Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director · President & CEO | October 01, 2026 | October 13, 2026 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 05, 2021 | August 09, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date October 01, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,407 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,952 · Balance 228,407 F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025. F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.
F2: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
COMMVAULT SYSTEMS INC
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,207 |
Ending reported balance
After 2021-08-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-08-05 · Exercise / conversion · Acquired 7,500 · Balance 56,707 Row 2 · 2021-08-05 · Exercise / conversion · Acquired 6,000 · Balance 62,707 Row 3 · 2021-08-05 · Exercise / conversion · Acquired 5,000 · Balance 67,707 Row 4 · 2021-08-05 · Sale · Disposed 18,500 · Balance 49,207 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.55 · Expires 2021-10-14 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.41 · Expires 2022-10-25 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-05 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.70 · Expires 2024-10-23 | Direct | 0 |
Reported balance
After 2021-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
F2: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,947 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 38,947 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,107 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,160 · Balance 41,107 F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,160 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2017 Filed Jan 17, 2017 18:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $23.99 | $95,978.00 |
DisclosureSEC source: 0001032553-17-000004 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.83 to $24.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 20:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.37 | $97,472.40 |
DisclosureSEC source: 0001032553-17-000002 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.285 to $24.500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 20:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.42 | $97,663.20 |
DisclosureSEC source: 0001032553-17-000002 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,579 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.26 to $24.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,816 | $24.67 | $69,470.72 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 10 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,579 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 15,696 | $24.67 | $387,220.32 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 9 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,395 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,441 | $24.67 | $232,909.47 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 8 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,091 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,839 | $24.67 | $94,708.13 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 7 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,532 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 12,972 | $24.67 | $320,019.24 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 6 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,371 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 41,149 | $24.67 | $1,015,145.83 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 5 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,343 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,887 | $24.67 | $71,222.29 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,492 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 16,246 | $24.67 | $400,788.82 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,379 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,431 | $24.67 | $133,982.77 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,625 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,841 | $24.67 | $94,757.47 |
DisclosureSEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,056 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 17:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $24.01 | $96,056.00 |
DisclosureSEC source: 0001301541-16-000018 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,897 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.805 to $24.29. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:35 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 146,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000010 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,897 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:35 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 94,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000010 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,944 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $23.87 | $95,482.80 |
DisclosureSEC source: 0001301541-16-000018 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,897 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.64 to $23.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 20:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.80 | $87,196.00 |
DisclosureSEC source: 0001032553-16-000074 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.645 to $21.915. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.55 | $86,206.40 |
DisclosureSEC source: 0001032553-16-000074 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.43 to $21.86. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 19:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.94 | $87,751.60 |
DisclosureSEC source: 0001032553-16-000070 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.85 to $22.14. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 19:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.94 | $87,770.00 |
DisclosureSEC source: 0001032553-16-000070 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.77 to $22.055. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 20:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $19.26 | $77,054.00 |
DisclosureSEC source: 0001032553-16-000068 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.2000 to $19.3500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 20:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $19.39 | $77,544.00 |
DisclosureSEC source: 0001032553-16-000068 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.1700 to $19.6950. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 20, 2016 Filed Oct 22, 2016 01:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $20.14 | $80,541.20 |
DisclosureSEC source: 0001032553-16-000066 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.04 to $20.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 19, 2016 Filed Oct 22, 2016 01:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $20.56 | $82,253.60 |
DisclosureSEC source: 0001032553-16-000066 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.26 to $20.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 19:25 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $22.11 | $88,430.00 |
DisclosureSEC source: 0001032553-16-000064 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.78 to $22.335. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 19:25 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.26 | $85,054.40 |
DisclosureSEC source: 0001032553-16-000064 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.04 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 21:11 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143360 · doc4.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,305 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 24, 2017. F2 · price: Not applicable. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 18:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.72 | $86,863.20 |
DisclosureSEC source: 0001032553-16-000062 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.585 to $21.89. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,811 | $21.45 | $60,295.95 |
DisclosureSEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 4 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,524 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,832 | $21.45 | $82,196.40 |
DisclosureSEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 3 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,335 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,882 | $21.45 | $61,818.90 |
DisclosureSEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,167 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,835 | $21.45 | $82,260.75 |
DisclosureSEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,049 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 18:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.57 | $86,298.00 |
DisclosureSEC source: 0001032553-16-000062 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,524 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.45 to $21.71. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 16:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $21.88 | $87,535.60 |
DisclosureSEC source: 0001032553-16-000058 · edgardoc.xml · nonDerivative · entry 2 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,884 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.615 to $22.365. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 16:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $22.31 | $89,248.00 |
DisclosureSEC source: 0001032553-16-000058 · edgardoc.xml · nonDerivative · entry 1 SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,884 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.09 to $22.595. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.