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person · Reporting owner

SMITH GARY B

Disclosed activity across 3 companies

Tapewire entity
1072
SEC CIK
0001032553

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071Director · President & CEOOctober 01, 2026October 13, 2026
COMMVAULT SYSTEMS INCCVLT · Entity 422DirectorAugust 05, 2021August 09, 2021
Planet Labs PBCPL · Entity 3716DirectorJuly 09, 2026July 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date October 01, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect228,407 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

COMMVAULT SYSTEMS INC

Report date August 05, 2021 · Filed August 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,207 Ending reported balance After 2021-08-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707

Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707

Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707

Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14Direct0 Reported balance After 2021-08-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25Direct0 Reported balance After 2021-08-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23Direct0 Reported balance After 2021-08-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Planet Labs PBC

Report date July 09, 2026 · Filed July 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect38,947 Reported balance After 2026-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Class A Common StockSEC Table I · non-derivativeDirect41,107 Reported balance After 2026-07-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2019 Filed Dec 26, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 10,581 $42.39 $448,528.59
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,707

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 13,226 $42.39 $560,650.14
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,288

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 5,000 $42.39 $211,950.00
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,514

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 27,026 $42.39 $1,145,632.14
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,514

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 10,376 $42.39 $439,838.64
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,540

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 10,148 $42.39 $430,173.72
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,916

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $41.56 $77,926.88
Disclosure

SEC source: 0001032553-19-000040 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,064

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.35 to $41.755. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:32 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $40.95 $76,779.38
Disclosure

SEC source: 0001032553-19-000040 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,939

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $40.68 to $41.105. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:30 UTC CIENA CORP CIEN · Entity 1071 GrantMarket Stock Units (2022) · Derivative 51,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-19-000053 · edgardoc.xml · derivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,309

Underlying: Common Stock · 51,309 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:30 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 98,577 $0.00 $0.00
Disclosure

SEC source: 0001177261-19-000053 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,814

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2018 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2019 and 2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:30 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 85,516 $0.00 $0.00
Disclosure

SEC source: 0001177261-19-000053 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,237

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 04, 2019 Filed Dec 6, 2019 00:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $36.92 $69,221.44
Disclosure

SEC source: 0001032553-19-000038 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,721

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.58 to $37.18. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 03, 2019 Filed Dec 6, 2019 00:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $36.40 $68,253.56
Disclosure

SEC source: 0001032553-19-000038 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,596

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.20 to $36.68. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 25, 2019 Filed Nov 26, 2019 20:39 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $37.38 $70,096.69
Disclosure

SEC source: 0001032553-19-000036 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,471

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.15 to $37.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 22, 2019 Filed Nov 26, 2019 20:39 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $36.98 $69,337.88
Disclosure

SEC source: 0001032553-19-000036 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,346

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.66 to $37.155. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:12 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $38.00 $71,255.63
Disclosure

SEC source: 0001032553-19-000034 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,221

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.72 to $38.205. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:12 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,875 $38.01 $71,262.19
Disclosure

SEC source: 0001032553-19-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,096

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.795 to $38.135. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,750 $36.30 $63,526.05
Disclosure

SEC source: 0001215181-19-000044 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,971

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $35.89 to $36.575. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 28, 2019 Filed Oct 30, 2019 17:03 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,750 $37.12 $64,954.93
Disclosure

SEC source: 0001215181-19-000044 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,721

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.92 to $37.47. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,750 $37.33 $65,326.63
Disclosure

SEC source: 0001699192-19-000040 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,471

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.06 to $37.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,750 $37.73 $66,031.88
Disclosure

SEC source: 0001699192-19-000040 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,221

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.46 to $37.94. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2019 Filed Sep 24, 2019 16:01 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,651 $39.58 $104,926.58
Disclosure

SEC source: 0001177265-19-000016 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,971

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2019 Filed Sep 24, 2019 16:01 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,851 $39.58 $112,842.58
Disclosure

SEC source: 0001177265-19-000016 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,622

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2019 Filed Sep 24, 2019 16:01 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,754 $39.58 $148,583.32
Disclosure

SEC source: 0001177265-19-000016 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,473

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2019 Filed Sep 24, 2019 16:01 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,625 $39.58 $103,897.50
Disclosure

SEC source: 0001177265-19-000016 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,227

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:04 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 GrantCommon Stock 4,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047552 · doc4.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,589

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2020 Annual Meeting.

F2 · price: Not applicable.

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August 06, 2019 Filed Aug 7, 2019 23:02 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $42.18 $101,228.64
Disclosure

SEC source: 0001032553-19-000029 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,852

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.51 to $42.675. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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August 06, 2019 Filed Aug 7, 2019 23:02 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $42.19 $101,249.76
Disclosure

SEC source: 0001032553-19-000029 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,252

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.51 to $42.67. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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August 05, 2019 Filed Aug 7, 2019 23:02 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $41.37 $99,289.44
Disclosure

SEC source: 0001032553-19-000029 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,652

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $40.85 to $41.85. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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August 05, 2019 Filed Aug 7, 2019 23:02 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $41.38 $99,314.64
Disclosure

SEC source: 0001032553-19-000029 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,052

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $40.85 to $41.865. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 24, 2019 Filed Jul 25, 2019 19:23 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.34 $106,408.32
Disclosure

SEC source: 0001215181-19-000034 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,452

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.68 to $44.955. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 24, 2019 Filed Jul 25, 2019 19:23 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.33 $106,392.96
Disclosure

SEC source: 0001215181-19-000034 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,852

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.67 to $44.955. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 23, 2019 Filed Jul 25, 2019 19:23 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $43.38 $104,110.56
Disclosure

SEC source: 0001215181-19-000034 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,252

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.005 to $43.805. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 23, 2019 Filed Jul 25, 2019 19:23 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $43.38 $104,117.52
Disclosure

SEC source: 0001215181-19-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,652

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.04 to $43.805. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 12, 2019 Filed Jul 15, 2019 20:17 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.30 $106,323.36
Disclosure

SEC source: 0001032553-19-000027 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,052

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.075 to $44.475. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 12, 2019 Filed Jul 15, 2019 20:17 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.30 $106,315.20
Disclosure

SEC source: 0001032553-19-000027 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,452

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.075 to $44.480. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 11, 2019 Filed Jul 15, 2019 20:17 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $43.82 $105,178.56
Disclosure

SEC source: 0001032553-19-000027 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,852

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.275 to $44.21. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 11, 2019 Filed Jul 15, 2019 20:17 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $43.82 $105,157.92
Disclosure

SEC source: 0001032553-19-000027 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,252

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.275 to $44.195. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 26, 2019 Filed Jun 27, 2019 18:26 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $42.10 $101,034.00
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,652

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.69 to $42.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 26, 2019 Filed Jun 27, 2019 18:26 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $42.10 $101,033.04
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,052

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.695 to $42.47. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 25, 2019 Filed Jun 27, 2019 18:26 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $42.50 $102,008.40
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,452

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.17 to $42.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 25, 2019 Filed Jun 27, 2019 18:26 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $42.50 $102,001.92
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,852

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.17 to $42.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2019 Filed Jun 24, 2019 15:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,754 $44.33 $166,414.82
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,252

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2019 Filed Jun 24, 2019 15:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,851 $44.33 $126,384.83
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,006

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2019 Filed Jun 24, 2019 15:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,625 $44.33 $116,366.25
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,857

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2019 Filed Jun 24, 2019 15:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,651 $44.33 $117,518.83
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,482

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 11, 2019 Filed Jun 12, 2019 19:50 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.30 $106,313.52
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,133

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.04 to $44.65. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 11, 2019 Filed Jun 12, 2019 19:50 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.30 $106,324.08
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.04 to $44.66. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 10, 2019 Filed Jun 12, 2019 19:50 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.46 $106,696.08
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,933

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.03 to $45.25. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 10, 2019 Filed Jun 12, 2019 19:50 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,400 $44.45 $106,683.12
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,333

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.035 to $45.24. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.