Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director · President & CEO | October 01, 2026 | October 13, 2026 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 05, 2021 | August 09, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,407 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407 F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.
F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
COMMVAULT SYSTEMS INC
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,207 |
Ending reported balance
After 2021-08-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707 Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707 Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707 Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,947 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,107 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107 F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 28, 2019 19:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $35.28 | $84,667.92 |
DisclosureSEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,733 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $35.155 to $35.395. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 24, 2019 Filed May 28, 2019 19:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $35.28 | $84,661.44 |
DisclosureSEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,133 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $35.155 to $35.395. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 23, 2019 Filed May 28, 2019 19:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $35.03 | $84,079.92 |
DisclosureSEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,533 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.795 to $35.33. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 23, 2019 Filed May 28, 2019 19:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $35.04 | $84,088.80 |
DisclosureSEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,933 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.795 to $35.335. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $33.37 | $80,094.48 |
DisclosureSEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,333 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.11 to $33.53. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $33.37 | $80,083.92 |
DisclosureSEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,733 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.15 to $33.53. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $33.45 | $80,280.24 |
DisclosureSEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,133 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.13 to $34.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $33.46 | $80,304.00 |
DisclosureSEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,533 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.12 to $34.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 03, 2019 Filed May 6, 2019 20:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $38.65 | $92,748.72 |
DisclosureSEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,933 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.25 to $38.96. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 03, 2019 Filed May 6, 2019 20:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $38.66 | $92,772.96 |
DisclosureSEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,333 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.25 to $38.96. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $38.78 | $93,067.92 |
DisclosureSEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,733 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.40 to $38.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $38.77 | $93,055.20 |
DisclosureSEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,133 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.405 to $38.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 15:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.13 | $93,912.96 |
DisclosureSEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,533 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.77 to $39.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 15:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.11 | $93,872.40 |
DisclosureSEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,933 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.73 to $39.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 15:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $40.15 | $96,352.56 |
DisclosureSEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,333 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.905 to $40.64. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 15:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $40.15 | $96,360.48 |
DisclosureSEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,733 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.95 to $40.75. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.26 | $89,421.60 |
DisclosureSEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,133 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.65 to $37.535. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.26 | $89,422.56 |
DisclosureSEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,533 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.65 to $37.53. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.16 | $89,195.76 |
DisclosureSEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,933 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.88 to $37.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.16 | $89,186.40 |
DisclosureSEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,333 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.91 to $37.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 20:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.43 | $89,837.52 |
DisclosureSEC source: 0001032553-19-000015 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,733 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.15 to $37.87. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 20:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.43 | $89,837.04 |
DisclosureSEC source: 0001032553-19-000015 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,133 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.16 to $37.87. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.06 | $88,944.00 |
DisclosureSEC source: 0001032553-19-000015 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,533 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.85 to $37.345. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.06 | $88,938.48 |
DisclosureSEC source: 0001032553-19-000015 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,933 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.85 to $37.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $37.92 | $142,351.68 |
DisclosureSEC source: 0001032553-19-000013 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,333 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,851 | $37.92 | $108,109.92 |
DisclosureSEC source: 0001032553-19-000013 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,087 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $37.92 | $99,540.00 |
DisclosureSEC source: 0001032553-19-000013 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,938 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,651 | $37.92 | $100,525.92 |
DisclosureSEC source: 0001032553-19-000013 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,563 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.57 | $94,975.92 |
DisclosureSEC source: 0001032553-19-000011 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,214 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.39 to $39.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.57 | $94,968.48 |
DisclosureSEC source: 0001032553-19-000011 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,614 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.39 to $39.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.41 | $94,594.56 |
DisclosureSEC source: 0001032553-19-000011 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,014 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.20 to $39.59. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.41 | $94,577.76 |
DisclosureSEC source: 0001032553-19-000011 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,414 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.20 to $39.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 00:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $42.24 | $101,365.92 |
DisclosureSEC source: 0001032553-19-000008 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,814 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.64 to $42.57. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 00:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $42.22 | $101,336.16 |
DisclosureSEC source: 0001032553-19-000008 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,214 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.64 to $42.48. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $42.06 | $100,941.12 |
DisclosureSEC source: 0001032553-19-000008 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,614 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.765 to $42.555. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $42.07 | $100,966.56 |
DisclosureSEC source: 0001032553-19-000008 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,014 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.785 to $42.555. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.66 | $90,377.76 |
DisclosureSEC source: 0001032553-19-000006 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,414 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.31 to $37.92. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.66 | $90,389.04 |
DisclosureSEC source: 0001032553-19-000006 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,814 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.32 to $37.92. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 21:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.39 | $89,730.96 |
DisclosureSEC source: 0001032553-19-000006 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,214 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.16 to $37.82. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 21:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $37.38 | $89,723.76 |
DisclosureSEC source: 0001032553-19-000006 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,614 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.16 to $37.82. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:24 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 7,500 | $19.25 Strike: $19.25 | $144,375.00 |
DisclosureSEC source: 0001209191-19-008067 · doc4.xml · derivative · entry 3 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:24 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 7,500 | $68.00 | $510,000.00 |
DisclosureSEC source: 0001209191-19-008067 · doc4.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.99 to $68.02 inclusive. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:24 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 7,500 | $19.25 | $144,375.00 |
DisclosureSEC source: 0001209191-19-008067 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 18:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.20 | $94,079.04 |
DisclosureSEC source: 0001032553-19-000004 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,014 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.41 to $39.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 18:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $39.20 | $94,077.84 |
DisclosureSEC source: 0001032553-19-000004 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,414 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.41 to $39.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $38.27 | $91,841.04 |
DisclosureSEC source: 0001032553-19-000004 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,814 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.98 to $38.79. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $38.26 | $91,834.80 |
DisclosureSEC source: 0001032553-19-000004 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,214 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.98 to $38.79. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 11, 2019 Filed Jan 14, 2019 22:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $36.84 | $88,414.08 |
DisclosureSEC source: 0001032553-19-000002 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,614 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.66 to $36.96. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 11, 2019 Filed Jan 14, 2019 22:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $36.84 | $88,418.88 |
DisclosureSEC source: 0001032553-19-000002 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,014 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.66 to $36.96. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 10, 2019 Filed Jan 14, 2019 22:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,400 | $36.80 | $88,320.48 |
DisclosureSEC source: 0001032553-19-000002 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,414 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.315 to $37.08. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.