Alvarez Ralph

SEC source: 0001209191-17-035526 · doc4a.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,216

F2 · price: Represents the grant date fair value of the restricted stock unit based on ASC Topic 718.

F1 · acquired: Securities acquired represent restricted stock units that will vest in full as of May 10, 2018, which were granted by the Issuer in connection with the Reporting Person's services as a director.

SEC source: 0001398987-17-000117 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,099

F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the Amended and Restated 2012 Long Term Incentive Plan.

SEC source: 0000059478-17-000121 · wf-form4_149262691663841.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,844

SEC source: 0001209191-17-025583 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Underlying: Common Stock · 492 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

SEC source: 0001398987-17-000105 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,501

F1 · shares: Deferred stock units issued for quarterly director cash fees of $23,125 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors.

SEC source: 0000060667-17-000050 · wf-form4_149125167949282.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,228.83

Underlying: Common Stock · 349.714 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0001398987-17-000078 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,706

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 23, 2017. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

SEC source: 0001209191-17-022765 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

SEC source: 0000059478-17-000110 · wf-form4_149021603793084.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,711

SEC source: 0000059478-17-000104 · wf-form4_148789309369708.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,362

SEC source: 0000059478-17-000057 · wf-form4_148590579106932.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,203

SEC source: 0001398987-17-000003 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,642

F1 · shares: Deferred stock units issued for quarterly director cash fees of $23,125 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors.

SEC source: 0001209191-17-002001 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,691

Underlying: Common Stock · 514 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

SEC source: 0000060667-17-000006 · wf-form4_148348050482068.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,812.197

Underlying: Common Stock · 369.094 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0000059478-17-000002 · wf-form4_148347725166535.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,061

SEC source: 0000059478-17-000106 · wf-form4a_148789319674823.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,084

F1 · shares: This amendment is being filed to correct the number of securities as beneficially owned on the original Form 4. Twenty-three (23) shares were inadvertently omitted from the monthly totals between the period of June through December 2016, and also were omitted from one Form 4 filed by the reporting person after the original Form 4.

F1 · balance_after: This amendment is being filed to correct the number of securities as beneficially owned on the original Form 4. Twenty-three (23) shares were inadvertently omitted from the monthly totals between the period of June through December 2016, and also were omitted from one Form 4 filed by the reporting person after the original Form 4.

SEC source: 0001398987-16-000360 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,759

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on December 1, 2016. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

SEC source: 0001209191-16-153026 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,177

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

SEC source: 0000059478-16-000460 · wf-form4_148062800739734.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,700

SEC source: 0000059478-16-000444 · wf-form4_147794534039100.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,483

SEC source: 0001398987-16-000340 · edgar.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,684

F1 · shares: Deferred stock units issued for quarterly director cash fees of $23,125 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors.

SEC source: 0001209191-16-144944 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,132

Underlying: Common Stock · 519 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

SEC source: 0000060667-16-000391 · wf-form4_147558483661539.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,371.796

Underlying: Common Stock · 363.523 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0000059478-16-000422 · wf-form4_147560170183258.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,357

SEC source: 0001209191-16-140036 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,613

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

SEC source: 0000059478-16-000420 · wf-form4_147276040163709.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,026

SEC source: 0000059478-16-000404 · wf-form4_147006564690791.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,902

SEC source: 0000060667-16-000354 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,952.97

Underlying: Common Stock · 331.565 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0000059478-16-000387 · wf-form4_146732001349022.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,778

SEC source: 0000059478-16-000375 · wf-form4_146480328050263.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,425

SEC source: 0000060667-16-000332 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,316.43

Underlying: Common Stock · 1,900 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

SEC source: 0000059478-16-000355 · wf-form4_146230753363608.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,298

SEC source: 0000060667-16-000286 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,574.902

Underlying: Common Stock · 346.535 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0000059478-16-000333 · wf-form4_145944638663036.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,170

SEC source: 0000059478-16-000327 · wf-form4_145686427054911.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,806

SEC source: 0000059478-16-000283 · wf-form4_145444532299132.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,671

SEC source: 0000060667-16-000200 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,180.915

Underlying: Common Stock · 345.213 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0000059478-16-000229 · wf-form4_145194236870313.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,552

SEC source: 0000059478-15-000201 · wf-form4_144908348977786.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,272

SEC source: 0000059478-15-000177 · wf-form4_144658126338944.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,365

SEC source: 0000060667-15-000167 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,791.057

Underlying: Common Stock · 373.772 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · date: The regularly scheduled crediting date for the deferred compensation was September 30, 2015. However, during the period beginning September 24, 2015 and ending October 1, 2015, the Reporting Person was subject to trading restrictions imposed under Section 306 of the Sarbanes-Oxley Act of 2002 and Section 104 of Regulation BTR under the Securities Exchange Act of 1934 as a result of a blackout period under the Lowe's 401(k) Plan. See Form 8-K filed by the Issuer for Item 5.04 on August 20, 2015. The crediting of the deferred compensation was delayed until the expiration of the trading restrictions.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F4 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0000059478-15-000170 · wf-form4_144370928218650.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,241

SEC source: 0000059478-15-000168 · wf-form4_144119673913797.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,969

SEC source: 0000059478-15-000166 · wf-form4_143870300729453.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,850

SEC source: 0000060667-15-000115 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,371.381

Underlying: Common Stock · 391.967 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

SEC source: 0000059478-15-000155 · wf-form4_143568249639505.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,737

SEC source: 0000060667-15-000092 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081.715

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

SEC source: 0000059478-15-000151 · wf-form4_143319084598900.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,452

SEC source: 0000059478-15-000130 · wf-form4_143041522193491.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,316

SEC source: 0000060667-15-000065 · edgardoc.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,943.678

Underlying: Common Stock · 352.87 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.