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person · Reporting owner

SMITH GARY B

Disclosed activity across 3 companies

Tapewire entity
1072
SEC CIK
0001032553

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071Director · President & CEOOctober 01, 2026October 13, 2026
COMMVAULT SYSTEMS INCCVLT · Entity 422DirectorAugust 05, 2021August 09, 2021
Planet Labs PBCPL · Entity 3716DirectorJuly 09, 2026July 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date October 01, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect228,407 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

COMMVAULT SYSTEMS INC

Report date August 05, 2021 · Filed August 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,207 Ending reported balance After 2021-08-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707

Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707

Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707

Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14Direct0 Reported balance After 2021-08-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25Direct0 Reported balance After 2021-08-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23Direct0 Reported balance After 2021-08-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Planet Labs PBC

Report date July 09, 2026 · Filed July 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect38,947 Reported balance After 2026-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Class A Common StockSEC Table I · non-derivativeDirect41,107 Reported balance After 2026-07-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2024 Filed Jun 24, 2024 20:26 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $46.96 $76,497.84
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,876

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:26 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,048 $46.96 $143,134.08
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,505

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:26 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $46.96 $137,733.68
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,553

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:26 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,125 $46.96 $99,790.00
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,486

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:12 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $47.99 $199,926.76
Disclosure

SEC source: 0001032553-24-000024 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 372,611

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $47.535 to $48.66 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2024 Filed May 17, 2024 18:56 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $49.16 $204,809.31
Disclosure

SEC source: 0001032553-24-000022 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,777

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/11/2023.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.63 to $49.45. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 01, 2024 Filed May 3, 2024 17:18 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $46.66 $194,365.56
Disclosure

SEC source: 0001032553-24-000020 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 380,943

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.04 to $47.32 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $44.80 $186,626.80
Disclosure

SEC source: 0001032553-24-000018 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,109

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.31 to $45.355. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:11 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $49.39 $205,767.49
Disclosure

SEC source: 0001032553-24-000016 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 389,275

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.13 to $49.61. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,048 $50.22 $153,070.56
Disclosure

SEC source: 0001032553-24-000014 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,441

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $50.22 $147,295.26
Disclosure

SEC source: 0001032553-24-000014 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,489

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $50.22 $81,808.38
Disclosure

SEC source: 0001032553-24-000014 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,422

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,125 $50.22 $106,717.50
Disclosure

SEC source: 0001032553-24-000014 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,051

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2024 Filed Mar 19, 2024 17:41 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $49.84 $207,627.61
Disclosure

SEC source: 0001032553-24-000012 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 403,176

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/11/2023.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.21 to $50.22. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:13 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $60.21 $250,815.70
Disclosure

SEC source: 0001032553-24-000010 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 407,342

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $58.11 to $60.975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:13 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $60.20 $250,785.28
Disclosure

SEC source: 0001032553-24-000010 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 411,508

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $58.11 to $60.975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:33 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $56.86 $236,888.34
Disclosure

SEC source: 0001032553-24-000008 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,674

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/11/2023.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.45 to $57.15. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:33 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $56.86 $236,893.34
Disclosure

SEC source: 0001032553-24-000008 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 419,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/11/2023.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.43 to $57.15. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:37 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 66,672 $54.11 $3,607,395.24
Disclosure

SEC source: 0001032553-24-000006 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,006

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.61 to $54.73 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:37 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $54.11 $225,412.68
Disclosure

SEC source: 0001032553-24-000006 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 490,678

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.65 to $54.72 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:27 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $50.56 $210,640.46
Disclosure

SEC source: 0001032553-24-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 494,844

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.98 to $50.95. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:58 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $45.04 $187,647.06
Disclosure

SEC source: 0001032553-24-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 499,010

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales prices from $44.73 to $45.26. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 11,725 $43.58 $510,975.50
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,176

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 6,758 $43.58 $294,513.64
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,901

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 7,139 $43.58 $311,117.62
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,659

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $43.58 $70,991.82
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,798

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2023 Filed Dec 22, 2023 14:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $43.58 $127,820.14
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,427

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,582 $43.58 $112,523.56
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,360

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,125 $43.58 $92,607.50
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,942

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2023 Filed Dec 18, 2023 23:31 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $43.68 $181,984.63
Disclosure

SEC source: 0001032553-23-000044 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 538,067

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated March 11, 2023.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.465 to $44.06. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:32 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 100,964 $0.00 $0.00
Disclosure

SEC source: 0001032553-23-000042 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,233

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

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December 12, 2023 Filed Dec 14, 2023 22:32 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 14,779 $0.00 $0.00
Disclosure

SEC source: 0001032553-23-000042 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,269

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

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December 12, 2023 Filed Dec 14, 2023 22:32 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 27,980 $0.00 $0.00
Disclosure

SEC source: 0001032553-23-000042 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,490

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:20 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $46.66 $194,403.06
Disclosure

SEC source: 0001032553-23-000040 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 398,510

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.015 to $46.97. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2023 Filed Nov 20, 2023 19:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $46.35 $193,080.77
Disclosure

SEC source: 0001032553-23-000038 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 402,676

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.02 to $46.63. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 01, 2023 Filed Nov 4, 2023 00:11 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $42.15 $175,613.56
Disclosure

SEC source: 0001032553-23-000036 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 406,842

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.89 to $ 42.42. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2023 Filed Oct 17, 2023 22:55 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $43.57 $181,498.46
Disclosure

SEC source: 0001032553-23-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 411,008

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.24 to $43.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $47.32 $197,135.12
Disclosure

SEC source: 0001032553-23-000032 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,174

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $47.00 to $48.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $47.96 $140,666.68
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,340

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $47.96 $78,126.84
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,273

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,125 $47.96 $101,915.00
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,902

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,582 $47.96 $123,832.72
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,027

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $48.79 $203,262.47
Disclosure

SEC source: 0001032553-23-000028 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 428,609

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.62 to $48.93. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 01, 2023 Filed Sep 5, 2023 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $48.79 $203,239.98
Disclosure

SEC source: 0001032553-23-000026 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 432,775

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $48.42 to $49.55. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2023 Filed Aug 17, 2023 18:02 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $41.92 $174,644.55
Disclosure

SEC source: 0001032553-23-000024 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 436,941

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.63 to $42.12. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:29 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $42.11 $175,436.09
Disclosure

SEC source: 0001032553-23-000022 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 441,107

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.82 to $ 42.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:41 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,166 $41.68 $173,620.97
Disclosure

SEC source: 0001032553-23-000020 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 445,273

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.24 to $42.16. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 03, 2023 Filed Jul 5, 2023 23:35 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,174 $42.48 $177,315.69
Disclosure

SEC source: 0001032553-23-000018 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 449,439

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.300 to $42.6800. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $43.05 $126,265.65
Disclosure

SEC source: 0001032553-23-000016 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,613

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:59 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $43.05 $70,128.45
Disclosure

SEC source: 0001032553-23-000016 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,546

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.