108	$0.00	$0.00	Disclosure SEC source: 0001209191-17-032369 · doc4.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 02, 2017 Filed May 3, 2017 20:54 UTC	HP INC HPQ · Entity 642	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	52,387	$0.00 Strike: $12.49	$0.00	Disclosure SEC source: 0001562180-17-001706 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,387 shares Expires 2021-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on 12/11/2016. F4 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document
May 02, 2017 Filed May 3, 2017 20:54 UTC	HP INC HPQ · Entity 642	SaleCommon Stock	52,387	$19.00	$995,353.00	Disclosure SEC source: 0001562180-17-001706 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/29/2016. Read SEC document
May 02, 2017 Filed May 3, 2017 20:54 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	52,387	$12.49	$654,313.63	Disclosure SEC source: 0001562180-17-001706 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 01, 2017 Filed May 2, 2017 21:57 UTC	HP INC HPQ · Entity 642	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	67,997	$0.00 Strike: $12.49	$0.00	Disclosure SEC source: 0001562180-17-001657 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,387 Underlying: Common Stock · 67,997 shares Expires 2021-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on 12/11/2016. F4 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document
May 01, 2017 Filed May 2, 2017 21:57 UTC	HP INC HPQ · Entity 642	SaleCommon Stock	67,997	$19.00	$1,291,943.00	Disclosure SEC source: 0001562180-17-001657 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/29/2016. Read SEC document
May 01, 2017 Filed May 2, 2017 21:57 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	67,997	$12.49	$849,282.53	Disclosure SEC source: 0001562180-17-001657 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 12, 2017 Filed Apr 14, 2017 20:39 UTC	HP INC HPQ · Entity 642	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	120,000	$0.00 Strike: $12.49	$0.00	Disclosure SEC source: 0001562180-17-001506 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,384 Underlying: Common Stock · 120,000 shares Expires 2021-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on 12/11/2016. F4 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document
April 12, 2017 Filed Apr 14, 2017 20:39 UTC	HP INC HPQ · Entity 642	SaleCommon Stock	120,000	$18.14	$2,176,800.00	Disclosure SEC source: 0001562180-17-001506 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/29/2016. Read SEC document
April 12, 2017 Filed Apr 14, 2017 20:39 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	120,000	$12.49	$1,498,800.00	Disclosure SEC source: 0001562180-17-001506 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:55 UTC	HP INC HPQ · Entity 642	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	120,000	$0.00 Strike: $12.49	$0.00	Disclosure SEC source: 0001562180-17-001476 · primarydocument.xml · derivative · entry 6 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,384 Underlying: Common Stock · 120,000 shares Expires 2021-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became fully vested and exercisable on 12/11/2016. F5 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:55 UTC	HP INC HPQ · Entity 642	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	337,576	$0.00 Strike: $6.40	$0.00	Disclosure SEC source: 0001562180-17-001476 · primarydocument.xml · derivative · entry 5 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 337,576 shares Expires 2020-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became fully vested and exercisable on 9/17/2015. F5 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:55 UTC	HP INC HPQ · Entity 642	SaleCommon Stock	719,775	$17.60	$12,665,520.79	Disclosure SEC source: 0001562180-17-001476 · primarydocument.xml · nonDerivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/29/2016. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44-$17.93, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:55 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	120,000	$12.49	$1,498,800.00	Disclosure SEC source: 0001562180-17-001476 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:55 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	337,576	$6.40	$2,160,486.40	Disclosure SEC source: 0001562180-17-001476 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:07 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionRestricted Stock Units (RSUs) · Derivative	10,505	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001246360-17-000756 · form.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:07 UTC	SUNPOWER CORP SPWR · Entity 88423	GrantRestricted Stock Units (RSUs) · Derivative	10,505	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001246360-17-000756 · form.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,505 Underlying: Common Stock · 10,505 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:07 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionCommon Stock	10,505	$0.00	$0.00	Disclosure SEC source: 0001246360-17-000756 · form.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC	HP INC HPQ · Entity 642	Exercise / conversionRestricted Stock Units · Derivative	47,536	$15.78	$750,118.08	Disclosure SEC source: 0001562180-17-000620 · primarydocument.xml · derivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · derivative.exercise_date: On 12/11/2013 the reporting person was granted 132,171 RSUs, 44,057 of which vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,479 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.expiration_date: On 12/11/2013 the reporting person was granted 132,171 RSUs, 44,057 of which vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,479 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC	HP INC HPQ · Entity 642	Tax withholdingCommon Stock	23,770	$15.78	$375,090.60	Disclosure SEC source: 0001562180-17-000620 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,199 Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	47,536	$15.78	$750,118.08	Disclosure SEC source: 0001562180-17-000620 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Exercise / conversionRestricted Stock Units · Derivative	33,740	$15.78	$532,417.20	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · derivative · entry 11 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,828 Underlying: Common Stock · 33,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F5 · derivative.exercise_date: On 12/10/2014 the reporting person was granted 95,484 RSUs, 31,828 of which vested each on 12/10/2015 and 12/10/2016 and 31,828 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,912 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F5 · derivative.expiration_date: On 12/10/2014 the reporting person was granted 95,484 RSUs, 31,828 of which vested each on 12/10/2015 and 12/10/2016 and 31,828 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,912 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Tax withholdingCommon Stock	17,606	$15.78	$277,822.68	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · nonDerivative · entry 6 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,129 Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	33,740	$15.78	$532,417.20	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · nonDerivative · entry 5 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Exercise / conversionRestricted Stock Unit · Derivative	57,191	$15.78	$902,473.98	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · derivative · entry 10 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,102 Underlying: Common Stock · 57,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F4 · derivative.exercise_date: On 12/9/2015 the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, and 55,051 of which will vest on both 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,140 vested dividend equivalent rights. F4 · derivative.expiration_date: On 12/9/2015 the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, and 55,051 of which will vest on both 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,140 vested dividend equivalent rights. Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Tax withholdingCommon Stock	71,622	$15.78	$1,130,195.16	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · nonDerivative · entry 4 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,995 Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	137,257	$15.78	$2,165,915.46	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · nonDerivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 07, 2016 Filed Dec 10, 2016 01:13 UTC	HP INC HPQ · Entity 642	GrantRestricted Stock Units · Derivative	123,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-16-003728 · primarydocument.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,839 Underlying: Common Stock · 123,839 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: On 12/07/16 the reporting person was granted 123,839 RSUs, 41,279 of which will vest on 12/07/17 and 41,280 of which will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · price: On 12/07/16 the reporting person was granted 123,839 RSUs, 41,279 of which will vest on 12/07/17 and 41,280 of which will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · derivative.exercise_date: On 12/07/16 the reporting person was granted 123,839 RSUs, 41,279 of which will vest on 12/07/17 and 41,280 of which will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · derivative.expiration_date: On 12/07/16 the reporting person was granted 123,839 RSUs, 41,279 of which will vest on 12/07/17 and 41,280 of which will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. Read SEC document
December 07, 2016 Filed Dec 10, 2016 01:13 UTC	HP INC HPQ · Entity 642	GrantPerformance Adjusted Restricted Stock Units · Derivative	170,046	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-16-003728 · primarydocument.xml · derivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,046 Underlying: Common Stock · 170,046 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 12/7/16 the reporting person was granted 170,046 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · price: On 12/7/16 the reporting person was granted 170,046 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · derivative.exercise_date: On 12/7/16 the reporting person was granted 170,046 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · derivative.expiration_date: On 12/7/16 the reporting person was granted 170,046 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. Read SEC document
November 29, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative	47,321	$15.15	$716,913.15	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · derivative · entry 9 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,265 Underlying: Common Stock · 47,321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: As previously reported, on 12/11/2014 the reporting person was granted 85,172 performance adjusted restricted stock units ("PARSUs"), of which 45,525 vested on 11/29/2016 based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,796 vested dividend equivalent units accrued. F3 · price: As previously reported, on 12/11/2014 the reporting person was granted 85,172 performance adjusted restricted stock units ("PARSUs"), of which 45,525 vested on 11/29/2016 based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,796 vested dividend equivalent units accrued. F3 · derivative.exercise_date: As previously reported, on 12/11/2014 the reporting person was granted 85,172 performance adjusted restricted stock units ("PARSUs"), of which 45,525 vested on 11/29/2016 based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,796 vested dividend equivalent units accrued. F3 · derivative.expiration_date: As previously reported, on 12/11/2014 the reporting person was granted 85,172 performance adjusted restricted stock units ("PARSUs"), of which 45,525 vested on 11/29/2016 based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,796 vested dividend equivalent units accrued. Read SEC document
November 29, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Tax withholdingCommon Stock	24,693	$15.15	$374,098.95	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,360 Read SEC document
November 29, 2016 Filed Dec 14, 2016 00:27 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	47,321	$15.15	$716,913.15	Disclosure SEC source: 0001562180-16-003758 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 11, 2016 Filed Nov 15, 2016 14:56 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionRestricted Stock Units (RSUs) · Derivative	11,539	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001246360-16-007168 · form.xml · derivative · entry 3 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
November 11, 2016 Filed Nov 15, 2016 14:56 UTC	SUNPOWER CORP SPWR · Entity 88423	GrantRestricted Stock Units (RSUs) · Derivative	11,539	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001246360-16-007168 · form.xml · derivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,539 Underlying: Common Stock · 11,539 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document
November 11, 2016 Filed Nov 15, 2016 14:56 UTC	SUNPOWER CORP SPWR · Entity 88423	Exercise / conversionCommon Stock	11,539	$0.00	$0.00	Disclosure SEC source: 0001246360-16-007168 · form.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC	HP INC HPQ · Entity 642	Exercise / conversionRestricted Stock Units · Derivative	62,597	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-16-003391 · primarydocument.xml · derivative · entry 5 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,511 Underlying: Common Stock · 62,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F3 · shares: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · price: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.underlying_shares: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · balance_after: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC	HP INC HPQ · Entity 642	Tax withholdingCommon Stock	31,249	$14.65	$457,797.85	Disclosure SEC source: 0001562180-16-003391 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,732 Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	62,597	$14.65	$917,046.05	Disclosure SEC source: 0001562180-16-003391 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:48 UTC	HP INC HPQ · Entity 642	Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative	59,414	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-16-003368 · primarydocument.xml · derivative · entry 5 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F3 · shares: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · price: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:48 UTC	HP INC HPQ · Entity 642	Tax withholdingCommon Stock	31,003	$14.49	$449,233.47	Disclosure SEC source: 0001562180-16-003368 · primarydocument.xml · nonDerivative · entry 2 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,384 Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:48 UTC	HP INC HPQ · Entity 642	Exercise / conversionCommon Stock	59,414	$14.49	$860,908.86	Disclosure SEC source: 0001562180-16-003368 · primarydocument.xml · nonDerivative · entry 1 LESJAK CATHERINE A · CIK 0001256992 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.