Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director · President & CEO | October 01, 2026 | October 13, 2026 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 05, 2021 | August 09, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,407 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407 F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.
F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
COMMVAULT SYSTEMS INC
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,207 |
Ending reported balance
After 2021-08-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707 Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707 Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707 Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,947 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,107 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107 F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2017 Filed Oct 13, 2017 23:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.83 | $43,669.60 |
DisclosureSEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.46 to $22.02. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 23:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.64 | $43,282.00 |
DisclosureSEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.52 to $21.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 23:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.64 | $43,283.00 |
DisclosureSEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.52 to $21.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.06 | $44,122.00 |
DisclosureSEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.00 to $22.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.06 | $44,123.00 |
DisclosureSEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.00 to $22.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 16:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.99 | $43,987.60 |
DisclosureSEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.68 to $22.305. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 16:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.00 | $43,991.00 |
DisclosureSEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.69 to $22.305. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 18:58 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,830 | $21.25 | $60,137.50 |
DisclosureSEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,840 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 18:58 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,858 | $21.25 | $81,982.50 |
DisclosureSEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,670 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 18:58 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,044 | $21.25 | $64,685.00 |
DisclosureSEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,528 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 18:58 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,902 | $21.25 | $61,667.50 |
DisclosureSEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,572 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 19:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $20.01 | $40,028.60 |
DisclosureSEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.88 to $22.155. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 19:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.02 | $44,030.00 |
DisclosureSEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.88 to $22.155. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 19:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $21.99 | $43,989.60 |
DisclosureSEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.79 to $22.165. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 19:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.00 | $43,990.60 |
DisclosureSEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.79 to $22.165. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050403 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,712 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 24, 2018. F2 · price: Not applicable. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $23.34 | $93,366.00 |
DisclosureSEC source: 0001032553-17-000019 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.165 to $23.465. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 19:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $23.19 | $92,759.60 |
DisclosureSEC source: 0001032553-17-000019 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.115 to $23.275. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.09 | $96,345.20 |
DisclosureSEC source: 0001032553-17-000017 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.00 to $24.16. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.32 | $97,283.20 |
DisclosureSEC source: 0001032553-17-000017 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.005 to $24.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 22:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $25.88 | $103,522.00 |
DisclosureSEC source: 0001032553-17-000015 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.40 to $26.315. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $26.25 | $105,006.00 |
DisclosureSEC source: 0001032553-17-000015 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.02 to $26.71. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 21:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $25.91 | $103,628.00 |
DisclosureSEC source: 0001215181-17-000025 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.86 to $25.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 21:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $25.84 | $103,360.00 |
DisclosureSEC source: 0001215181-17-000025 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,474 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.71 to $25.995. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,884 | $25.31 | $72,993.75 |
DisclosureSEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,474 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,026 | $25.31 | $76,587.76 |
DisclosureSEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,358 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,813 | $25.31 | $71,197.03 |
DisclosureSEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,384 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,835 | $25.31 | $97,063.47 |
DisclosureSEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,197 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 04, 2017 Filed May 5, 2017 19:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $22.64 | $90,560.00 |
DisclosureSEC source: 0001215181-17-000014 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,032 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.50 to $22.775. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 03, 2017 Filed May 5, 2017 19:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $22.59 | $90,360.00 |
DisclosureSEC source: 0001215181-17-000014 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,032 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.50 to $22.865. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 16:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.90 | $87,600.00 |
DisclosureSEC source: 0001032553-17-000013 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,032 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.71 to $21.975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 16:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.88 | $87,520.00 |
DisclosureSEC source: 0001032553-17-000013 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,032 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.69 to $22.07. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 19:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $22.22 | $88,880.00 |
DisclosureSEC source: 0001032553-17-000010 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,032 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.045 to $22.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 19:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $22.41 | $89,640.00 |
DisclosureSEC source: 0001032553-17-000010 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,032 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.925 to $22.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,832 | $23.95 | $91,776.40 |
DisclosureSEC source: 0001177265-17-000009 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,032 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,882 | $23.95 | $69,023.90 |
DisclosureSEC source: 0001177265-17-000009 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,864 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,023 | $23.95 | $72,400.85 |
DisclosureSEC source: 0001177265-17-000009 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,746 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,810 | $23.95 | $67,299.50 |
DisclosureSEC source: 0001177265-17-000009 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,769 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 18:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $23.70 | $94,813.60 |
DisclosureSEC source: 0001032553-17-000009 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.535 to $24.13. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 18:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $23.68 | $94,700.40 |
DisclosureSEC source: 0001032553-17-000009 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.59 to $23.79. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 22:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $25.54 | $102,151.20 |
DisclosureSEC source: 0001215181-17-000008 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.21 to $25.73. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 22:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $25.81 | $103,237.20 |
DisclosureSEC source: 0001215181-17-000008 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.67 to $25.935. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 12:59 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.14 | $96,561.60 |
DisclosureSEC source: 0001032553-17-000007 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.95 to $24.335. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 12:59 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.18 | $96,701.60 |
DisclosureSEC source: 0001032553-17-000007 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.08 to $24.30. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 7,500 | $17.60 Strike: $17.60 | $132,000.00 |
DisclosureSEC source: 0001209191-17-006772 · doc4.xml · derivative · entry 3 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2017-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 7,500 | $49.81 | $373,575.00 |
DisclosureSEC source: 0001209191-17-006772 · doc4.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,305 F1 · price: Represents average sale price. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 7,500 | $17.60 | $132,000.00 |
DisclosureSEC source: 0001209191-17-006772 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 00:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.64 | $98,565.20 |
DisclosureSEC source: 0001032553-17-000006 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.515 to $24.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 26, 2017 Filed Jan 31, 2017 00:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.80 | $99,198.00 |
DisclosureSEC source: 0001032553-17-000006 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.5750 to $25.1950. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 18:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.66 | $98,651.20 |
DisclosureSEC source: 0001032553-17-000004 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.51 to $24.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.