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person · Reporting owner

LESJAK CATHERINE A

Disclosed activity across 5 companies

Tapewire entity
10858
SEC CIK
0001256992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GE HealthCare Technologies Inc.GEHC · Entity 1711DirectorMay 07, 2026May 12, 2026
GENERAL ELECTRIC COGE · Entity 2813DirectorMay 05, 2026May 07, 2026
HP INCHPQ · Entity 642Interim COODecember 07, 2018December 12, 2018
SUNPOWER CORPSPWR · Entity 88423DirectorNovember 11, 2022November 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GE HealthCare Technologies Inc.

Report date May 07, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect12,702 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 3,586 · Balance 12,702

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

GENERAL ELECTRIC CO

Report date May 05, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,823 Reported balance After 2026-05-05 transaction · row 1
1 source row

Row 1 · 2026-05-05 · Grant · Acquired 678 · Balance 2,823

F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

HP INC

Report date December 07, 2018 · Filed December 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect264,541 Ending reported balance After 2018-12-09 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-12-07 · Exercise / conversion · Acquired 78,718 · Balance 270,143

Row 2 · 2018-12-07 · Tax withholding · Disposed 37,252 · Balance 232,891

F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

Row 3 · 2018-12-09 · Exercise / conversion · Acquired 60,208 · Balance 293,099

Row 4 · 2018-12-09 · Tax withholding · Disposed 28,558 · Balance 264,541

F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect41,280 Reported balance After 2018-12-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-12-07 · Exercise / conversion · Disposed 43,543 · Balance 41,280

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect68,670 Reported balance After 2018-12-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-12-07 · Exercise / conversion · Disposed 35,175 · Balance 68,670

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-12-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-12-09 · Exercise / conversion · Disposed 60,208 · Balance 0

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

Common StockSEC Table I · non-derivativeIndirectHeld by Spouse306 Reported balance Holding disclosure · report date 2018-12-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 306

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

Filing footnotes · ownership attribution and instrument terms

F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

SUNPOWER CORP

Report date November 11, 2022 · Filed November 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect179,465 Reported balance After 2022-11-11 transaction · row 1
1 source row

Row 1 · 2022-11-11 · Exercise / conversion · Acquired 2,239 · Balance 179,465

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect2,239 Reported balance After 2022-11-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-11 · Grant · Acquired 2,239 · Balance 2,239

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-11-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-11 · Exercise / conversion · Disposed 2,239 · Balance 0

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PROS Holdings, Inc.

Report date December 09, 2025 · Filed December 11, 2025

Section 16 reporting ended · disclosed 2025-12-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-12-09 transaction · row 1
1 source row

Row 1 · 2025-12-09 · Disposition to issuer · Disposed 28,103 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-12-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-09 · Disposition to issuer · Disposed 11,262 · Balance 0

F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2021 Filed Aug 13, 2021 19:01 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 2,111 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033021 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111

Underlying: Common Stock · 2,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 19:01 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 2,111 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033021 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:49 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,581 $13.40 $47,985.40
Disclosure

SEC source: 0001062993-21-006168 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,519

Underlying: Common Stock · 3,581 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 12, 2021 Filed May 13, 2021 16:22 UTC PROS Holdings, Inc. PRO · Entity 71777 GrantRestricted Stock Units · Derivative 4,388 $0.00 $0.00
Disclosure

SEC source: 0001392972-21-000062 · wf-form4_162092290337895.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

Underlying: Common Stock · 4,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.

F2 · derivative.exercise_date: These RSUs vest on the earlier of May 12, 2022 or the date of the Issuer's 2022 annual stockholders meeting.

F2 · derivative.expiration_date: These RSUs vest on the earlier of May 12, 2022 or the date of the Issuer's 2022 annual stockholders meeting.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:44 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019408 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:44 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 2,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019408 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,247

Underlying: Common Stock · 2,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:44 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 2,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019408 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:42 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionRestricted Stock Units · Derivative 3,576 $0.00 $0.00
Disclosure

SEC source: 0001392972-21-000047 · wf-form4_162007454558940.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.

F3 · derivative.exercise_date: This pro-rated award was granted on August 4, 2021 and vested on April 29, 2021; the conditions of vesting being the earlier of such date or the date of Issuer's 2021 annual shareholder meeting.

F3 · derivative.expiration_date: This pro-rated award was granted on August 4, 2021 and vested on April 29, 2021; the conditions of vesting being the earlier of such date or the date of Issuer's 2021 annual shareholder meeting.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:42 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionCommon Stock 3,576 $44.37 $158,667.12
Disclosure

SEC source: 0001392972-21-000047 · wf-form4_162007454558940.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the closing price of Issuer's common stock on April 29, 2021.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,643 $13.18 $48,014.74
Disclosure

SEC source: 0001231205-21-000122 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,908

Underlying: Common Stock · 3,643 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 20:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012598 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 18, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 18, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 20:20 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 1,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012598 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 1,001 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 18, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 18, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 20:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 1,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012598 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 23:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,417 $10.87 $48,012.79
Disclosure

SEC source: 0001231205-21-000021 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,231

Underlying: Common Stock · 4,417 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 19:05 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058135 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 19:05 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 2,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058135 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 2,563 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 19:05 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 2,563 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058135 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 23:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 7,632 $6.29 $48,005.28
Disclosure

SEC source: 0001231205-20-000182 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,775

Underlying: Common Stock · 7,632 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:14 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 6,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046678 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:14 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 6,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046678 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,449

Underlying: Common Stock · 6,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:14 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 6,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046678 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:33 UTC PROS Holdings, Inc. PRO · Entity 71777 GrantRestricted Stock Units · Derivative 3,576 $0.00 $0.00
Disclosure

SEC source: 0001392972-20-000124 · wf-form4_159665960950569.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

Underlying: Common Stock · 3,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.

F2 · derivative.exercise_date: This restricted stock unit grant was awarded on August 4, 2020 and vests on the earlier of April 29, 2021 or the date of the Issuer's 2021 annual shareholder meeting.

F2 · derivative.expiration_date: This restricted stock unit grant was awarded on August 4, 2020 and vests on the earlier of April 29, 2021 or the date of the Issuer's 2021 annual shareholder meeting.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 6,620 $7.25 $47,995.00
Disclosure

SEC source: 0001231205-20-000106 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,109

Underlying: Common Stock · 6,620 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 11, 2020 Filed May 13, 2020 12:57 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 10,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028744 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
May 11, 2020 Filed May 13, 2020 12:57 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 10,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028744 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,177

Underlying: Common Stock · 10,177 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
May 11, 2020 Filed May 13, 2020 12:57 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 10,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028744 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 6,138 $7.82 $47,999.16
Disclosure

SEC source: 0001231205-20-000081 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,464

Underlying: Common Stock · 6,138 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 19:25 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 7,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009004 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 19:25 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 7,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009004 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2020 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 19:25 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 7,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009004 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:29 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,328 $11.09 $47,997.52
Disclosure

SEC source: 0001231205-20-000015 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,315

Underlying: Common Stock · 4,328 shares

Expires not disclosed

F1 · security: Acquired at a price of $11.09 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 18:52 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 8,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056198 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 18:52 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 8,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056198 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 8,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 18:52 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 8,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056198 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 21:14 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 5,272 $9.10 $47,975.20
Disclosure

SEC source: 0001231205-19-000203 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,980

Underlying: Common Stock · 5,272 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.10 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045997 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 12, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 12, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 5,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045997 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,678

Underlying: Common Stock · 5,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 12, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 12, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045997 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:18 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,633 $10.20 $47,256.60
Disclosure

SEC source: 0001231205-19-000130 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,706

Underlying: Common Stock · 4,633 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.20 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 13, 2019 Filed May 14, 2019 18:22 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 9,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029754 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
May 13, 2019 Filed May 14, 2019 18:22 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 9,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029754 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,411

Underlying: Common Stock · 9,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
May 13, 2019 Filed May 14, 2019 18:22 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 9,411 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029754 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:39 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,073 $9.95 $20,626.35
Disclosure

SEC source: 0001231205-19-000102 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073

Underlying: Common Stock · 2,073 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 18:35 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 12,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010412 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 18:35 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 12,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010412 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 18:35 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 12,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010412 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2018 Filed Dec 12, 2018 00:42 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 60,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004924 · primarydocument.xml · derivative · entry 8

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F7 · shares: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

F7 · price: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

F7 · derivative.underlying_shares: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

Read SEC document
December 09, 2018 Filed Dec 12, 2018 00:42 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 28,558 $22.93 $654,834.94
Disclosure

SEC source: 0001562180-18-004924 · primarydocument.xml · nonDerivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,541

F2 · shares: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

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December 09, 2018 Filed Dec 12, 2018 00:42 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 60,208 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004924 · primarydocument.xml · nonDerivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2018 Filed Dec 12, 2018 00:42 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 35,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004924 · primarydocument.xml · derivative · entry 7

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,670

Underlying: Common Stock · 35,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F6 · shares: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7 · price: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F6 · derivative.underlying_shares: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.