Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anywhere Real Estate Inc.RLGY · Entity 69629 | Director | March 26, 2018 | March 28, 2018 |
| ELI LILLY & CoLLY · Entity 2794 | Director | September 21, 2026 | September 22, 2026 |
| First Watch Restaurant Group, Inc.FWRG · Entity 5170 | Director | May 21, 2026 | May 22, 2026 |
| LOWES COMPANIES INCLOW · Entity 2896 | Director | May 29, 2026 | June 01, 2026 |
| MCDONALDS CORPMCD · Entity 2849 | President and COO | December 14, 2009 | December 16, 2009 |
| Traeger, Inc.COOK · Entity 712 | Director | February 02, 2026 | February 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anywhere Real Estate Inc.
Report date March 26, 2018 · Filed March 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 27,823 |
Reported balance
After 2018-03-26 transaction · row 1
1 source rowRow 1 · 2018-03-26 · Grant · Acquired 93 · Balance 27,823 F1: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.
ELI LILLY & Co
Report date September 21, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,838.2192 |
Reported balance
After 2026-09-21 transaction · row 1
1 source rowRow 1 · 2026-09-21 · Grant · Acquired 10.6591 · Balance 55,838.2192 F1: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 758 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 758 F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.
F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
First Watch Restaurant Group, Inc.
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 440,471 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 17,636 · Balance 440,471 F1: Represents the grant by the Issuer of restricted stock units ("RSUs") to the Reporting Person, which vest on May 21, 2027, subject to Reporting Person's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant by the Issuer of restricted stock units ("RSUs") to the Reporting Person, which vest on May 21, 2027, subject to Reporting Person's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
LOWES COMPANIES INC
Report date May 29, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 42,913.648 |
Reported balance
After 2026-05-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 1,003 · Balance 42,913.648 F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. |
Filing footnotes · ownership attribution and instrument terms
F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.
F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.
MCDONALDS CORP
Report date December 14, 2009 · Filed December 16, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,500 |
Reported balance
After 2009-12-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-12-14 · Exercise / conversion · Acquired 42,500 · Balance 42,500 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2009-12-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2009-12-14 · Sale · Disposed 42,500 · Balance 0 F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's. F1: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.025 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 9,707 |
Reported balance
After 2009-12-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2009-12-14 · Sale · Disposed 8,656 · Balance 9,707 F2: This transaction was executed in multiple trades at prices ranging from $62.1802 to $62.1818 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. F3: These shares are held in a trust for the benefit of the reporting person's wife, who is the grantor and trustee of the trust. |
| Common StockSEC Table I · non-derivative | IndirectProfit Sharing Plan | 0 |
Reported balance
After 2009-12-14 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2009-12-14 · Sale · Disposed 12,510 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.75 · Expires 2012-03-20 | Direct | 42,500 |
Reported balance
After 2009-12-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2009-12-14 · Exercise / conversion · Disposed 42,500 · Balance 42,500 F4: Options became exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant. |
| Phantom StockSEC Table II · derivative / convertible security | IndirectNon-Qualified Benefit Plan | 0 |
Reported balance
After 2009-12-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2009-12-14 · Other · Disposed 31,871 · Balance 0 F5: Each share of phantom stock represents the right to receive the cash value of one share of McDonald's Corporation common stock. F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.025 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F2: This transaction was executed in multiple trades at prices ranging from $62.1802 to $62.1818 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3: These shares are held in a trust for the benefit of the reporting person's wife, who is the grantor and trustee of the trust.
F4: Options became exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.
F5: Each share of phantom stock represents the right to receive the cash value of one share of McDonald's Corporation common stock.
F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.
Traeger, Inc.
Report date February 02, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 774,376 |
Reported balance
After 2026-02-02 transaction · row 1
1 source rowRow 1 · 2026-02-02 · Grant · Acquired 37,500 · Balance 774,376 F1: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust dated March 25, 2004 | 333,333 |
Reported balance
Holding disclosure · report date 2026-02-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 333,333 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust dated December 16, 2012 | 48,784 |
Reported balance
Holding disclosure · report date 2026-02-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 48,784 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DUNKIN' BRANDS GROUP, INC.
Report date December 15, 2020 · Filed December 17, 2020
Section 16 reporting ended · disclosed 2020-12-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-15 transaction · row 1
1 source rowRow 1 · 2020-12-15 · Disposition to issuer · Disposed 2,617 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-15 transaction · row 2
1 source rowRow 2 · 2020-12-15 · Disposition to issuer · Disposed 1,924 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-12-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-15 · Disposition to issuer · Disposed 32,121 · Balance 0 F2: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.
F2: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 20, 2019 20:56 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 89 | $122.13 | $10,869.57 |
DisclosureSEC source: 0000059478-19-000117 · wf-form4_155069620500460.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,462 Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 23:07 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 93 | $117.09 | $10,889.37 |
DisclosureSEC source: 0000059478-19-000002 · wf-form4_154837124193431.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,373 Read SEC document |
| January 02, 2019 Filed Jan 7, 2019 21:23 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 596 | $62.92 | $37,500.32 |
DisclosureSEC source: 0001209191-19-002526 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,216 Underlying: Common Stock · 596 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 20:58 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 101 | $108.36 | $10,944.36 |
DisclosureSEC source: 0000059478-18-000301 · wf-form4_154525309499570.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,278 Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 13:01 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 59 | $73.13 | $4,314.67 |
DisclosureSEC source: 0001209191-18-061430 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,620 Underlying: Common Stock · 59 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:16 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,605 | $115.81 | $185,875.05 |
DisclosureSEC source: 0000059478-18-000262 · wf-form4_154275219717054.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,096 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:38 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 99 | $110.62 | $10,951.38 |
DisclosureSEC source: 0000059478-18-000247 · wf-form4_153980871005058.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,491 Read SEC document |
| October 01, 2018 Filed Oct 4, 2018 20:26 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 515 | $72.76 | $37,471.40 |
DisclosureSEC source: 0001209191-18-054250 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,560 Underlying: Common Stock · 515 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:49 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 105 | $105.71 | $11,099.55 |
DisclosureSEC source: 0000059478-18-000226 · wf-form4_153739372778603.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,392 Read SEC document |
| September 05, 2018 Filed Sep 10, 2018 20:13 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 55 | $75.52 | $4,153.60 |
DisclosureSEC source: 0001209191-18-050235 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,045 Underlying: Common Stock · 55 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 16:58 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 103 | $105.82 | $10,899.46 |
DisclosureSEC source: 0000059478-18-000204 · wf-form4_153487069633902.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,071 Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 19:37 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 123 | $89.07 | $10,955.61 |
DisclosureSEC source: 0000059478-18-000181 · wf-form4_153194265991434.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,968 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 20:17 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 471 | $69.00 | $32,499.00 |
DisclosureSEC source: 0001209191-18-041987 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,990 Underlying: Common Stock · 471 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:06 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 127 | $86.11 | $10,935.97 |
DisclosureSEC source: 0000059478-18-000171 · wf-form4_152952515835141.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,845 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:02 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 60 | $66.15 | $3,969.00 |
DisclosureSEC source: 0001209191-18-036716 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,519 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 12:23 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000106 · wf-form4_152820138090264.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,349.743 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. Read SEC document |
| May 21, 2018 Filed May 23, 2018 20:21 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 133 | $81.83 | $10,883.39 |
DisclosureSEC source: 0000059478-18-000153 · wf-form4_152710683999376.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,455 Read SEC document |
| May 16, 2018 Filed May 18, 2018 12:16 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantCommon Stock | 1,716 | $64.11 | $110,012.76 |
DisclosureSEC source: 0001209191-18-031265 · doc4.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,932 F2 · price: Represents the grant date fair value of the restricted stock united based on ASC Topic 718. F1 · acquired: Securities acquired represent restricted stock units that will vest in full as of May 16, 2019, which were granted by the Issuer in connection with the Reporting Person's services as a director. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 13:51 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 136 | $80.12 | $10,896.32 |
DisclosureSEC source: 0000059478-18-000125 · wf-form4_152405944503575.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,322 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:33 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 473 | $58.10 | $27,481.30 |
DisclosureSEC source: 0001209191-18-023686 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,460 Underlying: Common Stock · 473 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:48 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-18-000086 · wf-form4_152227007328984.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,823 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units. Read SEC document |
| March 21, 2018 Filed Mar 26, 2018 20:08 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 62 | $60.89 | $3,775.18 |
DisclosureSEC source: 0001209191-18-021612 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,986 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 17:02 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 139 | $78.57 | $10,921.23 |
DisclosureSEC source: 0000059478-18-000117 · wf-form4_152165174107261.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,186 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 141 | $77.55 | $10,934.55 |
DisclosureSEC source: 0000059478-18-000094 · wf-form4_151933751772555.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,768 Read SEC document |
| January 16, 2018 Filed Jan 30, 2018 21:15 UTC Amendment | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 128 | $85.29 | $10,917.12 |
DisclosureSEC source: 0000059478-18-000022 · wf-form4a_151734691081795.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,630 F1 · date: Amended to correct the transaction date of the originally filed Form 4. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 21:09 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 128 | $85.29 | $10,917.12 |
DisclosureSEC source: 0000059478-18-000008 · wf-form4_151622334123851.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,630 Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:09 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 427 | $64.40 | $27,498.80 |
DisclosureSEC source: 0001209191-18-002910 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,924 Underlying: Common Stock · 427 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 12:59 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPhantom Stock · Derivative | 309.339 | $92.94 | $28,749.97 |
DisclosureSEC source: 0000060667-18-000006 · wf-form4_151498433615290.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,484.199 Underlying: Common Stock · 309.339 shares Expires not disclosed F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 127 | $86.08 | $10,932.16 |
DisclosureSEC source: 0000059478-17-000257 · wf-form4_151380124434505.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,502 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:25 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 56 | $60.02 | $3,361.12 |
DisclosureSEC source: 0001209191-17-064707 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,497 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:21 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-17-000236 · wf-form4_151242245098364.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,730 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on November 30, 2017. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 15:13 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 2,055 | $83.18 | $170,934.90 |
DisclosureSEC source: 0000059478-17-000222 · wf-form4_151136357607163.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,153 Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 19:51 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 127 | $85.95 | $10,915.65 |
DisclosureSEC source: 0000059478-17-000197 · wf-form4_150835626828636.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,098 Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:35 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 606 | $54.30 | $32,905.80 |
DisclosureSEC source: 0001209191-17-056468 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,442 Underlying: Common Stock · 606 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:10 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 693 | $33.39 | $23,139.27 |
DisclosureSEC source: 0001398987-17-000193 · edgar.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,641 F1 · shares: Deferred stock units issued for quarterly director cash fees of $23,125 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 12:46 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPhantom Stock · Derivative | 359.645 | $79.94 | $28,750.02 |
DisclosureSEC source: 0000060667-17-000163 · wf-form4_150703479965212.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,095.136 Underlying: Common Stock · 359.645 shares Expires not disclosed F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:30 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 132 | $82.52 | $10,892.64 |
DisclosureSEC source: 0000059478-17-000191 · wf-form4_150593943899068.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,971 Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:58 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 60 | $52.26 | $3,135.60 |
DisclosureSEC source: 0001209191-17-052074 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,835 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 19:58 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-17-000167 · edgar.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,948 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on August 30, 2017. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 18:49 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 141 | $77.38 | $10,910.58 |
DisclosureSEC source: 0000059478-17-000185 · wf-form4_150351413899419.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,611 Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 18:39 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 131 | $83.64 | $10,956.84 |
DisclosureSEC source: 0000059478-17-000176 · wf-form4_150040317644005.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,470 Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:12 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 701 | $33.00 | $23,133.00 |
DisclosureSEC source: 0001398987-17-000155 · edgar.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,877 F1 · shares: Deferred stock units issued for quarterly director cash fees of $23,125 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:21 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 491 | $55.42 | $27,211.22 |
DisclosureSEC source: 0001209191-17-044016 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,775 Underlying: Common Stock · 491 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 12:14 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPhantom Stock · Derivative | 370.824 | $77.53 | $28,749.98 |
DisclosureSEC source: 0000060667-17-000121 · wf-form4_149925684963175.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,657.66 Underlying: Common Stock · 370.824 shares Expires not disclosed F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 19:40 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 133 | $82.34 | $10,951.22 |
DisclosureSEC source: 0000059478-17-000168 · wf-form4_149807399114216.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,339 Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:19 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantDeferred Stock Units · Derivative | 52 | $56.96 | $2,961.92 |
DisclosureSEC source: 0001209191-17-040505 · doc4.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,284 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 12:26 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 2,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-17-000100 · wf-form4_149675200206037.xml · derivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,944.547 Underlying: Common Stock · 2,200 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 21:00 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-17-000133 · edgar.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,176 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on May 31, 2017. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 18:47 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 136 | $80.30 | $10,920.80 |
DisclosureSEC source: 0000059478-17-000150 · wf-form4_149504682842264.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,980 Read SEC document |
| May 10, 2017 Filed May 12, 2017 21:00 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantCommon Stock | 1,976 | $55.69 | $110,043.44 |
DisclosureSEC source: 0001209191-17-032047 · doc4.xml · nonDerivative · entry 1 Alvarez Ralph · CIK 0001310215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,169 F1 · acquired: Securities acquired represent restricted stock units that will vest in full as of May 10, 2018, which were granted by the Issuer in connection with the Reporting Person's services as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.