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Peterson Douglas L.

Disclosed activity across 2 companies

Tapewire entity
10725
SEC CIK
0001581262

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MORGAN STANLEYMS · Entity 2815DirectorJune 01, 2026June 02, 2026
S&P Global Inc.SPGI · Entity 2879DirectorMay 01, 2025May 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MORGAN STANLEY

Report date June 01, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,671.992 Ending reported balance After 2026-06-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-01 · Grant · Acquired 1,309.777 · Balance 11,398.13

F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Row 2 · 2026-06-01 · Grant · Acquired 273.862 · Balance 11,671.992

F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

S&P Global Inc.

Report date May 01, 2025 · Filed May 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,842 Ending reported balance After 2025-05-01 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2025-05-01 · Sale · Disposed 3,959 · Balance 64,056

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Row 2 · 2025-05-01 · Sale · Disposed 4,544 · Balance 59,512

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Row 3 · 2025-05-01 · Sale · Disposed 4,514 · Balance 54,998

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Row 4 · 2025-05-01 · Sale · Disposed 5,856 · Balance 49,142

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Row 5 · 2025-05-01 · Sale · Disposed 300 · Balance 48,842

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

Common StockSEC Table I · non-derivativeIndirectBy GRAT100,000 Reported balance Holding disclosure · report date 2025-05-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 100,000

F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,168 Reported balance Holding disclosure · report date 2025-05-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,168

F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,862 Reported balance Holding disclosure · report date 2025-05-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 7,862

F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,051 Reported balance Holding disclosure · report date 2025-05-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 10,051

F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025.

F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2023 Filed Jan 3, 2024 23:43 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,935 $440.52 $852,406.20
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,723

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 3,498 $440.52 $1,540,938.96
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,197 $440.52 $527,302.44
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,160

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 2,744 $440.52 $1,208,786.88
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:11 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,132 $406.87 $460,576.84
Disclosure

SEC source: 0000064040-23-000197 · wk-form4_1700259064.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,613

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $406.36 to $407.23, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:11 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,484 $405.73 $602,103.32
Disclosure

SEC source: 0000064040-23-000197 · wk-form4_1700259064.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,745

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.35 to $406.18, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:11 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,569 $404.75 $1,039,802.75
Disclosure

SEC source: 0000064040-23-000197 · wk-form4_1700259064.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,229

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $404.32 to $405.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:11 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 815 $403.91 $329,186.65
Disclosure

SEC source: 0000064040-23-000197 · wk-form4_1700259064.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,798

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023.

Read SEC document
August 24, 2023 Filed Nov 17, 2023 22:11 UTC S&P Global Inc. SPGI · Entity 2879 GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000197 · wk-form4_1700259064.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,613

F1 · kind: Represents shares donated by the reporting person to a charitable donor advised fund.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:40 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOptions (Right to Buy) · Derivative 51,304 $0.00 Strike: $77.81 $0.00
Disclosure

SEC source: 0000064040-23-000165 · wk-form4_1691012445.xml · derivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,304 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:40 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 9,657 $394.11 $3,805,920.27
Disclosure

SEC source: 0000064040-23-000165 · wk-form4_1691012445.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,113

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $394.07 to $394.26, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:40 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 25,393 $394.12 $10,007,889.16
Disclosure

SEC source: 0000064040-23-000165 · wk-form4_1691012445.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,770

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $393.50 to $394.49, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:40 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 7,911 $394.81 $3,123,341.91
Disclosure

SEC source: 0000064040-23-000165 · wk-form4_1691012445.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,163

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $394.50 to $395.11, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:40 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 51,304 $77.81 $3,991,964.24
Disclosure

SEC source: 0000064040-23-000165 · wk-form4_1691012445.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:23 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,916 $359.56 $688,916.96
Disclosure

SEC source: 0000064040-23-000129 · wk-form4_1684358577.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,770

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.42 to $359.64, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:23 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 4,584 $358.93 $1,645,335.12
Disclosure

SEC source: 0000064040-23-000129 · wk-form4_1684358577.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,686

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.38 to $359.34, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:23 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,000 $357.98 $357,980.00
Disclosure

SEC source: 0000064040-23-000129 · wk-form4_1684358577.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,270

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.36 to $358.35, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:03 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 12,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000083 · wf-form4_167788458003089.xml · derivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,256

Underlying: Common Stock · 12,256 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 00:05 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 12,935 $341.20 $4,413,422.00
Disclosure

SEC source: 0000064040-23-000071 · wf-form4_167780189129450.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,270

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 00:05 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 23,389 $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000071 · wf-form4_167780189129450.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,205

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 01:20 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 600 $361.45 $216,870.00
Disclosure

SEC source: 0000950103-23-002611 · dp189144_4-peterson.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,816

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.18 to $361.85, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 01:20 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 6,900 $360.44 $2,487,036.00
Disclosure

SEC source: 0000950103-23-002611 · dp189144_4-peterson.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,416

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.17 to $361, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 3,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · derivative · entry 9

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102

Underlying: Common Stock · 3,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 2,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · derivative · entry 8

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744

Underlying: Common Stock · 2,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 3,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · derivative · entry 7

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,935 $334.94 $648,108.90
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 6

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,316

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 3,498 $334.94 $1,171,620.12
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,472 $334.94 $493,031.68
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,753

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 2,661 $334.94 $891,275.34
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,744 $334.94 $584,135.36
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,564

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 3,918 $334.94 $1,312,294.92
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 20:36 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,000 $353.84 $707,680.00
Disclosure

SEC source: 0000064040-22-000177 · wf-form4_166871739825859.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,390

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 20:36 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 3,068 $352.91 $1,082,727.88
Disclosure

SEC source: 0000064040-22-000177 · wf-form4_166871739825859.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,390

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.67 to $353.46, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 20:36 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,432 $352.07 $856,234.24
Disclosure

SEC source: 0000064040-22-000177 · wf-form4_166871739825859.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/04/2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $351.62 to $352.59, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 14:40 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 7,500 $377.13 $2,828,475.00
Disclosure

SEC source: 0000064040-22-000155 · wf-form4_165996960153220.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,890

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.12 to $377.24, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 04, 2022 Filed Feb 18, 2023 01:20 UTC S&P Global Inc. SPGI · Entity 2879 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-002611 · dp189144_4-peterson.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,316

F1 · shares: Represents shares donated by the reporting person to a charitable donor advised fund.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:52 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 10,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000067 · wf-form4_164635151848947.xml · derivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:52 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 28,801 $390.58 $11,249,094.58
Disclosure

SEC source: 0000064040-22-000067 · wf-form4_164635151848947.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,390

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:52 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 52,079 $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000067 · wf-form4_164635151848947.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,191

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 2,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · derivative · entry 9

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405

Underlying: Common Stock · 2,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 3,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · derivative · entry 8

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Common Stock · 3,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 3,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · derivative · entry 7

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,527 $471.93 $720,637.11
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 6

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,112

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 2,661 $471.93 $1,255,805.73
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 2,182 $471.93 $1,029,751.26
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,978

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 3,802 $471.93 $1,794,277.86
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,898 $471.93 $895,723.14
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,358

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 3,833 $471.93 $1,808,907.69
Disclosure

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 18, 2021 17:34 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,700 $380.00 $1,026,000.00
Disclosure

SEC source: 0000064040-21-000132 · wf-form4_162135927932292.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,423

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.66 to $380.14, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
May 14, 2021 Filed May 18, 2021 17:34 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,400 $378.81 $909,144.00
Disclosure

SEC source: 0000064040-21-000132 · wf-form4_162135927932292.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,123

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $378.57 to $379.46, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.