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person · Reporting owner

SMITH GARY B

Disclosed activity across 3 companies

Tapewire entity
1072
SEC CIK
0001032553

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071Director · President & CEOOctober 01, 2026October 13, 2026
COMMVAULT SYSTEMS INCCVLT · Entity 422DirectorAugust 05, 2021August 09, 2021
Planet Labs PBCPL · Entity 3716DirectorJuly 09, 2026July 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date October 01, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect228,407 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

COMMVAULT SYSTEMS INC

Report date August 05, 2021 · Filed August 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,207 Ending reported balance After 2021-08-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707

Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707

Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707

Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14Direct0 Reported balance After 2021-08-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25Direct0 Reported balance After 2021-08-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23Direct0 Reported balance After 2021-08-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Planet Labs PBC

Report date July 09, 2026 · Filed July 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect38,947 Reported balance After 2026-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Class A Common StockSEC Table I · non-derivativeDirect41,107 Reported balance After 2026-07-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2019 Filed Jan 14, 2019 22:06 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $36.80 $88,329.60
Disclosure

SEC source: 0001032553-19-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,814

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.315 to $37.08. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:29 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.92 $79,014.96
Disclosure

SEC source: 0001032553-18-000047 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,214

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.57 to $33.41. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:29 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.93 $79,032.48
Disclosure

SEC source: 0001032553-18-000047 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,614

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.59 to $33.41. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:29 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.73 $76,155.12
Disclosure

SEC source: 0001032553-18-000047 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,014

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.34 to $32.305. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:29 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.73 $76,145.04
Disclosure

SEC source: 0001032553-18-000047 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,414

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.32 to $32.285. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,618 $32.91 $119,068.38
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 10

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,814

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,851 $32.91 $93,826.41
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 9

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,432

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,651 $32.91 $87,244.41
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 8

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,283

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,754 $32.91 $123,544.14
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,934

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 14,774 $32.91 $486,212.34
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,688

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 8,886 $32.91 $292,438.26
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,462

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 10,148 $32.91 $333,970.68
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,348

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 10,376 $32.91 $341,474.16
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,496

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 27,026 $32.91 $889,425.66
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,872

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 5,001 $32.91 $164,582.91
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,898

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:57 UTC CIENA CORP CIEN · Entity 1071 GrantMarket Stock Units (2021) · Derivative 52,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000101 · edgardoc.xml · derivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,158

Underlying: Common Stock · 52,158 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:57 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 132,611 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000101 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,899

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:57 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 86,930 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000101 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,288

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:44 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.43 $77,826.96
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.28 to $32.62. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:44 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.43 $77,824.08
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.28 to $32.62. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 29, 2018 Filed Dec 4, 2018 00:44 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.52 $78,045.60
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.335 to $32.69. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 29, 2018 Filed Dec 4, 2018 00:44 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.52 $78,050.64
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.37 to $32.695. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 14, 2018 Filed Nov 15, 2018 19:33 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.96 $79,104.00
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.75 to $33.25. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 14, 2018 Filed Nov 15, 2018 19:33 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $32.96 $79,113.12
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.75 to $33.21. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:33 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $33.52 $80,436.00
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.17 to $34.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:33 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.52 $75,636.48
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.16 to $34.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.77 $76,248.48
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.62 to $31.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.77 $76,248.00
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.63 to $31.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 01, 2018 Filed Nov 5, 2018 19:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.52 $75,657.12
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.40 to $31.69. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 01, 2018 Filed Nov 5, 2018 19:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.52 $75,658.80
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.40 to $31.68. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 19, 2018 Filed Oct 22, 2018 19:48 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.90 $74,154.48
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.595 to $31.615. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 19, 2018 Filed Oct 22, 2018 19:48 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.90 $74,156.64
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.595 to $31.615. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 18, 2018 Filed Oct 22, 2018 19:48 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.11 $74,652.96
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.835 to $31.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 18, 2018 Filed Oct 22, 2018 19:48 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.11 $74,654.40
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.835 to $31.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 04, 2018 Filed Oct 5, 2018 22:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $29.90 $71,759.52
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.77 to $29.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 04, 2018 Filed Oct 5, 2018 22:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $29.90 $71,761.44
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.77 to $29.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 03, 2018 Filed Oct 5, 2018 22:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.18 $72,432.00
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.85 to $30.455. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 03, 2018 Filed Oct 5, 2018 22:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.18 $72,432.00
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.855 to $30.455. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2018 Filed Sep 24, 2018 17:54 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,613 $30.99 $111,966.87
Disclosure

SEC source: 0001177261-18-000070 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,358

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2018 Filed Sep 24, 2018 17:54 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,851 $30.99 $88,352.49
Disclosure

SEC source: 0001177261-18-000070 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,971

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2018 Filed Sep 24, 2018 17:54 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,651 $30.99 $82,154.49
Disclosure

SEC source: 0001177261-18-000070 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,822

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2018 Filed Sep 24, 2018 17:54 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,754 $30.99 $116,336.46
Disclosure

SEC source: 0001177261-18-000070 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,473

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.47 $73,129.44
Disclosure

SEC source: 0001032553-18-000033 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,227

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.30 to $30.72. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.47 $73,131.12
Disclosure

SEC source: 0001032553-18-000033 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,627

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.30 to $30.72. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.67 $73,596.00
Disclosure

SEC source: 0001032553-18-000033 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.45 to $30.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $30.67 $73,599.36
Disclosure

SEC source: 0001032553-18-000033 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,427

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.46 to $30.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 07, 2018 Filed Sep 10, 2018 18:10 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.11 $74,654.16
Disclosure

SEC source: 0001032553-18-000030 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,827

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.875 to $31.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 07, 2018 Filed Sep 10, 2018 18:10 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.11 $74,655.36
Disclosure

SEC source: 0001032553-18-000030 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,227

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.88 to $31.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:10 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.17 $74,802.96
Disclosure

SEC source: 0001032553-18-000030 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,627

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.87 to $31.68. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:10 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $31.17 $74,802.00
Disclosure

SEC source: 0001032553-18-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.87 to $31.68. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.