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person · Reporting owner

Alvarez Ralph

Disclosed activity across 7 companies

Tapewire entity
10430
SEC CIK
0001310215

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anywhere Real Estate Inc.RLGY · Entity 69629DirectorMarch 26, 2018March 28, 2018
ELI LILLY & CoLLY · Entity 2794DirectorSeptember 21, 2026September 22, 2026
First Watch Restaurant Group, Inc.FWRG · Entity 5170DirectorMay 21, 2026May 22, 2026
LOWES COMPANIES INCLOW · Entity 2896DirectorMay 29, 2026June 01, 2026
MCDONALDS CORPMCD · Entity 2849President and COODecember 14, 2009December 16, 2009
Traeger, Inc.COOK · Entity 712DirectorFebruary 02, 2026February 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Anywhere Real Estate Inc.

Report date March 26, 2018 · Filed March 28, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect27,823 Reported balance After 2018-03-26 transaction · row 1
1 source row

Row 1 · 2018-03-26 · Grant · Acquired 93 · Balance 27,823

F1: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units and deferred stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units and, with respect to deferred stock units, are settleable on the same terms as the underlying deferred stock units.

ELI LILLY & Co

Report date September 21, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,838.2192 Reported balance After 2026-09-21 transaction · row 1
1 source row

Row 1 · 2026-09-21 · Grant · Acquired 10.6591 · Balance 55,838.2192

F1: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Common StockSEC Table I · non-derivativeIndirectBy Trust758 Reported balance Holding disclosure · report date 2026-09-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 758

F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

First Watch Restaurant Group, Inc.

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect440,471 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 17,636 · Balance 440,471

F1: Represents the grant by the Issuer of restricted stock units ("RSUs") to the Reporting Person, which vest on May 21, 2027, subject to Reporting Person's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant by the Issuer of restricted stock units ("RSUs") to the Reporting Person, which vest on May 21, 2027, subject to Reporting Person's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

LOWES COMPANIES INC

Report date May 29, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct42,913.648 Reported balance After 2026-05-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 1,003 · Balance 42,913.648

F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

MCDONALDS CORP

Report date December 14, 2009 · Filed December 16, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,500 Reported balance After 2009-12-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2009-12-14 · Exercise / conversion · Acquired 42,500 · Balance 42,500

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2009-12-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2009-12-14 · Sale · Disposed 42,500 · Balance 0

F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.

F1: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.025 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Trust9,707 Reported balance After 2009-12-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2009-12-14 · Sale · Disposed 8,656 · Balance 9,707

F2: This transaction was executed in multiple trades at prices ranging from $62.1802 to $62.1818 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F3: These shares are held in a trust for the benefit of the reporting person's wife, who is the grantor and trustee of the trust.

Common StockSEC Table I · non-derivativeIndirectProfit Sharing Plan0 Reported balance After 2009-12-14 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2009-12-14 · Sale · Disposed 12,510 · Balance 0

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.75 · Expires 2012-03-20Direct42,500 Reported balance After 2009-12-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2009-12-14 · Exercise / conversion · Disposed 42,500 · Balance 42,500

F4: Options became exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

Phantom StockSEC Table II · derivative / convertible securityIndirectNon-Qualified Benefit Plan0 Reported balance After 2009-12-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2009-12-14 · Other · Disposed 31,871 · Balance 0

F5: Each share of phantom stock represents the right to receive the cash value of one share of McDonald's Corporation common stock.

F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.025 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F2: This transaction was executed in multiple trades at prices ranging from $62.1802 to $62.1818 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F3: These shares are held in a trust for the benefit of the reporting person's wife, who is the grantor and trustee of the trust.

F4: Options became exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

F5: Each share of phantom stock represents the right to receive the cash value of one share of McDonald's Corporation common stock.

F6: Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.

Traeger, Inc.

Report date February 02, 2026 · Filed February 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect774,376 Reported balance After 2026-02-02 transaction · row 1
1 source row

Row 1 · 2026-02-02 · Grant · Acquired 37,500 · Balance 774,376

F1: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust dated March 25, 2004333,333 Reported balance Holding disclosure · report date 2026-02-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 333,333

Common StockSEC Table I · non-derivativeIndirectBy Family Trust dated December 16, 201248,784 Reported balance Holding disclosure · report date 2026-02-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 48,784

Filing footnotes · ownership attribution and instrument terms

F1: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DUNKIN' BRANDS GROUP, INC.

Report date December 15, 2020 · Filed December 17, 2020

Section 16 reporting ended · disclosed 2020-12-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-15 transaction · row 1
1 source row

Row 1 · 2020-12-15 · Disposition to issuer · Disposed 2,617 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-15 transaction · row 2
1 source row

Row 2 · 2020-12-15 · Disposition to issuer · Disposed 1,924 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-12-15 · Disposition to issuer · Disposed 32,121 · Balance 0

F2: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

F2: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2022 Filed Jan 20, 2022 22:21 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 46 $247.07 $11,365.22
Disclosure

SEC source: 0000059478-22-000005 · wf-form4_164271724684357.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,142

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:26 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000242 · wf-form4_164020836805321.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,096

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:14 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 677 $258.43 $174,957.11
Disclosure

SEC source: 0000059478-21-000233 · wf-form4_163718722060858.xml · nonDerivative · entry 2

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,878

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:14 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 42 $258.43 $10,854.06
Disclosure

SEC source: 0000059478-21-000233 · wf-form4_163718722060858.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,201

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
October 29, 2021 Filed Apr 22, 2022 00:25 UTC Traeger, Inc. COOK · Entity 712 GrantCommon Stock 1,424 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000039 · wf-form4_165058713330792.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,118

F1 · acquired: Represents an award of fully-vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:13 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 46 $238.98 $10,993.08
Disclosure

SEC source: 0000059478-21-000209 · wf-form4_163476080396694.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,159

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 22:07 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 47 $231.64 $10,887.08
Disclosure

SEC source: 0000059478-21-000202 · wf-form4_163234842761955.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,113

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:11 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 40 $269.94 $10,797.60
Disclosure

SEC source: 0000059478-21-000187 · wf-form4_162923463359691.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,889

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:39 UTC Traeger, Inc. COOK · Entity 712 GrantCommon Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031652 · doc4.xml · nonDerivative · entry 2

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,694

F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the stockholders in 2022, subject to continued service through the vesting date. Mr. Alvarez has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until Mr. Alvarez incurs a separation from service from the Issuer, or, if earlier, in the event of a "Change in Control" (as defined in the Deferred Compensation Plan) of the Issuer.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:39 UTC Traeger, Inc. COOK · Entity 712 PurchaseCommon Stock 150,000 $18.00 $2,700,000.00
Disclosure

SEC source: 0000899243-21-031652 · doc4.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:23 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 47 $234.14 $11,004.58
Disclosure

SEC source: 0000059478-21-000161 · wf-form4_162689898615045.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,849

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:34 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 49 $222.67 $10,910.83
Disclosure

SEC source: 0000059478-21-000147 · wf-form4_162448043600293.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,802

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 11:49 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantDeferred Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000060667-21-000095 · wf-form4_162263456822251.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,186.318

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:27 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 56 $195.53 $10,949.68
Disclosure

SEC source: 0000059478-21-000133 · wf-form4_162145604425259.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,573

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:23 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 58 $189.64 $10,999.12
Disclosure

SEC source: 0000059478-21-000111 · wf-form4_161903661718601.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,517

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:41 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 58 $189.16 $10,971.28
Disclosure

SEC source: 0000059478-21-000100 · wf-form4_161601369690417.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,459

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:26 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 53 $207.76 $11,011.28
Disclosure

SEC source: 0000059478-21-000086 · wf-form4_161368359149440.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,198

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:49 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 55 $198.48 $10,916.40
Disclosure

SEC source: 0000059478-21-000008 · wf-form4_161128377092505.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,144

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:00 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 Disposition to issuerDeferred Stock Units · Derivative 32,121 $106.50 $3,420,886.50
Disclosure

SEC source: 0001209191-20-064019 · doc4.xml · derivative · entry 3

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,121 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

F1 · price: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

F2 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:00 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 Disposition to issuerRestricted Stock Units 1,924 $106.50 $204,906.00
Disclosure

SEC source: 0001209191-20-064019 · doc4.xml · nonDerivative · entry 2

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

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December 15, 2020 Filed Dec 17, 2020 21:00 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 Disposition to issuerCommon Stock 2,617 $106.50 $278,710.50
Disclosure

SEC source: 0001209191-20-064019 · doc4.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:19 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000159 · wf-form4_160575233895792.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,870

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:05 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 90 $75.73 $6,815.70
Disclosure

SEC source: 0001209191-20-050125 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,162

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 13:01 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantDeferred Stock Units · Derivative 1,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000060667-20-000097 · wf-form4_159110289115991.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,838.627

Underlying: Common Stock · 1,400 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

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May 12, 2020 Filed May 14, 2020 20:15 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantCommon Stock 1,924 $62.38 $120,019.12
Disclosure

SEC source: 0001209191-20-029175 · doc4.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,501

F2 · price: Represents the grant date fair value of the restricted stock united based on ASC Topic 718.

F1 · acquired: Securities acquired represent restricted stock units that will vest in full as of May 12, 2021, which were granted by the Issuer in connection with the Reporting Person's services as a director.

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March 18, 2020 Filed Mar 20, 2020 20:03 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 153 $44.28 $6,774.84
Disclosure

SEC source: 0001209191-20-020416 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,072

Underlying: Common Stock · 153 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:16 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 507 $76.46 $38,765.22
Disclosure

SEC source: 0001209191-20-001766 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

Underlying: Common Stock · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:32 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPhantom Stock · Derivative 187.876 $119.76 $22,500.03
Disclosure

SEC source: 0000060667-20-000009 · wf-form4_157800073969418.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,040.569

Underlying: Common Stock · 187.876 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:48 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 89 $122.85 $10,933.65
Disclosure

SEC source: 0000059478-19-000324 · wf-form4_157669847131436.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:10 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 1,528 $75.61 $115,532.08
Disclosure

SEC source: 0001209191-19-060363 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,412

Underlying: Common Stock · 1,528 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 18:27 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,630 $114.07 $185,934.10
Disclosure

SEC source: 0000059478-19-000314 · wf-form4_157427441081541.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,580

Read SEC document
October 21, 2019 Filed Oct 22, 2019 18:26 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 101 $107.91 $10,898.91
Disclosure

SEC source: 0000059478-19-000266 · wf-form4_157176877459800.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,950

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:19 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 494 $78.43 $38,744.42
Disclosure

SEC source: 0001209191-19-052155 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,884

Underlying: Common Stock · 494 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 12:01 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPhantom Stock · Derivative 204.62 $109.96 $22,500.02
Disclosure

SEC source: 0000060667-19-000160 · wf-form4_157001766940895.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,770.487

Underlying: Common Stock · 204.62 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 21:10 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 99 $110.13 $10,902.87
Disclosure

SEC source: 0000059478-19-000252 · wf-form4_156875461395000.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,849

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:05 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 66 $80.37 $5,304.42
Disclosure

SEC source: 0001209191-19-049620 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,390

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 13:42 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 97 $112.53 $10,915.41
Disclosure

SEC source: 0000059478-19-000234 · wf-form4_156639491489417.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,494

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:16 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 101 $108.47 $10,955.47
Disclosure

SEC source: 0000059478-19-000220 · wf-form4_156329017328354.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,397

Read SEC document
July 01, 2019 Filed Jul 3, 2019 11:58 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 479 $79.60 $38,128.40
Disclosure

SEC source: 0001209191-19-040628 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,323

Underlying: Common Stock · 479 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 12:07 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPhantom Stock · Derivative 284.907 $100.91 $28,749.97
Disclosure

SEC source: 0000060667-19-000124 · wf-form4_156206923213036.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,473.341

Underlying: Common Stock · 284.907 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:38 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 96 $113.40 $10,886.40
Disclosure

SEC source: 0000059478-19-000209 · wf-form4_156088669537013.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,296

Read SEC document
June 12, 2019 Filed Jun 14, 2019 19:59 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 64 $80.73 $5,166.72
Disclosure

SEC source: 0001209191-19-037079 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,844

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 12:13 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantDeferred Stock Units · Derivative 1,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000060667-19-000100 · wf-form4_155965039898244.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,799.671

Underlying: Common Stock · 1,900 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.

Read SEC document
May 20, 2019 Filed May 22, 2019 12:28 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 94 $116.23 $10,925.62
Disclosure

SEC source: 0000059478-19-000197 · wf-form4_155852810377887.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,952

Read SEC document
May 15, 2019 Filed May 16, 2019 20:52 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantCommon Stock 1,645 $72.97 $120,035.65
Disclosure

SEC source: 0001209191-19-030430 · doc4.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,577

F2 · price: Represents the grant date fair value of the restricted stock united based on ASC Topic 718.

F1 · acquired: Securities acquired represent restricted stock units that will vest in full as of May 15, 2020, which were granted by the Issuer in connection with the Reporting Person's services as a director.

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April 15, 2019 Filed Apr 17, 2019 18:57 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 88 $124.08 $10,919.04
Disclosure

SEC source: 0000059478-19-000159 · wf-form4_155552742943767.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,858

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April 01, 2019 Filed Apr 4, 2019 20:06 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 496 $75.56 $37,477.76
Disclosure

SEC source: 0001209191-19-023618 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,781

Underlying: Common Stock · 256 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

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March 29, 2019 Filed Apr 2, 2019 12:05 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPhantom Stock · Derivative 262.629 $109.47 $28,750.00
Disclosure

SEC source: 0000060667-19-000043 · wf-form4_155420669733760.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,116.219

Underlying: Common Stock · 262.629 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.

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March 20, 2019 Filed Mar 22, 2019 21:12 UTC DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 GrantDeferred Stock Units · Derivative 69 $71.55 $4,936.95
Disclosure

SEC source: 0001209191-19-021022 · doc4.xml · derivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,284

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.exercise_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

F1 · derivative.expiration_date: The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.

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March 18, 2019 Filed Mar 20, 2019 18:10 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 87 $125.24 $10,895.88
Disclosure

SEC source: 0000059478-19-000134 · wf-form4_155310540294669.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,770

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.