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person · Reporting owner

SMITH GARY B

Disclosed activity across 3 companies

Tapewire entity
1072
SEC CIK
0001032553

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071Director · President & CEOOctober 01, 2026October 13, 2026
COMMVAULT SYSTEMS INCCVLT · Entity 422DirectorAugust 05, 2021August 09, 2021
Planet Labs PBCPL · Entity 3716DirectorJuly 09, 2026July 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date October 01, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect228,407 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

COMMVAULT SYSTEMS INC

Report date August 05, 2021 · Filed August 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,207 Ending reported balance After 2021-08-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707

Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707

Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707

Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14Direct0 Reported balance After 2021-08-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25Direct0 Reported balance After 2021-08-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23Direct0 Reported balance After 2021-08-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Planet Labs PBC

Report date July 09, 2026 · Filed July 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect38,947 Reported balance After 2026-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Class A Common StockSEC Table I · non-derivativeDirect41,107 Reported balance After 2026-07-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 09, 2025 Filed Feb 3, 2026 23:35 UTC Planet Labs PBC PL · Entity 3716 PurchaseClass A Common Stock 20 $15.66 $313.20
Disclosure

SEC source: 0001836833-26-000027 · ownership.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,488

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:34 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $149.88 $1,019,159.52
Disclosure

SEC source: 0001032553-25-000045 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 282,070

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $143.3300 to $151.8500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,657 $138.37 $229,279.09
Disclosure

SEC source: 0001032553-25-000043 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,870

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,743 $138.37 $241,178.91
Disclosure

SEC source: 0001032553-25-000043 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,527

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,102 $138.37 $429,223.74
Disclosure

SEC source: 0001032553-25-000043 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,270

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,985 $138.37 $413,034.45
Disclosure

SEC source: 0001032553-25-000043 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,372

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:57 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $136.20 $926,177.68
Disclosure

SEC source: 0001032553-25-000041 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,357

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 09/11/2024

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $131.6550 to $138.2200. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 02, 2025 Filed Sep 4, 2025 01:07 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $92.93 $631,954.60
Disclosure

SEC source: 0001032553-25-000039 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,157

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $90.6100 to $93.6000. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:18 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $90.54 $615,638.68
Disclosure

SEC source: 0001032553-25-000037 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 311,957

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $89.5300 to $91.6675. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $88.82 $603,972.60
Disclosure

SEC source: 0001032553-25-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 318,757

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $87.4150 to $90.5800. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 15, 2025 Filed Jul 17, 2025 18:48 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $82.23 $559,149.72
Disclosure

SEC source: 0001032553-25-000032 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 325,557

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $81.4275 to $82.8500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 10, 2025 Filed Jul 10, 2025 21:21 UTC Planet Labs PBC PL · Entity 3716 GrantClass A Common Stock 32,468 $0.00 $0.00
Disclosure

SEC source: 0001836833-25-000093 · wk-form4_1752182509.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,468

F1 · balance_after: Includes 32,468 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:40 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $80.35 $546,408.56
Disclosure

SEC source: 0001032553-25-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 332,357

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $79.1300 to $81.3600. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2025 Filed Jun 24, 2025 17:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $74.53 $121,409.37
Disclosure

SEC source: 0001032553-25-000028 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,157

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2025 Filed Jun 24, 2025 17:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,713 $74.53 $127,669.89
Disclosure

SEC source: 0001032553-25-000028 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,786

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2025 Filed Jun 24, 2025 17:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,048 $74.53 $227,167.44
Disclosure

SEC source: 0001032553-25-000028 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,499

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2025 Filed Jun 24, 2025 17:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $74.53 $218,596.49
Disclosure

SEC source: 0001032553-25-000028 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,547

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:23 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $74.19 $504,458.00
Disclosure

SEC source: 0000936395-25-000031 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 348,480

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $72.905 to $74.86. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 02, 2025 Filed Jun 4, 2025 15:58 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $80.62 $548,203.08
Disclosure

SEC source: 0001032553-25-000026 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 355,280

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $79.29 to $81.61. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2025 Filed May 19, 2025 17:04 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $79.89 $543,252.00
Disclosure

SEC source: 0001032553-25-000024 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 362,080

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $79.26 to $80.335. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 01, 2025 Filed May 5, 2025 22:00 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $71.90 $488,937.00
Disclosure

SEC source: 0001032553-25-000022 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 368,880

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $71.4300 to $72.5900. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2025 Filed Apr 17, 2025 18:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $59.54 $404,871.32
Disclosure

SEC source: 0001032553-25-000020 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,680

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $59.23 to $59.90. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:25 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,575 $65.63 $103,367.25
Disclosure

SEC source: 0001032553-25-000015 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,480

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:25 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,713 $65.63 $112,424.19
Disclosure

SEC source: 0001032553-25-000015 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,055

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:25 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,048 $65.63 $200,040.24
Disclosure

SEC source: 0001032553-25-000015 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,768

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:25 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $65.63 $192,492.79
Disclosure

SEC source: 0001032553-25-000015 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,816

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 17, 2025 Filed Mar 19, 2025 19:50 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $65.18 $443,207.68
Disclosure

SEC source: 0001032553-25-000013 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 391,749

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $64.12 to $66.115. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:57 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $76.41 $519,556.72
Disclosure

SEC source: 0001032553-25-000011 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 398,549

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $73.54 to $79.44 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 18, 2025 Filed Feb 20, 2025 19:30 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,400 $89.37 $303,867.52
Disclosure

SEC source: 0001032553-25-000009 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,349

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $88.57. to $91.595 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 18, 2025 Filed Feb 20, 2025 19:30 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,400 $89.41 $304,002.16
Disclosure

SEC source: 0001032553-25-000009 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 408,749

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $88.71 to $91.595. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 03, 2025 Filed Feb 4, 2025 23:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,400 $84.83 $288,431.86
Disclosure

SEC source: 0001032553-25-000007 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 412,149

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/11/2024

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $81.99 to $85.705. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 03, 2025 Filed Feb 4, 2025 23:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,400 $84.89 $288,638.92
Disclosure

SEC source: 0001032553-25-000007 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,549

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/11/2024

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $81.96 to $85.7. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:39 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,400 $85.30 $290,003.00
Disclosure

SEC source: 0001032553-25-000004 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 418,949

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $84.18 to $86.08. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:39 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,400 $85.29 $289,979.20
Disclosure

SEC source: 0001032553-25-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 422,349

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $84.185 to $85.89. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $83.64 $568,778.52
Disclosure

SEC source: 0001032553-25-000002 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 425,749

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $82.115 to $86.085. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 6,800 $83.68 $568,995.44
Disclosure

SEC source: 0001032553-25-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 432,549

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $82.095 to $86.105. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $87.38 $142,342.02
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,349

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 8,778 $87.38 $767,021.64
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,978

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 6,758 $87.38 $590,514.04
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,756

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 17,196 $87.38 $1,502,586.48
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,514

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,049 $87.38 $266,421.62
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,710

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $87.38 $256,285.54
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,759

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,125 $87.38 $185,682.50
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,692

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:14 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 35,602 $0.00 $0.00
Disclosure

SEC source: 0001032553-24-000030 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,817

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:14 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 36,346 $0.00 $0.00
Disclosure

SEC source: 0001032553-24-000030 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,215

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:14 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 56,728 $0.00 $0.00
Disclosure

SEC source: 0001032553-24-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,869

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,629 $58.73 $95,671.17
Disclosure

SEC source: 0001032553-24-000028 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,141

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 3,048 $58.73 $179,009.04
Disclosure

SEC source: 0001032553-24-000028 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,770

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,933 $58.73 $172,255.09
Disclosure

SEC source: 0001032553-24-000028 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,818

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,125 $58.73 $124,801.25
Disclosure

SEC source: 0001032553-24-000028 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,751

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.