Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director · President & CEO | October 01, 2026 | October 13, 2026 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 05, 2021 | August 09, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,407 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407 F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.
F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
COMMVAULT SYSTEMS INC
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,207 |
Ending reported balance
After 2021-08-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707 Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707 Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707 Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,947 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,107 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107 F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2022 Filed Apr 14, 2022 16:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $57.65 | $204,194.88 |
DisclosureSEC source: 0001032553-22-000004 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,550 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/09/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.15 to $58.13. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,629 | $60.10 | $97,902.90 |
DisclosureSEC source: 0001032553-22-000002 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,092 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $60.10 | $155,178.20 |
DisclosureSEC source: 0001032553-22-000002 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,721 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $60.10 | $157,762.50 |
DisclosureSEC source: 0001032553-22-000002 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,303 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $60.10 | $127,712.50 |
DisclosureSEC source: 0001032553-22-000002 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,928 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 15,296 | $74.48 | $1,139,246.08 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 9 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,053 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 9,866 | $74.48 | $734,819.68 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 8 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,349 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 11,338 | $74.48 | $844,454.24 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 7 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,215 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $74.48 | $158,270.00 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 6 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,553 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 5,669 | $74.48 | $422,227.12 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 5 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,678 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $74.48 | $192,307.36 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,347 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 50,385 | $74.48 | $3,752,674.80 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,929 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $74.48 | $195,510.00 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,314 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:03 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $74.48 | $279,597.92 |
DisclosureSEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,939 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:02 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2021) · Derivative | 52,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001032553-21-000047 · edgardoc.xml · derivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:02 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 53,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001032553-21-000047 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,693 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:02 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 104,316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001032553-21-000047 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:02 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 104,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001032553-21-000047 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,435 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $51.68 | $109,820.00 |
DisclosureSEC source: 0001032553-21-000045 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,244 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $51.68 | $135,660.00 |
DisclosureSEC source: 0001032553-21-000045 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,369 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $51.68 | $194,006.72 |
DisclosureSEC source: 0001032553-21-000045 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,994 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $51.68 | $133,437.76 |
DisclosureSEC source: 0001032553-21-000045 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,748 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 20:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,550 | $53.12 | $347,962.86 |
DisclosureSEC source: 0001032553-21-000043 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,330 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.64 to $53.55. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,550 | $53.25 | $348,782.92 |
DisclosureSEC source: 0001032553-21-000043 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,880 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.87 to $54.145. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 22:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,550 | $57.00 | $373,339.52 |
DisclosureSEC source: 0001032553-21-000041 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,430 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.31 to $58.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 22:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,550 | $57.60 | $377,280.66 |
DisclosureSEC source: 0001032553-21-000041 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,980 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.4400 to $58.5300. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $55.27 | $276,335.50 |
DisclosureSEC source: 0001032553-21-000039 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/21/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $55.38 | $276,875.00 |
DisclosureSEC source: 0001032553-21-000039 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/21/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 5,000 | $46.70 Strike: $46.70 | $233,500.00 |
DisclosureSEC source: 0001209191-21-050423 · doc4.xml · derivative · entry 7 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2024-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 6,000 | $53.41 Strike: $53.41 | $320,460.00 |
DisclosureSEC source: 0001209191-21-050423 · doc4.xml · derivative · entry 6 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2022-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 7,500 | $41.55 Strike: $41.55 | $311,625.00 |
DisclosureSEC source: 0001209191-21-050423 · doc4.xml · derivative · entry 5 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 18,500 | $76.26 | $1,410,810.00 |
DisclosureSEC source: 0001209191-21-050423 · doc4.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,207 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 5,000 | $46.70 | $233,500.00 |
DisclosureSEC source: 0001209191-21-050423 · doc4.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 6,000 | $53.41 | $320,460.00 |
DisclosureSEC source: 0001209191-21-050423 · doc4.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 7,500 | $41.55 | $311,625.00 |
DisclosureSEC source: 0001209191-21-050423 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 12:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $58.04 | $290,200.50 |
DisclosureSEC source: 0001032553-21-000037 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.50 to $58.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 12:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $58.25 | $291,274.50 |
DisclosureSEC source: 0001032553-21-000037 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.80 to $58.74. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 20:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $55.21 | $276,033.50 |
DisclosureSEC source: 0001032553-21-000035 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.84 to $55.44. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $55.27 | $276,353.50 |
DisclosureSEC source: 0001032553-21-000035 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.36 to $55.69. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 23:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $56.61 | $283,040.00 |
DisclosureSEC source: 0001032553-21-000033 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.87 to $57.16. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $56.85 | $284,255.00 |
DisclosureSEC source: 0001032553-21-000033 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.31 to $57.91. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 16:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $57.52 | $215,707.13 |
DisclosureSEC source: 0001032553-21-000031 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,530 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.21 to $57.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $57.64 | $216,136.13 |
DisclosureSEC source: 0001032553-21-000031 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,280 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.39 to $57.86. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:04 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $56.15 | $144,979.30 |
DisclosureSEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,030 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:04 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $56.15 | $147,393.75 |
DisclosureSEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,612 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:04 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $56.15 | $119,318.75 |
DisclosureSEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,237 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:04 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $56.15 | $210,787.10 |
DisclosureSEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,362 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 19:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $59.08 | $221,544.38 |
DisclosureSEC source: 0001032553-21-000027 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,116 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $58.86 to $59.84 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 19:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $60.43 | $226,603.88 |
DisclosureSEC source: 0001032553-21-000027 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,866 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $60.055 to $60.92 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 18:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $52.80 | $198,010.13 |
DisclosureSEC source: 0001032553-21-000025 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,616 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.46 to $53.185. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.