Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | See remarks | September 14, 2021 | September 16, 2021 |
| ENCORE CAPITAL GROUP INCECPG · Entity 1189 | Please refer to Remarks below. | September 01, 2017 | September 06, 2017 |
| Yuma Energy, Inc.YUMA · Entity 181241 | 10% owner | November 07, 2016 | November 08, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DESTINATION XL GROUP, INC.
Report date September 14, 2021 · Filed September 16, 2021
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 3,058,961 |
Reported balance
After 2021-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-14 · Sale · Disposed 5,733,076 · Balance 3,058,961 F1: Represents the $6.10 public offering price less the underwriting discount for shares sold pursuant to an underwriting agreement dated September 9, 2021. F2: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 2,530,552 |
Reported balance
After 2021-09-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-15 · Other · Disposed 528,409 · Balance 2,530,552 F3: On September 15, 2021, RMP made a distribution in-kind for no consideration to its equity holders. F4: Includes shares received by RMCP and RMCM and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced in-kind distribution pursuant to the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the $6.10 public offering price less the underwriting discount for shares sold pursuant to an underwriting agreement dated September 9, 2021.
F2: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.
F3: On September 15, 2021, RMP made a distribution in-kind for no consideration to its equity holders.
F4: Includes shares received by RMCP and RMCM and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced in-kind distribution pursuant to the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
ENCORE CAPITAL GROUP INC
Report date September 01, 2017 · Filed September 06, 2017
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,371 |
Reported balance
After 2017-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-01 · Grant · Acquired 995 · Balance 45,371 F1: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. |
| Common StockSEC Table I · non-derivative | IndirectRMP - See Footnote and Remarks | 1,332,036 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,332,036 F2: These shares are held directly by Red Mountain Partners, L.P. ("RMP"). |
| Common StockSEC Table I · non-derivative | IndirectRMCP - See Footnote and Remarks | 54,600 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 54,600 F3: These shares are held directly by Red Mountain Capital Partners, LLC ("RMCP"). |
Filing footnotes · ownership attribution and instrument terms
F1: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors.
F2: These shares are held directly by Red Mountain Partners, L.P. ("RMP").
F3: These shares are held directly by Red Mountain Capital Partners, LLC ("RMCP").
Yuma Energy, Inc.
Report date November 07, 2016 · Filed November 08, 2016 · Amendment
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN CAPITAL PARTNERS LLC, RMCP DPC LLC, RMCP DPC II LLC, RMCP PIV DPC, L.P., RMCP PIV DPC II, L.P.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Air Transport Services Group, Inc.
Report date June 06, 2017 · Filed June 06, 2017
Jointly reported with MESDAG WILLEM, RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC
Section 16 reporting ended · disclosed 2017-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote 3 and Remarks below | 2,326,108 |
Reported balance
After 2017-06-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-06-06 · Sale · Disposed 4,377,330 · Balance 2,326,108 F1: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017. F2: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering. F3: These shares are held by RMP. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017.
F2: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering.
F3: These shares are held by RMP.
MARLIN BUSINESS SERVICES CORP
Report date August 09, 2021 · Filed September 16, 2021
Jointly reported with MESDAG WILLEM, RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL MANAGEMENT INC, RMCP MANAGER LLC, RED MOUNTAIN INVESTORS I LLC - SERIES A, RED MOUNTAIN CAPITAL PARTNERS LLC
Section 16 reporting ended · disclosed 2021-09-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes and Remarks | 361,069 |
Reported balance
After 2021-08-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-08-09 · Other · Disposed 2,932,510 · Balance 361,069 F1: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI. F2: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Filing footnotes · ownership attribution and instrument terms
F1: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI.
F2: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
NATURES SUNSHINE PRODUCTS INC
Report date September 15, 2021 · Filed September 18, 2021
Jointly reported with MESDAG WILLEM, RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC
Section 16 reporting ended · disclosed 2021-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes and Remarks | 524,997 |
Reported balance
After 2021-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-15 · Other · Disposed 2,407,801 · Balance 524,997 F1: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders. F2: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Filing footnotes · ownership attribution and instrument terms
F1: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders.
F2: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Yuma Energy, Inc.
Report date December 31, 2020 · Filed December 31, 2020
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC, RMCP DPC LLC, RMCP DPC II LLC, RMCP PIV DPC, L.P., RMCP PIV DPC II, L.P.
Section 16 reporting ended · disclosed 2020-12-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote and Remarks Below | 0 |
Reported balance
After 2020-12-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-31 · Other · Disposed 169,473 · Balance 0 F1: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $98.76 | IndirectSee Footnote and Remarks Below | 0 |
Reported balance
After 2020-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-31 · Other · Disposed 2,212,316 · Balance 0 F2: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019. F4: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020. F3: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020.
F2: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019.
F3: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date.
F4: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 7, 2018 21:03 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 10,943 | $2.45 Strike: $2.45 | $26,810.35 |
DisclosureSEC source: 0000813298-18-000009 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,943 Underlying: Common Stock · 10,943 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:49 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 697 | $2.15 Strike: $2.15 | $1,498.55 |
DisclosureSEC source: 0000813298-18-000002 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697 Underlying: Common Stock · 697 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 20:29 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,250 | $2.00 Strike: $2.00 | $4,500.00 |
DisclosureSEC source: 0000813298-17-000103 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 19:39 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 14,111 | $1.90 Strike: $1.90 | $26,810.90 |
DisclosureSEC source: 0000813298-17-000095 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,111 Underlying: Common Stock · 14,111 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:14 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 394 | $1.90 Strike: $1.90 | $748.60 |
DisclosureSEC source: 0000813298-17-000090 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Underlying: Common Stock · 394 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 00:36 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 995 | $41.20 | $40,994.00 |
DisclosureSEC source: 0001084961-17-000113 · wf-form4_150465820008537.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,371 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:06 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,973 | $1.90 Strike: $1.90 | $3,748.70 |
DisclosureSEC source: 0000813298-17-000085 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Underlying: Common Stock · 1,973 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 19:45 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 14,133 | $1.95 Strike: $1.95 | $27,559.35 |
DisclosureSEC source: 0000813298-17-000074 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,133 Underlying: Common Stock · 14,133 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for: (i) participation in meetings of the Board of Directors and/or its committees; and (ii) quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:36 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 2,962 | $40.50 | $119,961.00 |
DisclosureSEC source: 0001084961-17-000083 · wf-form4_149850935294489.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,376 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| June 06, 2017 Filed Jun 6, 2017 18:38 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 4,377,330 | $22.42 | $98,139,738.60 |
DisclosureSEC source: 0001209191-17-038220 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 and Remarks below Disclosed balance after: 2,326,108 F1 · shares: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017. F2 · balance_after: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering. F3 · ownership.nature: These shares are held by RMP. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:14 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 1,142 | $37.65 | $42,996.30 |
DisclosureSEC source: 0001084961-17-000062 · wf-form4_149669722372318.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,414 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:20 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,500 | $2.40 Strike: $2.40 | $6,000.00 |
DisclosureSEC source: 0000813298-17-000066 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| May 01, 2017 Filed May 3, 2017 13:48 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 10,725 | $2.50 Strike: $2.50 | $26,812.50 |
DisclosureSEC source: 0000813298-17-000062 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,725 Underlying: Common Stock · 10,725 shares Expires not disclosed F2 · security: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 19:52 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,339 | $2.80 Strike: $2.80 | $3,749.20 |
DisclosureSEC source: 0000813298-17-000034 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339 Underlying: Common Stock · 1,339 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 18:56 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 68,252 | $16.00 | $1,092,032.00 |
DisclosureSEC source: 0001209191-17-020626 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4 and Remarks below Disclosed balance after: 6,703,438 F4 · price: These shares of Common Stock were sold by RMP on the open market. The price reported in Column 4 is a weighted average per share sale price. These shares were sold in multiple transactions at prices ranging from $15.85 to $16.15, inclusive. Each of RMP, RMCP GP, RMCP LLC, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · ownership.nature: These shares are held by RMP. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 18:56 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 211,557 | $16.55 | $3,501,268.35 |
DisclosureSEC source: 0001209191-17-020626 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 and Remarks below Disclosed balance after: 6,771,690 F3 · price: These shares of Common Stock were sold by RMP on the open market. The price reported in Column 4 is a weighted average per share sale price. These shares were sold in multiple transactions at prices ranging from $16.45 to $16.98, inclusive. Each of RMP, RMCP GP, RMCP LLC, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · ownership.nature: These shares are held by RMP. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 18:56 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 343,624 | $17.17 | $5,900,024.08 |
DisclosureSEC source: 0001209191-17-020626 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 and Remarks below Disclosed balance after: 6,983,247 F1 · price: These shares of Common Stock were sold by Red Mountain Partners, L.P. ("RMP") on the open market. The price reported in Column 4 is a weighted average per share sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.62, inclusive. Each of RMP, RMCP GP LLC ("RMCP GP"), Red Mountain Capital Partners LLC ("RMCP LLC"), Red Mountain Capital Management, Inc. ("RMCM"), and Willem Mesdag undertakes to provide to Air Transport Services Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · ownership.nature: These shares are held by RMP. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:49 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 1,274 | $32.17 | $40,984.58 |
DisclosureSEC source: 0001084961-17-000028 · wf-form4_148850933503010.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,272 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:46 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,000 | $3.00 Strike: $3.00 | $3,000.00 |
DisclosureSEC source: 0000813298-17-000017 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:45 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 7,865 | $3.25 Strike: $3.25 | $25,561.25 |
DisclosureSEC source: 0000813298-17-000014 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,865 Underlying: Common Stock · 7,865 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 21:47 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 49,212 | $3.67 | $180,608.04 |
DisclosureSEC source: 0000813298-17-000002 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,847,469 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $3.55 to $3.75, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 325,115 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 19:42 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 25,788 | $3.58 | $92,321.04 |
DisclosureSEC source: 0000813298-17-000001 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,798,257 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $3.55 to $3.60, inclusive. Each of Mr. Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 275,903 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 19:42 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 25,000 | $3.59 | $89,750.00 |
DisclosureSEC source: 0000813298-17-000001 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,772,469 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $3.425 to $3.625, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 250,115 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 15:11 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 3,000 | $3.77 | $11,295.90 |
DisclosureSEC source: 0001209191-16-156791 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,603,052 F3 · price: These shares of Common Stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. Each of DPC PIV, DPC, RMCP GP, RMCP, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · ownership.nature: 2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 15:11 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 25,000 | $3.73 | $93,260.00 |
DisclosureSEC source: 0001209191-16-156791 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,600,052 F1 · price: These shares of Common Stock were purchased by Red Mountain Capital Partners LLC ("RMCP") on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.605 to $3.90, inclusive. Each of RMCP PIV DPC, L.P. ("DPC PIV"), RMCP DPC LLC ("DPC"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Capital Management, Inc. ("RMCM"), and Willem Mesdag undertakes to provide to Yuma Energy, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · ownership.nature: 2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP. Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 18:25 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 13,100 | $3.63 | $47,550.38 |
DisclosureSEC source: 0001209191-16-156370 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,575,052 F4 · price: These shares of Common Stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.42 to $3.73, inclusive. Each of DPC PIV, DPC, RMCP GP, RMCP LLC, RMCP, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · ownership.nature: 2,525,052 of these shares are held directly by RMCP PIV DPC, L.P. ("DPC PIV") and the remaining shares are held directly by RMCP. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 18:25 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 5,000 | $3.41 | $17,069.50 |
DisclosureSEC source: 0001209191-16-156370 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,561,952 F3 · price: These shares of Common Stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.30 to $3.69, inclusive. Each of DPC PIV, RMCP DPC LLC ("DPC"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Capital Management, Inc. ("RMCM"), and Willem Mesdag undertakes to provide to Yuma Energy, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · ownership.nature: 2,525,052 of these shares are held directly by RMCP PIV DPC, L.P. ("DPC PIV") and the remaining shares are held directly by RMCP. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 18:25 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 100 | $3.30 | $330.00 |
DisclosureSEC source: 0001209191-16-156370 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,556,952 F1 · price: These shares of Common Stock were purchased by Red Mountain Capital Partners LLC ("RMCP") on the open market at $3.30 per share. F2 · ownership.nature: 2,525,052 of these shares are held directly by RMCP PIV DPC, L.P. ("DPC PIV") and the remaining shares are held directly by RMCP. Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 17:09 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 8,100 | $3.39 | $27,429.84 |
DisclosureSEC source: 0001209191-16-155698 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,556,852 F4 · price: These shares of Common Stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.26 to $3.41, inclusive. Each of DPC PIV, DPC, RMCP GP, RMCP LLC, RMCP, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · ownership.nature: 2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP LLC. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 17:09 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 10,630 | $3.42 | $36,403.50 |
DisclosureSEC source: 0001209191-16-155698 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,548,752 F3 · price: These shares of Common Stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.38 to $3.55, inclusive. Each of DPC PIV, DPC, RMCP GP, RMCP LLC, RMCP, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · ownership.nature: 2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP LLC. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:09 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | PurchaseCommon Stock | 13,070 | $3.52 | $45,942.36 |
DisclosureSEC source: 0001209191-16-155698 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks below. Disclosed balance after: 2,538,122 F1 · price: These shares of Common Stock were purchased by Red Mountain Capital Partners LLC ("RMCP") on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.60, inclusive. Each of RMCP PIV DPC, L.P. ("DPC PIV"), RMCP DPC LLC ("DPC"), RMCP GP LLC ("RMCP GP"), RMCP LLC, Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM"), and Willem Mesdag undertakes to provide to Yuma Energy, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · ownership.nature: 2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP LLC. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:39 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 15,000 | $4.16 | $62,400.00 |
DisclosureSEC source: 0000813298-16-000132 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,747,469 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.10 to $4.25, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 225,115 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:14 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 13,341 | $4.14 | $55,231.74 |
DisclosureSEC source: 0000813298-16-000129 · edgar.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,732,469 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.10 to $4.25, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 210,115 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:21 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 1,484 | $26.95 | $39,993.80 |
DisclosureSEC source: 0001084961-16-000232 · wf-form4_148097289469337.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,998 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 22:14 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 17,610 | $4.21 | $74,138.10 |
DisclosureSEC source: 0000813298-16-000129 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,719,128 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.10 to $4.30, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 196,774 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 22:14 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 7,390 | $4.24 | $31,333.60 |
DisclosureSEC source: 0000813298-16-000129 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,701,518 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.20 to $4.25, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 179,164 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 23:05 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 15,200 | $4.21 | $63,992.00 |
DisclosureSEC source: 0000813298-16-000127 · edgar.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,694,128 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.10 to $4.25, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 171,774 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 23:05 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 11,500 | $4.21 | $48,415.00 |
DisclosureSEC source: 0000813298-16-000127 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,678,928 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.125 to $4.25, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 156,574 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:05 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 19,959 | $4.14 | $82,630.26 |
DisclosureSEC source: 0000813298-16-000127 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,667,428 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.075 to $4.20, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 145,074 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:53 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 3,155 | $4.05 Strike: $4.05 | $12,777.75 |
DisclosureSEC source: 0000813298-16-000122 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,155 Underlying: Common Stock · 3,155 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| September 09, 2016 Filed Sep 9, 2016 20:03 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | PurchaseCommon Stock | 5,600 | $19.00 | $106,389.92 |
DisclosureSEC source: 0001209191-16-140850 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 25,000 F4 · price: These shares of common stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.975 to $19.00, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP, RMI, RMCPM and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: These shares are held directly by RMCP. F2 · ownership.nature: These shares are held directly by RMCP. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:03 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | PurchaseCommon Stock | 12,000 | $19.06 | $228,664.80 |
DisclosureSEC source: 0001209191-16-140850 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 19,400 F3 · price: These shares of common stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.93 to $19.24, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP, RMI, RMCPM and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: These shares are held directly by RMCP. F2 · ownership.nature: These shares are held directly by RMCP. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:03 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | PurchaseCommon Stock | 7,400 | $18.88 | $139,715.70 |
DisclosureSEC source: 0001209191-16-140850 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 7,400 F1 · price: These shares of common stock were purchased on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.845 to $18.90, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Marlin Business Services Corp. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: These shares are held directly by RMCP. F2 · ownership.nature: These shares are held directly by RMCP. Read SEC document |
| September 06, 2016 Filed Sep 6, 2016 22:32 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 12,000 | $4.76 | $57,120.00 |
DisclosureSEC source: 0000813298-16-000116 · edgar.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,647,469 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.72 to $4.78, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 125,115 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:32 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 24,000 | $4.73 | $113,520.00 |
DisclosureSEC source: 0000813298-16-000116 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,635,469 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.69 to $4.76, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 113,115 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:32 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 26,000 | $4.65 | $120,900.00 |
DisclosureSEC source: 0000813298-16-000116 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,611,469 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $4.57 to $4.72, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 89,115 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Willem Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:47 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 1,236 | $21.56 | $26,648.16 |
DisclosureSEC source: 0001084961-16-000213 · wf-form4_147319481674185.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,514 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.