Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director | June 01, 2026 | June 02, 2026 |
| S&P Global Inc.SPGI · Entity 2879 | Director | May 01, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,671.992 |
Ending reported balance
After 2026-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-01 · Grant · Acquired 1,309.777 · Balance 11,398.13 F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Row 2 · 2026-06-01 · Grant · Acquired 273.862 · Balance 11,671.992 F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
S&P Global Inc.
Report date May 01, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,842 |
Ending reported balance
After 2025-05-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-05-01 · Sale · Disposed 3,959 · Balance 64,056 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2025-05-01 · Sale · Disposed 4,544 · Balance 59,512 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Row 3 · 2025-05-01 · Sale · Disposed 4,514 · Balance 54,998 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Row 4 · 2025-05-01 · Sale · Disposed 5,856 · Balance 49,142 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Row 5 · 2025-05-01 · Sale · Disposed 300 · Balance 48,842 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 100,000 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,168 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,168 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,862 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 7,862 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,051 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,051 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025.
F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2021 Filed May 18, 2021 17:34 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,900 | $378.02 | $718,238.00 |
DisclosureSEC source: 0000064040-21-000132 · wf-form4_162135927932292.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,523 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.58 to $378.48, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 02, 2021 Filed Apr 6, 2021 01:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 10,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · derivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,716 shares Expires 2021-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| April 02, 2021 Filed Apr 6, 2021 01:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 5,704 | $362.65 | $2,068,555.60 |
DisclosureSEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,423 Read SEC document |
| April 02, 2021 Filed Apr 6, 2021 01:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 10,716 | $362.65 | $3,886,157.40 |
DisclosureSEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 01:13 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 8,066 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · derivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,066 Underlying: Common Stock · 8,066 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:07 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 19,468 | $332.94 | $6,481,675.92 |
DisclosureSEC source: 0000064040-21-000071 · wf-form4_161489925449401.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,411 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:07 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 36,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000071 · wf-form4_161489925449401.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,879 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:22 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,300 | $342.00 | $786,600.00 |
DisclosureSEC source: 0000064040-21-000067 · wf-form4_161369413425244.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,300 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:22 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,006 | $340.80 | $342,844.80 |
DisclosureSEC source: 0000064040-21-000067 · wf-form4_161369413425244.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,600 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.33 to $341.03, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:22 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 3,694 | $339.85 | $1,255,405.90 |
DisclosureSEC source: 0000064040-21-000067 · wf-form4_161369413425244.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,606 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.31 to $340.30, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · derivative · entry 9 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,720 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · derivative · entry 8 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833 Underlying: Common Stock · 3,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · derivative · entry 7 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,720 Underlying: Common Stock · 3,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,549 | $328.73 | $509,202.77 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,300 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,727 | $328.73 | $1,225,176.71 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,980 | $328.73 | $650,885.40 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,122 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,720 | $328.73 | $1,222,875.60 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,024 | $328.73 | $665,349.52 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,382 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:31 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,802 | $328.73 | $1,249,831.46 |
DisclosureSEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:14 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 207 | $341.59 | $70,709.13 |
DisclosureSEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,604 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:14 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,100 | $341.02 | $716,142.00 |
DisclosureSEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,811 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.95 to $341.11, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:14 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 926 | $339.88 | $314,728.88 |
DisclosureSEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,911 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.46 to $340.02, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:14 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,867 | $339.06 | $633,025.02 |
DisclosureSEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,837 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.46 to $339.40, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:14 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,900 | $337.97 | $642,143.00 |
DisclosureSEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,704 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.45 to $338.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 01:02 UTC | S&P Global Inc. SPGI · Entity 2879 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,604 F4 · shares: Represents shares donated by the reporting person to a charitable donor advised fund. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 01:02 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 100 | $353.04 | $35,304.00 |
DisclosureSEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,604 Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 01:02 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 8,066 | $352.55 | $2,843,668.30 |
DisclosureSEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,704 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.00 to $352.82, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 01:02 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 12,523 | $351.42 | $4,400,832.66 |
DisclosureSEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,770 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.95 to $351.89, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 01:02 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 9,311 | $350.49 | $3,263,412.39 |
DisclosureSEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,293 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.95 to $350.94, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 23:37 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 11,522 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000088 · wf-form4_158595705876721.xml · derivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,522 Underlying: Common Stock · 11,522 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 27,649 | $280.14 | $7,745,590.86 |
DisclosureSEC source: 0000064040-20-000080 · wf-form4_158345926031923.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,604 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:47 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 51,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000080 · wf-form4_158345926031923.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,253 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,720 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · derivative · entry 9 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,553 Underlying: Common Stock · 3,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,618 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · derivative · entry 8 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,727 Underlying: Common Stock · 3,618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 4,732 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · derivative · entry 7 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,732 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,980 | $273.05 | $540,639.00 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,301 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,720 | $273.05 | $1,015,746.00 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,926 | $273.05 | $525,894.30 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,561 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,618 | $273.05 | $987,894.90 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,994 | $273.05 | $544,461.70 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,869 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:39 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 4,732 | $273.05 | $1,292,072.60 |
DisclosureSEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 23:35 UTC | S&P Global Inc. SPGI · Entity 2879 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000205 · wf-form4_157472488760290.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,131 F1 · shares: Represents shares donated by the reporting person to a charitable donor advised fund. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 23:37 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 6,000 | $261.53 | $1,569,180.00 |
DisclosureSEC source: 0000064040-19-000201 · wf-form4_157420663345509.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,131 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.06 to $262.00, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 20:31 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 600 | $255.75 | $153,450.00 |
DisclosureSEC source: 0000064040-19-000176 · wf-form4_156633306878261.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,131 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.62 to $255.99, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 20:31 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 5,400 | $254.73 | $1,375,542.00 |
DisclosureSEC source: 0000064040-19-000176 · wf-form4_156633306878261.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,731 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.62 to $255.47, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:18 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,300 | $211.25 | $908,375.00 |
DisclosureSEC source: 0000064040-19-000148 · wf-form4_155810990303148.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,131 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.89 to $211.79, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:18 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,700 | $210.41 | $357,697.00 |
DisclosureSEC source: 0000064040-19-000148 · wf-form4_155810990303148.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,431 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.85 to $210.80, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:13 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 11,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000112 · wf-form4_155434040545232.xml · derivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 Underlying: Common Stock · 11,273 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:02 UTC | S&P Global Inc. SPGI · Entity 2879 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000068 · wf-form4_155140571297988.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,131 F3 · shares: Represents shares that the reporting person donated as a gift to a charitable donor advised fund. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:02 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 31,875 | $201.48 | $6,422,175.00 |
DisclosureSEC source: 0000064040-19-000068 · wf-form4_155140571297988.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,631 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.