Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director · President & CEO | October 01, 2026 | October 13, 2026 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 05, 2021 | August 09, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,407 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407 F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.
F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
COMMVAULT SYSTEMS INC
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,207 |
Ending reported balance
After 2021-08-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707 Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707 Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707 Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,947 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,107 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107 F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2023 Filed Jun 22, 2023 17:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $43.05 | $91,481.25 |
DisclosureSEC source: 0001032553-23-000016 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 458,175 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:59 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,459 | $43.05 | $105,859.95 |
DisclosureSEC source: 0001032553-23-000016 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,300 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 18:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,174 | $44.29 | $184,865.21 |
DisclosureSEC source: 0001032553-23-000014 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 462,759 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.86 to $44.62. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 15:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $49.37 | $174,832.98 |
DisclosureSEC source: 0001032553-23-000012 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 466,933 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.77 to $49.93. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,022 | $50.20 | $101,504.40 |
DisclosureSEC source: 0000899243-23-009442 · doc4.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,474 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,123 | $50.20 | $56,374.60 |
DisclosureSEC source: 0000899243-23-009442 · doc4.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,496 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,465 | $50.20 | $73,543.00 |
DisclosureSEC source: 0000899243-23-009442 · doc4.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,619 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,780 | $50.20 | $89,356.00 |
DisclosureSEC source: 0000899243-23-009442 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,084 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 23:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $51.16 | $181,169.25 |
DisclosureSEC source: 0001032553-23-000010 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,864 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.305 to $52.07. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 18:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $47.76 | $169,125.24 |
DisclosureSEC source: 0001032553-23-000008 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,405 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $47.3200 to $48.7800. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 22:38 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $49.49 | $175,239.13 |
DisclosureSEC source: 0001032553-23-000006 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,946 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.23 to $49.78. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 18:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $51.07 | $180,845.24 |
DisclosureSEC source: 0001032553-23-000004 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,487 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.62 to $51.40. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 22:59 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $52.49 | $185,859.30 |
DisclosureSEC source: 0001032553-23-000002 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,028 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.7200 to $53.1400. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 28, 2022 Filed Dec 30, 2022 17:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $49.29 | $174,544.39 |
DisclosureSEC source: 0001032553-22-000046 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,569 F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated March 9, 2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.995 to $49.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 17,100 | $49.27 | $842,517.00 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 8 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,110 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/17/2019. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $49.27 | $127,215.14 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 7 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,210 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $49.27 | $129,333.75 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 6 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,792 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 11,725 | $49.27 | $577,690.75 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 5 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,417 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,629 | $49.27 | $80,260.83 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,142 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 9,867 | $49.27 | $486,147.09 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,771 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 15,297 | $49.27 | $753,683.19 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,638 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $49.27 | $104,698.75 |
DisclosureSEC source: 0001032553-22-000044 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,935 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 00:03 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2022) · Derivative | 51,309 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001032553-22-000042 · edgardoc.xml · derivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 00:03 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 97,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001032553-22-000042 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,060 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 00:03 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 35,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001032553-22-000042 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 00:03 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 48,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001032553-22-000042 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,505 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,541 | $50.75 | $179,710.71 |
DisclosureSEC source: 0001032553-22-000040 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,957 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.32 to $51.775. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 22:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $44.09 | $156,166.78 |
DisclosureSEC source: 0001032553-22-000038 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,498 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.66 to $44.63. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 17:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $47.05 | $166,651.10 |
DisclosureSEC source: 0001032553-22-000036 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,040 F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated March 9, 2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.31 to $47.87. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 19:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $40.44 | $143,242.02 |
DisclosureSEC source: 0001032553-22-000034 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,582 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $40.17 to $40.71. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 17:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $42.70 | $151,257.92 |
DisclosureSEC source: 0001032553-22-000032 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,124 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.39 to $43.005. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $40.58 | $106,522.50 |
DisclosureSEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,666 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $40.58 | $104,777.56 |
DisclosureSEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,291 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $40.58 | $86,232.50 |
DisclosureSEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,873 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:26 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,629 | $40.58 | $66,104.82 |
DisclosureSEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,998 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 16:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $41.35 | $146,450.37 |
DisclosureSEC source: 0001032553-22-000028 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,627 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.1350 to $41.8500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 14:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $43.02 | $152,382.15 |
DisclosureSEC source: 0001032553-22-000026 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,169 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.6050 to $43.6000. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 16:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $54.63 | $193,515.40 |
DisclosureSEC source: 0001032553-22-000024 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,711 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.4200 to $54.8900. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 01:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $52.88 | $187,283.25 |
DisclosureSEC source: 0001032553-22-000022 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,253 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.47 to $53.455. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 20, 2022 Filed Jul 25, 2022 14:18 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $49.21 | $174,300.40 |
DisclosureSEC source: 0001032553-22-000020 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,795 F1 · shares: Sales were effected pursuant to Rule 105-1 trading plan dated 03/09/2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.795 to $49.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 17:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $44.85 | $158,858.35 |
DisclosureSEC source: 0001032553-22-000018 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,337 F1 · shares: Sales were effected pursuant to Rule 105-1 trading plan dated 03/09/2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.96 to $45.505. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 22:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $44.68 | $158,272.85 |
DisclosureSEC source: 0001032553-22-000016 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,879 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.185 to $45.11. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:45 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,629 | $43.56 | $70,959.24 |
DisclosureSEC source: 0001032553-22-000014 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,421 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:45 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $43.56 | $112,471.92 |
DisclosureSEC source: 0001032553-22-000014 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,050 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:45 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $43.56 | $114,345.00 |
DisclosureSEC source: 0001032553-22-000014 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,632 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:45 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $43.56 | $92,565.00 |
DisclosureSEC source: 0001032553-22-000014 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,257 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $48.68 | $172,433.77 |
DisclosureSEC source: 0001032553-22-000012 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,382 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/09/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.315 to $49.33. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 23, 2022 Filed May 25, 2022 22:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $50.19 | $177,777.23 |
DisclosureSEC source: 0001032553-22-000010 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,924 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.78 to $50.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $51.62 | $182,849.02 |
DisclosureSEC source: 0001032553-22-000008 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,466 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.6700 to $52.1900. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 18:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,542 | $56.76 | $201,054.90 |
DisclosureSEC source: 0001032553-22-000006 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,008 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022 F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.78 to $57.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.