Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director | June 01, 2026 | June 02, 2026 |
| S&P Global Inc.SPGI · Entity 2879 | Director | May 01, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,671.992 |
Ending reported balance
After 2026-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-01 · Grant · Acquired 1,309.777 · Balance 11,398.13 F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Row 2 · 2026-06-01 · Grant · Acquired 273.862 · Balance 11,671.992 F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
S&P Global Inc.
Report date May 01, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,842 |
Ending reported balance
After 2025-05-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-05-01 · Sale · Disposed 3,959 · Balance 64,056 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2025-05-01 · Sale · Disposed 4,544 · Balance 59,512 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Row 3 · 2025-05-01 · Sale · Disposed 4,514 · Balance 54,998 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Row 4 · 2025-05-01 · Sale · Disposed 5,856 · Balance 49,142 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Row 5 · 2025-05-01 · Sale · Disposed 300 · Balance 48,842 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 100,000 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,168 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,168 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,862 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 7,862 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,051 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,051 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025.
F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2019 Filed Mar 1, 2019 02:02 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 59,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000068 · wf-form4_155140571297988.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,506 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,618 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · derivative · entry 9 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,345 Underlying: Common Stock · 3,618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 10,963 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and the 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 10,963 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and the 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 4,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · derivative · entry 8 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,732 Underlying: Common Stock · 4,592 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 14,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · derivative · entry 7 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,501 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,926 | $169.94 | $327,304.44 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,615 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,444 | $169.94 | $415,333.36 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,541 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 6,873 | $169.94 | $1,167,997.62 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,985 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 4,592 | $169.94 | $780,364.48 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,618 | $169.94 | $614,842.92 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 14,501 | $169.94 | $2,464,299.94 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:29 UTC | S&P Global Inc. SPGI · Entity 2879 | GiftCommon Stock | 24,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000195 · wf-form4_154275297007945.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,147 F1 · shares: Represents shares donated by the reporting person to a charitable donor advised fund. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:09 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,000 | $201.27 | $805,080.00 |
DisclosureSEC source: 0000064040-18-000168 · wf-form4_153446093335262.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,190 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017. Read SEC document |
| May 15, 2018 Filed May 15, 2018 18:30 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,000 | $197.75 | $791,000.00 |
DisclosureSEC source: 0000064040-18-000134 · wf-form4_152640900333148.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,190 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:24 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 10,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000114 · wf-form4_152288065907387.xml · derivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,716 Underlying: Common Stock · 10,716 shares Expires 2021-04-02 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:24 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 10,963 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000114 · wf-form4_152288065907387.xml · derivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,963 Underlying: Common Stock · 10,963 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 33,380 | $193.14 | $6,447,013.20 |
DisclosureSEC source: 0000064040-18-000078 · wf-form4_151993193932321.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,190 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:19 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 62,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000078 · wf-form4_151993193932321.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,570 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:04 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,000 | $187.30 | $749,200.00 |
DisclosureSEC source: 0000064040-18-000064 · wf-form4_151914623919043.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,850 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 4,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · derivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,324 Underlying: Common Stock · 4,592 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 13,440 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · derivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2017. F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,444 | $169.40 | $414,013.60 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,850 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 6,481 | $169.40 | $1,097,881.40 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,294 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 4,592 | $169.40 | $777,884.80 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 13,440 | $169.40 | $2,276,736.00 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 18:38 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,000 | $157.79 | $631,160.00 |
DisclosureSEC source: 0000064040-17-000077 · wf-form4_151085747217857.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,743 Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 31,207 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · derivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,207 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 11,432 | $149.97 | $1,714,457.04 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,743 F2 · shares: The number of shares withheld to cover applicable taxes in connection with the option exercised Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 10,727 | $149.97 | $1,608,728.19 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,175 F1 · shares: Shares swapped to pay for the option exercised. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 31,207 | $51.55 | $1,608,720.85 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:35 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 13,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007410 · doc4.xml · derivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,916 Underlying: Common Stock · 13,916 shares Expires 2019-12-31 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 28,368 | $0.00 Strike: $38.13 | $0.00 |
DisclosureSEC source: 0001225208-17-006285 · doc4.xml · derivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,368 shares Expires 2021-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 11,267 | $132.17 | $1,489,159.39 |
DisclosureSEC source: 0001225208-17-006285 · doc4.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,695 F2 · shares: The number of shares withheld to cover applicable taxes in connection with the option exercised Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 8,184 | $132.17 | $1,081,679.28 |
DisclosureSEC source: 0001225208-17-006285 · doc4.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,962 F1 · shares: Shares swapped to pay for the option exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 28,368 | $38.13 | $1,081,671.84 |
DisclosureSEC source: 0001225208-17-006285 · doc4.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:41 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 31,018 | $130.76 | $4,055,913.68 |
DisclosureSEC source: 0001225208-17-004239 · doc4.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,778 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:41 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 57,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004239 · doc4.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,796 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| May 24, 2016 Filed May 25, 2016 18:08 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $38.13 | $0.00 |
DisclosureSEC source: 0001225208-16-033963 · doc4.xml · derivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,368 Underlying: Common Stock · 25,000 shares Expires 2021-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2016 Filed May 25, 2016 18:08 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 9,190 | $111.66 | $1,026,155.40 |
DisclosureSEC source: 0001225208-16-033963 · doc4.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,220 F2 · shares: The number of shares withheld to cover applicable taxes in conncenction with the option exercised. Read SEC document |
| May 24, 2016 Filed May 25, 2016 18:08 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 8,538 | $111.66 | $953,353.08 |
DisclosureSEC source: 0001225208-16-033963 · doc4.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,410 F1 · shares: Shares swapped to pay for the option exercised. Read SEC document |
| May 24, 2016 Filed May 25, 2016 18:08 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 25,000 | $38.13 | $953,250.00 |
DisclosureSEC source: 0001225208-16-033963 · doc4.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 13:46 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 14,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030916 · doc4.xml · derivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,501 Underlying: Common Stock · 14,501 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 21:18 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 19,353 | $87.20 | $1,687,581.60 |
DisclosureSEC source: 0001225208-16-027910 · doc4.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,948 F2 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 21:18 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantCommon Stock | 37,682 | $87.20 | $3,285,870.40 |
DisclosureSEC source: 0001225208-16-027910 · doc4.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,301 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award Read SEC document |
| December 04, 2015 Filed Dec 7, 2015 21:08 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.13 | $0.00 |
DisclosureSEC source: 0001225208-15-021817 · doc4.xml · derivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,368 Underlying: Common Stock · 20,000 shares Expires 2021-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2015 Filed Dec 7, 2015 21:08 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 7,756 | $98.33 | $762,647.48 |
DisclosureSEC source: 0001225208-15-021817 · doc4.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,970 Read SEC document |
| December 04, 2015 Filed Dec 7, 2015 21:08 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 20,000 | $38.13 | $762,600.00 |
DisclosureSEC source: 0001225208-15-021817 · doc4.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2015 Filed Dec 8, 2015 22:03 UTC Amendment | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 7,756 | $98.33 | $762,647.48 |
DisclosureSEC source: 0001225208-15-021942 · doc4a.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,619 F2 · shares: Shares swapped to pay for option shares exercised. Read SEC document |
| December 04, 2015 Filed Dec 8, 2015 22:03 UTC Amendment | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 5,351 | $98.33 | $526,163.83 |
DisclosureSEC source: 0001225208-15-021942 · doc4a.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,375 F1 · shares: This filing amends the previous report of this transaction filed on 12/7/2015 by including the number of shares withheld to cover applicable taxes. Read SEC document |
| October 03, 2015 Filed Oct 6, 2015 14:25 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 27,952 | $89.32 | $2,496,672.64 |
DisclosureSEC source: 0001225208-15-019336 · doc4.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,726 F1 · kind: Withholding of shares of Common Stock to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted under the McGraw Hill Financial 2002 Stock Incentive Plan in a transaction exempt under Rule 16b-3. F1 · acquired: Withholding of shares of Common Stock to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted under the McGraw Hill Financial 2002 Stock Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 13:27 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 13,440 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-009413 · doc4.xml · derivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,440 Underlying: Common Stock · 13,440 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. F2 · derivative.exercise_date: The restricted stock units will vest on December 31, 2017. F2 · derivative.expiration_date: The restricted stock units will vest on December 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.