person · Reporting owner

SMITH GARY B

Disclosed activity across 3 companies

Tapewire entity: 1072
SEC CIK: 0001032553

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CIENA CORPCIEN · Entity 1071	Director · President & CEO	October 01, 2026	October 13, 2026
COMMVAULT SYSTEMS INCCVLT · Entity 422	Director	August 05, 2021	August 09, 2021
Planet Labs PBCPL · Entity 3716	Director	July 09, 2026	July 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date October 01, 2026 · Filed October 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	228,407	Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407 F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

COMMVAULT SYSTEMS INC

Report date August 05, 2021 · Filed August 09, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	49,207	Ending reported balance After 2021-08-05 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707 Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707 Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707 Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14	Direct	0	Reported balance After 2021-08-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25	Direct	0	Reported balance After 2021-08-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23	Direct	0	Reported balance After 2021-08-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Planet Labs PBC

Report date July 09, 2026 · Filed July 10, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	38,947	Reported balance After 2026-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
Class A Common StockSEC Table I · non-derivative	Direct	41,107	Reported balance After 2026-07-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107 F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 21, 2018 Filed Feb 23, 2018 18:29 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$23.34	$46,680.00	Disclosure SEC source: 0001032553-18-000010 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.07 to $23.525. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
February 21, 2018 Filed Feb 23, 2018 18:29 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$23.34	$46,678.60	Disclosure SEC source: 0001032553-18-000010 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.07 to $23.545. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
February 09, 2018 Filed Feb 12, 2018 20:37 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.23	$44,450.60	Disclosure SEC source: 0001032553-18-000006 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.84 to $22.55. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
February 09, 2018 Filed Feb 12, 2018 20:37 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.22	$44,446.00	Disclosure SEC source: 0001032553-18-000006 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.84 to $22.56. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:37 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.69	$45,386.60	Disclosure SEC source: 0001032553-18-000006 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.435 to $23.1. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:37 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.69	$45,389.00	Disclosure SEC source: 0001032553-18-000006 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.435 to $23.1. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC	COMMVAULT SYSTEMS INC CVLT · Entity 422	Exercise / conversionOptions to Purchase Common Stock · Derivative	7,500	$13.81 Strike: $13.81	$103,575.00	Disclosure SEC source: 0001209191-18-006459 · doc4.xml · derivative · entry 3 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC	COMMVAULT SYSTEMS INC CVLT · Entity 422	SaleCommon Stock	7,500	$53.50	$401,250.00	Disclosure SEC source: 0001209191-18-006459 · doc4.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,712 F1 · price: Represents average sale price. Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC	COMMVAULT SYSTEMS INC CVLT · Entity 422	Exercise / conversionCommon Stock	7,500	$13.81	$103,575.00	Disclosure SEC source: 0001209191-18-006459 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 24, 2018 Filed Jan 26, 2018 00:16 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.60	$43,200.60	Disclosure SEC source: 0001032553-18-000004 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.46 to $21.835. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 24, 2018 Filed Jan 26, 2018 00:16 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.60	$43,201.60	Disclosure SEC source: 0001032553-18-000004 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.465 to $21.835. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 23, 2018 Filed Jan 26, 2018 00:16 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.09	$44,188.00	Disclosure SEC source: 0001032553-18-000004 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.96 to $22.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 23, 2018 Filed Jan 26, 2018 00:16 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.09	$44,186.00	Disclosure SEC source: 0001032553-18-000004 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.96 to $22.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 12, 2018 Filed Jan 16, 2018 20:18 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.90	$43,806.60	Disclosure SEC source: 0001032553-18-000002 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.81 to $22.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 12, 2018 Filed Jan 16, 2018 20:18 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.90	$43,807.00	Disclosure SEC source: 0001032553-18-000002 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.81 to $22.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 11, 2018 Filed Jan 16, 2018 20:18 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.82	$43,644.60	Disclosure SEC source: 0001032553-18-000002 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.76 to $21.90. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
January 11, 2018 Filed Jan 16, 2018 20:18 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.82	$43,645.00	Disclosure SEC source: 0001032553-18-000002 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.76 to $21.90. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:56 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.28	$42,565.00	Disclosure SEC source: 0001032553-17-000035 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.175 to $21.38. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:56 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.28	$42,563.60	Disclosure SEC source: 0001032553-17-000035 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.17 to $21.385. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:56 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.66	$43,323.60	Disclosure SEC source: 0001032553-17-000035 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.555 to $21.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:56 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.66	$43,323.60	Disclosure SEC source: 0001032553-17-000035 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,923 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.545 to $21.815. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	10,791	$21.22	$228,985.02	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 10 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,923 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	11,033	$21.22	$234,120.26	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 9 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,714 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	12,983	$21.22	$275,499.26	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 8 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,747 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	41,184	$21.22	$873,924.48	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 7 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,730 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	9,449	$21.22	$200,507.78	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 6 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,914 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	15,709	$21.22	$333,344.98	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 5 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,363 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	3,032	$21.22	$64,339.04	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,072 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,818	$21.22	$59,797.96	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,104 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	3,842	$21.22	$81,527.24	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,922 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:41 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,894	$21.22	$61,410.68	Disclosure SEC source: 0001275606-17-000028 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,764 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 15, 2017 Filed Dec 18, 2017 19:35 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.43	$42,850.60	Disclosure SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,658 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.3 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 15, 2017 Filed Dec 18, 2017 19:35 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.43	$42,850.00	Disclosure SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,658 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.3 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 14, 2017 Filed Dec 18, 2017 19:35 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.34	$42,682.60	Disclosure SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,658 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.18 to $21.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 14, 2017 Filed Dec 18, 2017 19:35 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.34	$42,678.60	Disclosure SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,658 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.18 to $21.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:43 UTC	CIENA CORP CIEN · Entity 1071	GrantMarket Stock Units · Derivative	74,605	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001444157-17-000052 · edgardoc.xml · derivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,605 Underlying: Common Stock · 74,605 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:43 UTC	CIENA CORP CIEN · Entity 1071	GrantCommon Stock	124,342	$0.00	$0.00	Disclosure SEC source: 0001444157-17-000052 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,658 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:43 UTC	CIENA CORP CIEN · Entity 1071	GrantCommon Stock	127,476	$0.00	$0.00	Disclosure SEC source: 0001444157-17-000052 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,316 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
November 21, 2017 Filed Nov 22, 2017 20:52 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$20.60	$41,206.60	Disclosure SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.45 to $20.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
November 21, 2017 Filed Nov 22, 2017 20:52 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$20.60	$41,206.60	Disclosure SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.445 to $20.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
November 20, 2017 Filed Nov 22, 2017 20:52 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	4,000	$20.52	$82,074.00	Disclosure SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.38 to $20.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
November 20, 2017 Filed Nov 22, 2017 20:52 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$20.51	$41,024.00	Disclosure SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.385 to $20.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:07 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$19.74	$39,470.00	Disclosure SEC source: 0001032553-17-000029 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.495 to $19.92. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:07 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$20.27	$40,546.60	Disclosure SEC source: 0001032553-17-000029 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.995 to $20.505. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:07 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$20.27	$40,545.00	Disclosure SEC source: 0001032553-17-000029 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.005 to $20.505. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
October 24, 2017 Filed Oct 25, 2017 19:14 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.25	$44,501.00	Disclosure SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.17 to $22.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
October 24, 2017 Filed Oct 25, 2017 19:14 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.25	$44,501.00	Disclosure SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.17 to $22.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
October 23, 2017 Filed Oct 25, 2017 19:14 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$22.00	$43,990.00	Disclosure SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.835 to $22.095. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
October 23, 2017 Filed Oct 25, 2017 19:14 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.99	$43,988.80	Disclosure SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.83 to $22.09. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document
October 12, 2017 Filed Oct 13, 2017 23:48 UTC	CIENA CORP CIEN · Entity 1071	SaleCommon Stock	2,000	$21.84	$43,671.60	Disclosure SEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,840 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017. F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.47 to $22.02. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.