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Alvarez Ralph

Disclosed activity across 7 companies

Tapewire entity
10430
SEC CIK
0001310215

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anywhere Real Estate Inc.RLGY · Entity 69629DirectorMarch 26, 2018March 28, 2018
ELI LILLY & CoLLY · Entity 2794DirectorSeptember 21, 2026September 22, 2026
First Watch Restaurant Group, Inc.FWRG · Entity 5170DirectorMay 21, 2026May 22, 2026
LOWES COMPANIES INCLOW · Entity 2896DirectorMay 29, 2026June 01, 2026
MCDONALDS CORPMCD · Entity 2849President and COODecember 14, 2009December 16, 2009
Traeger, Inc.COOK · Entity 712DirectorFebruary 02, 2026February 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Anywhere Real Estate Inc.

Report date March 26, 2018 · Filed March 28, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect27,823 Reported balance After 2018-03-26 transaction · row 1
1 source row

Row 1 · 2018-03-26 · Grant · Acquired 93 · Balance 27,823

F1: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

ELI LILLY & Co

Report date September 21, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,838.2192 Reported balance After 2026-09-21 transaction · row 1
1 source row

Row 1 · 2026-09-21 · Grant · Acquired 10.6591 · Balance 55,838.2192

F1: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Common StockSEC Table I · non-derivativeIndirectBy Trust758 Reported balance Holding disclosure · report date 2026-09-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 758

F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

First Watch Restaurant Group, Inc.

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect440,471 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 17,636 · Balance 440,471

F1: Represents the grant by the Issuer of restricted stock units ("RSUs") to the Reporting Person, which vest on May 21, 2027, subject to Reporting Person's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant by the Issuer of restricted stock units ("RSUs") to the Reporting Person, which vest on May 21, 2027, subject to Reporting Person's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

LOWES COMPANIES INC

Report date May 29, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct42,913.648 Reported balance After 2026-05-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 1,003 · Balance 42,913.648

F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

MCDONALDS CORP

Report date December 14, 2009 · Filed December 16, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,500 Reported balance After 2009-12-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2009-12-14 · Exercise / conversion · Acquired 42,500 · Balance 42,500

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2009-12-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2009-12-14 · Sale · Disposed 42,500 · Balance 0

F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.

F1: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.025 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Trust9,707 Reported balance After 2009-12-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2009-12-14 · Sale · Disposed 8,656 · Balance 9,707

F2: This transaction was executed in multiple trades at prices ranging from $62.1802 to $62.1818 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F3: These shares are held in a trust for the benefit of the reporting person's wife, who is the grantor and trustee of the trust.

Common StockSEC Table I · non-derivativeIndirectProfit Sharing Plan0 Reported balance After 2009-12-14 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2009-12-14 · Sale · Disposed 12,510 · Balance 0

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.75 · Expires 2012-03-20Direct42,500 Reported balance After 2009-12-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2009-12-14 · Exercise / conversion · Disposed 42,500 · Balance 42,500

F4: Options became exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

Phantom StockSEC Table II · derivative / convertible securityIndirectNon-Qualified Benefit Plan0 Reported balance After 2009-12-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2009-12-14 · Other · Disposed 31,871 · Balance 0

F5: Each share of phantom stock represents the right to receive the cash value of one share of McDonald's Corporation common stock.

F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.025 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F2: This transaction was executed in multiple trades at prices ranging from $62.1802 to $62.1818 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F3: These shares are held in a trust for the benefit of the reporting person's wife, who is the grantor and trustee of the trust.

F4: Options became exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

F5: Each share of phantom stock represents the right to receive the cash value of one share of McDonald's Corporation common stock.

F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.

Traeger, Inc.

Report date February 02, 2026 · Filed February 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect774,376 Reported balance After 2026-02-02 transaction · row 1
1 source row

Row 1 · 2026-02-02 · Grant · Acquired 37,500 · Balance 774,376

F1: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust dated March 25, 2004333,333 Reported balance Holding disclosure · report date 2026-02-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 333,333

Common StockSEC Table I · non-derivativeIndirectBy Family Trust dated December 16, 201248,784 Reported balance Holding disclosure · report date 2026-02-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 48,784

Filing footnotes · ownership attribution and instrument terms

F1: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DUNKIN' BRANDS GROUP, INC.

Report date December 15, 2020 · Filed December 17, 2020

Section 16 reporting ended · disclosed 2020-12-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-15 transaction · row 1
1 source row

Row 1 · 2020-12-15 · Disposition to issuer · Disposed 2,617 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-15 transaction · row 2
1 source row

Row 2 · 2020-12-15 · Disposition to issuer · Disposed 1,924 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-12-15 · Disposition to issuer · Disposed 32,121 · Balance 0

F2: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

F2: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2019 Filed Feb 20, 2019 20:56 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 89 $122.13 $10,869.57
Disclosure

SEC source: 0000059478-19-000117 · wf-form4_155069620500460.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,462

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:07 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 93 $117.09 $10,889.37
Disclosure

SEC source: 0000059478-19-000002 · wf-form4_154837124193431.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,373

Read SEC document
January 02, 2019 Filed Jan 7, 2019 21:23 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 596 $62.92 $37,500.32
Disclosure

SEC source: 0001209191-19-002526 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,216

Underlying: Common Stock · 596 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 20:58 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 101 $108.36 $10,944.36
Disclosure

SEC source: 0000059478-18-000301 · wf-form4_154525309499570.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,278

Read SEC document
December 05, 2018 Filed Dec 7, 2018 13:01 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 59 $73.13 $4,314.67
Disclosure

SEC source: 0001209191-18-061430 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,620

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:16 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,605 $115.81 $185,875.05
Disclosure

SEC source: 0000059478-18-000262 · wf-form4_154275219717054.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,096

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:38 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 99 $110.62 $10,951.38
Disclosure

SEC source: 0000059478-18-000247 · wf-form4_153980871005058.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,491

Read SEC document
October 01, 2018 Filed Oct 4, 2018 20:26 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 515 $72.76 $37,471.40
Disclosure

SEC source: 0001209191-18-054250 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,560

Underlying: Common Stock · 515 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:49 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 105 $105.71 $11,099.55
Disclosure

SEC source: 0000059478-18-000226 · wf-form4_153739372778603.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,392

Read SEC document
September 05, 2018 Filed Sep 10, 2018 20:13 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 55 $75.52 $4,153.60
Disclosure

SEC source: 0001209191-18-050235 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,045

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 16:58 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 103 $105.82 $10,899.46
Disclosure

SEC source: 0000059478-18-000204 · wf-form4_153487069633902.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,071

Read SEC document
July 16, 2018 Filed Jul 18, 2018 19:37 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 123 $89.07 $10,955.61
Disclosure

SEC source: 0000059478-18-000181 · wf-form4_153194265991434.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,968

Read SEC document
July 05, 2018 Filed Jul 9, 2018 20:17 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 471 $69.00 $32,499.00
Disclosure

SEC source: 0001209191-18-041987 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,990

Underlying: Common Stock · 471 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:06 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 127 $86.11 $10,935.97
Disclosure

SEC source: 0000059478-18-000171 · wf-form4_152952515835141.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,845

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:02 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 60 $66.15 $3,969.00
Disclosure

SEC source: 0001209191-18-036716 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,519

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 12:23 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantDeferred Stock Units · Derivative 1,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000060667-18-000106 · wf-form4_152820138090264.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,349.743

Underlying: Common Stock · 1,900 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:21 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 133 $81.83 $10,883.39
Disclosure

SEC source: 0000059478-18-000153 · wf-form4_152710683999376.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,455

Read SEC document
May 16, 2018 Filed May 18, 2018 12:16 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantCommon Stock 1,716 $64.11 $110,012.76
Disclosure

SEC source: 0001209191-18-031265 · doc4.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,932

F2 · price: Represents the grant date fair value of the restricted stock united based on ASC Topic 718.

F1 · acquired: Securities acquired represent restricted stock units that will vest in full as of May 16, 2019, which were granted by the Issuer in connection with the Reporting Person's services as a director.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:51 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 136 $80.12 $10,896.32
Disclosure

SEC source: 0000059478-18-000125 · wf-form4_152405944503575.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,322

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:33 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 473 $58.10 $27,481.30
Disclosure

SEC source: 0001209191-18-023686 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,460

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:48 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 93 $0.00 $0.00
Disclosure

SEC source: 0001398987-18-000086 · wf-form4_152227007328984.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,823

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

Read SEC document
March 21, 2018 Filed Mar 26, 2018 20:08 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 62 $60.89 $3,775.18
Disclosure

SEC source: 0001209191-18-021612 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,986

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:02 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 139 $78.57 $10,921.23
Disclosure

SEC source: 0000059478-18-000117 · wf-form4_152165174107261.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,186

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 141 $77.55 $10,934.55
Disclosure

SEC source: 0000059478-18-000094 · wf-form4_151933751772555.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,768

Read SEC document
January 16, 2018 Filed Jan 30, 2018 21:15 UTC Amendment ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 128 $85.29 $10,917.12
Disclosure

SEC source: 0000059478-18-000022 · wf-form4a_151734691081795.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,630

F1 · date: Amended to correct the transaction date of the originally filed Form 4.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:09 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 128 $85.29 $10,917.12
Disclosure

SEC source: 0000059478-18-000008 · wf-form4_151622334123851.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,630

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:09 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 427 $64.40 $27,498.80
Disclosure

SEC source: 0001209191-18-002910 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,924

Underlying: Common Stock · 427 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 12:59 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPhantom Stock · Derivative 309.339 $92.94 $28,749.97
Disclosure

SEC source: 0000060667-18-000006 · wf-form4_151498433615290.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,484.199

Underlying: Common Stock · 309.339 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 20:20 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 127 $86.08 $10,932.16
Disclosure

SEC source: 0000059478-17-000257 · wf-form4_151380124434505.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,502

Read SEC document
December 06, 2017 Filed Dec 8, 2017 21:25 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 56 $60.02 $3,361.12
Disclosure

SEC source: 0001209191-17-064707 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:21 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 89 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000236 · wf-form4_151242245098364.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,730

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on November 30, 2017. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:13 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,055 $83.18 $170,934.90
Disclosure

SEC source: 0000059478-17-000222 · wf-form4_151136357607163.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,153

Read SEC document
October 16, 2017 Filed Oct 18, 2017 19:51 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 127 $85.95 $10,915.65
Disclosure

SEC source: 0000059478-17-000197 · wf-form4_150835626828636.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,098

Read SEC document
October 05, 2017 Filed Oct 10, 2017 20:35 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 606 $54.30 $32,905.80
Disclosure

SEC source: 0001209191-17-056468 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,442

Underlying: Common Stock · 606 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:10 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 693 $33.39 $23,139.27
Disclosure

SEC source: 0001398987-17-000193 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,641

F1 · shares: Deferred stock units issued for quarterly director cash fees of $23,125 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 12:46 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPhantom Stock · Derivative 359.645 $79.94 $28,750.02
Disclosure

SEC source: 0000060667-17-000163 · wf-form4_150703479965212.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,095.136

Underlying: Common Stock · 359.645 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:30 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 132 $82.52 $10,892.64
Disclosure

SEC source: 0000059478-17-000191 · wf-form4_150593943899068.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,971

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:58 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 60 $52.26 $3,135.60
Disclosure

SEC source: 0001209191-17-052074 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,835

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 19:58 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 71 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000167 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,948

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on August 30, 2017. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:49 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 141 $77.38 $10,910.58
Disclosure

SEC source: 0000059478-17-000185 · wf-form4_150351413899419.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,611

Read SEC document
July 17, 2017 Filed Jul 18, 2017 18:39 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 131 $83.64 $10,956.84
Disclosure

SEC source: 0000059478-17-000176 · wf-form4_150040317644005.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,470

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:12 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 701 $33.00 $23,133.00
Disclosure

SEC source: 0001398987-17-000155 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,877

F1 · shares: Deferred stock units issued for quarterly director cash fees of $23,125 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:21 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 491 $55.42 $27,211.22
Disclosure

SEC source: 0001209191-17-044016 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,775

Underlying: Common Stock · 491 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

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June 30, 2017 Filed Jul 5, 2017 12:14 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPhantom Stock · Derivative 370.824 $77.53 $28,749.98
Disclosure

SEC source: 0000060667-17-000121 · wf-form4_149925684963175.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657.66

Underlying: Common Stock · 370.824 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

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June 19, 2017 Filed Jun 21, 2017 19:40 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 133 $82.34 $10,951.22
Disclosure

SEC source: 0000059478-17-000168 · wf-form4_149807399114216.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,339

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June 14, 2017 Filed Jun 16, 2017 20:19 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 52 $56.96 $2,961.92
Disclosure

SEC source: 0001209191-17-040505 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,284

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

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June 02, 2017 Filed Jun 6, 2017 12:26 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantDeferred Stock Units · Derivative 2,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000060667-17-000100 · wf-form4_149675200206037.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,944.547

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

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May 31, 2017 Filed Jun 2, 2017 21:00 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 77 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000133 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on May 31, 2017. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

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May 15, 2017 Filed May 17, 2017 18:47 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 136 $80.30 $10,920.80
Disclosure

SEC source: 0000059478-17-000150 · wf-form4_149504682842264.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,980

Read SEC document
May 10, 2017 Filed May 12, 2017 21:00 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantCommon Stock 1,976 $55.69 $110,043.44
Disclosure

SEC source: 0001209191-17-032047 · doc4.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169

F1 · acquired: Securities acquired represent restricted stock units that will vest in full as of May 10, 2018, which were granted by the Issuer in connection with the Reporting Person's services as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.