Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director · President & CEO | October 01, 2026 | October 13, 2026 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 05, 2021 | August 09, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,407 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407 F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.
F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
COMMVAULT SYSTEMS INC
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,207 |
Ending reported balance
After 2021-08-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707 Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707 Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707 Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,947 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,107 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107 F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2021 Filed Jun 1, 2021 18:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $53.22 | $199,571.25 |
DisclosureSEC source: 0001032553-21-000025 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,366 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.84 to $53.85. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 12, 2021 Filed May 13, 2021 16:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $50.62 | $189,813.38 |
DisclosureSEC source: 0001032553-21-000023 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,116 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.525 to $52.755. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 11, 2021 Filed May 13, 2021 16:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,750 | $53.48 | $200,545.50 |
DisclosureSEC source: 0001032553-21-000023 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,866 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.89 to $53.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 16:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $52.49 | $164,044.38 |
DisclosureSEC source: 0001032553-21-000021 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,616 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.06 to $52.84. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $52.14 | $162,935.94 |
DisclosureSEC source: 0001032553-21-000021 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,741 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.85 to $52.57. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 13, 2021 Filed Apr 14, 2021 20:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $55.95 | $174,851.56 |
DisclosureSEC source: 0001032553-21-000019 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,866 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.67 to $56.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $56.17 | $175,537.19 |
DisclosureSEC source: 0001032553-21-000019 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,991 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.97 to $56.425. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 19:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $53.15 | $166,083.75 |
DisclosureSEC source: 0001032553-21-000017 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,116 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.57 to $53.78 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $54.69 | $170,907.50 |
DisclosureSEC source: 0001032553-21-000017 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,241 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.63 to $55.42. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,125 | $55.42 | $117,767.50 |
DisclosureSEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,366 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $55.42 | $143,094.44 |
DisclosureSEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,491 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $55.42 | $145,477.50 |
DisclosureSEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,073 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $55.42 | $208,046.68 |
DisclosureSEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,698 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 18:18 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $49.55 | $154,857.50 |
DisclosureSEC source: 0001032553-21-000011 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,452 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.13 to $50.23. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 18:18 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,125 | $49.22 | $153,817.19 |
DisclosureSEC source: 0001032553-21-000011 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,577 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.21 to $50.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 19:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $54.41 | $136,031.25 |
DisclosureSEC source: 0001032553-21-000009 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.10 to $54.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $55.09 | $137,733.75 |
DisclosureSEC source: 0001032553-21-000009 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,202 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.48 to $55.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $55.20 | $137,991.00 |
DisclosureSEC source: 0001032553-21-000006 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.965 to $55.41. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $54.93 | $137,333.50 |
DisclosureSEC source: 0001032553-21-000006 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,202 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.585 to $55.28. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 20:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $55.07 | $137,683.00 |
DisclosureSEC source: 0001032553-21-000004 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.445 to $55.37. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 20:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $54.44 | $136,106.25 |
DisclosureSEC source: 0001032553-21-000004 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,202 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.86 to $54.915. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 19:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $51.57 | $128,923.50 |
DisclosureSEC source: 0001032553-21-000002 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.32 to $51.93. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $51.21 | $128,016.50 |
DisclosureSEC source: 0001032553-21-000002 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,202 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.99 to $51.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 19:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 750 | $52.05 | $39,040.65 |
DisclosureSEC source: 0001032553-20-000042 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.735 to $52.29. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 750 | $51.13 | $38,349.75 |
DisclosureSEC source: 0001032553-20-000042 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,452 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.695 to $51.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 72,069 | $51.36 | $3,701,463.84 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 9 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,202 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 5,669 | $51.36 | $291,159.84 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 8 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,271 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 11,338 | $51.36 | $582,319.68 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 7 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,940 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 10,582 | $51.36 | $543,491.52 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 6 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,278 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 13,226 | $51.36 | $679,287.36 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 5 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,860 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $51.36 | $132,611.52 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,086 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $51.36 | $134,820.00 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,668 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $51.36 | $192,805.44 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,293 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,851 | $51.36 | $146,427.36 |
DisclosureSEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,047 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:03 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units · Derivative | 74,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001032553-20-000038 · edgardoc.xml · derivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:03 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 70,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001032553-20-000038 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,898 F5 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:03 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 149,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001032553-20-000038 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:03 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 70,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001032553-20-000038 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,266 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 750 | $45.80 | $34,348.05 |
DisclosureSEC source: 0001032553-20-000036 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,890 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $45.41 to $46.165. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,550 | $47.37 | $120,785.60 |
DisclosureSEC source: 0001032553-20-000036 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,640 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.71 to $48.29 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 17:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,200 | $44.02 | $52,829.52 |
DisclosureSEC source: 0001032553-20-000034 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,190 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.005 to $44.085. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 19:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,250 | $39.93 | $169,681.68 |
DisclosureSEC source: 0001032553-20-000032 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,390 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.45 to $40.355. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 19:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,250 | $40.07 | $170,305.58 |
DisclosureSEC source: 0001032553-20-000032 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,640 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.64 to $40.37. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:02 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,754 | $41.03 | $154,026.62 |
DisclosureSEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,890 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:02 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,851 | $41.03 | $116,976.53 |
DisclosureSEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,644 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:02 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,582 | $41.03 | $105,939.46 |
DisclosureSEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,495 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 21:02 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,625 | $41.03 | $107,703.75 |
DisclosureSEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,077 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 20:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,250 | $41.41 | $175,976.78 |
DisclosureSEC source: 0001032553-20-000028 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.055 to $41.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,250 | $41.71 | $177,247.10 |
DisclosureSEC source: 0001032553-20-000028 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,952 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $40.63 to $43.13. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:36 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 4,618 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-049157 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,207 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting. F2 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.