Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BuzzFeed, Inc.BZFD · Entity 6808 | Director | September 02, 2026 | September 04, 2026 |
| Fathom Holdings Inc.FTHM · Entity 7614 | Director | August 20, 2025 | August 21, 2025 |
| QualTek Services Inc.ROCRU · Entity 115163 | Director | March 05, 2021 | March 08, 2021 |
| Reservoir Media, Inc.RSVR · Entity 5296 | Director | August 14, 2026 | August 19, 2026 |
| Roth CH Acquisition I CoROCHU · Entity 148912 | Director | May 05, 2020 | May 08, 2020 |
| Roth CH Acquisition V Co.ROCLU · Entity 85136 | Director | December 03, 2021 | December 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BuzzFeed, Inc.
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,214,898 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Exercise / conversion · Acquired 30,381 · Balance 1,214,898 F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 91,146 |
Reported balance
After 2026-09-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-02 · Exercise / conversion · Disposed 30,381 · Balance 91,146 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer. F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter. F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.
F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter.
F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.
Fathom Holdings Inc.
Report date August 20, 2025 · Filed August 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 913,046 |
Reported balance
After 2025-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-08-20 · Grant · Acquired 82,645 · Balance 913,046 F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock. F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.
F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.
QualTek Services Inc.
Report date March 05, 2021 · Filed March 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,233 |
Reported balance
After 2021-03-05 transaction · row 1
1 source rowRow 1 · 2021-03-05 · Purchase · Acquired 5,000 · Balance 40,233 F1: The reporting person acquired units, consisting of shares and warrants. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 1,250 |
Reported balance
After 2021-03-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-05 · Purchase · Acquired 1,250 · Balance 1,250 F1: The reporting person acquired units, consisting of shares and warrants. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired units, consisting of shares and warrants.
F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Reservoir Media, Inc.
Report date August 14, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 87,910 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Grant · Acquired 502 · Balance 79,878 F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date"). F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant. Row 2 · 2026-08-14 · Grant · Acquired 8,032 · Balance 87,910 F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").
F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant.
F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.
Roth CH Acquisition I Co
Report date May 05, 2020 · Filed May 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,829 |
Ending reported balance
After 2020-05-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-05 · Purchase · Acquired 5,000 · Balance 42,829 F1: The reporting person acquired units, consisting of shares and warrants. Row 2 · 2020-05-07 · Purchase · Acquired 5,000 · Balance 47,829 F1: The reporting person acquired units, consisting of shares and warrants. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 3,750 |
Reported balance
After 2020-05-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-05 · Purchase · Acquired 3,750 · Balance 3,750 F1: The reporting person acquired units, consisting of shares and warrants. F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 7,500 |
Reported balance
After 2020-05-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-05-07 · Purchase · Acquired 3,750 · Balance 7,500 F1: The reporting person acquired units, consisting of shares and warrants. F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired units, consisting of shares and warrants.
F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Roth CH Acquisition V Co.
Report date December 03, 2021 · Filed December 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,523 |
Reported balance
After 2021-12-03 transaction · row 1
1 source rowRow 1 · 2021-12-03 · Purchase · Acquired 4,569 · Balance 42,523 F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 2,284 |
Reported balance
After 2021-12-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-12-03 · Purchase · Acquired 2,284 · Balance 2,284 F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TIGO ENERGY, INC.
Report date May 23, 2023 · Filed May 25, 2023
Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,549 |
Reported balance
After 2023-05-23 transaction · row 1
1 source rowRow 1 · 2023-05-23 · Sale · Disposed 20,485 · Balance 12,549 F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. |
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 185 |
Reported balance
After 2023-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-23 · Sale · Disposed 2,099 · Balance 185 F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.
F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2021 Filed Jul 19, 2021 23:56 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 4,000 | $1.45 Strike: $11.50 | $5,800.00 |
DisclosureSEC source: 0001104659-21-093655 · tm2122598-1_4seq1.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,369 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| July 16, 2021 Filed Jul 16, 2021 22:14 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 32,520 | $1.49 Strike: $11.50 | $48,454.80 |
DisclosureSEC source: 0001104659-21-093167 · tm2122482-1_4seq1.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,369 Underlying: Common Stock · 32,520 shares Expires not disclosed F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| July 15, 2021 Filed Jul 15, 2021 22:35 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 10,710 | $1.48 Strike: $11.50 | $15,850.80 |
DisclosureSEC source: 0001104659-21-092732 · tm2122374-1_4seq1.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,849 Underlying: Common Stock · 10,710 shares Expires not disclosed F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| July 09, 2021 Filed Jul 9, 2021 23:46 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 4,290 | $1.47 Strike: $11.50 | $6,306.30 |
DisclosureSEC source: 0001104659-21-090761 · tm2121928d1_4.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,139 Underlying: Common Stock · 4,290 shares Expires not disclosed F1 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 14:24 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 10,056 | $1.40 Strike: $11.50 | $14,078.40 |
DisclosureSEC source: 0001104659-21-082404 · tm2120038-1_4seq1.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,849 Underlying: Common Stock · 10,056 shares Expires not disclosed F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.40 to $1.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $1.40 to $1.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| June 04, 2021 Filed Jun 5, 2021 01:31 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 6,944 | $1.41 Strike: $11.50 | $9,791.04 |
DisclosureSEC source: 0001104659-21-077260 · tm2118901d1_4.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,793 Underlying: Common Stock · 6,944 shares Expires not disclosed F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.39 to $1.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $1.39 to $1.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:23 UTC | QualTek Services Inc. ROCRU · Entity 115163 | PurchaseWarrants to purchase Common Stock · Derivative | 1,250 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-033277 · tm218954-2_4seq1.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:23 UTC | QualTek Services Inc. ROCRU · Entity 115163 | PurchaseCommon Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001104659-21-033277 · tm218954-2_4seq1.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,233 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 02:27 UTC | BuzzFeed, Inc. ENFA · Entity 6808 | GrantClass A common stock | 657,500 | $10.00 | $6,575,000.00 |
DisclosureSEC source: 0001104659-21-005559 · tm213627d1_4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director · Executive Chairman 200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 657,500 F1 · kind: Simultaneously with the issuer's initial public offering, 200 Park Avenue Partners, LLC, which is the sponsor of the issuer (the "Sponsor"), acquired, at a price of $10.00 per unit, 657,500 units (the "Private Units") in a private placement for an aggregate purchase price of $6,575,000. Each Private Unit consists of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer's initial public offering. The warrants are not being reported on this Form 4 because they cannot be exercised until the satisfaction of material conditions outside the control of the Reporting Persons. F1 · shares: Simultaneously with the issuer's initial public offering, 200 Park Avenue Partners, LLC, which is the sponsor of the issuer (the "Sponsor"), acquired, at a price of $10.00 per unit, 657,500 units (the "Private Units") in a private placement for an aggregate purchase price of $6,575,000. Each Private Unit consists of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer's initial public offering. The warrants are not being reported on this Form 4 because they cannot be exercised until the satisfaction of material conditions outside the control of the Reporting Persons. F2 · ownership.nature: The shares of Class A common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class A common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class A common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 20, 2021 02:27 UTC | BuzzFeed, Inc. ENFA · Entity 6808 | SaleClass F common stock · Derivative | 133,119 | $0.00 | $465.92 |
DisclosureSEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 6 Rothstein Adam · CIK 0001602273 · Director · Executive Chairman 200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 6,195,040 Underlying: Class A common stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 20, 2021 02:27 UTC | BuzzFeed, Inc. ENFA · Entity 6808 | SaleClass F common stock · Derivative | 133,119 | $0.00 | $465.92 |
DisclosureSEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 5 Rothstein Adam · CIK 0001602273 · Director · Executive Chairman 200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 6,328,159 Underlying: Class A common stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 04, 2021 Filed Jan 20, 2021 02:27 UTC | BuzzFeed, Inc. ENFA · Entity 6808 | SaleClass F common stock · Derivative | 105,000 | $0.00 | $367.50 |
DisclosureSEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 4 Rothstein Adam · CIK 0001602273 · Director · Executive Chairman 200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 6,461,278 Underlying: Class A common stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 3,849 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-136857 · tm2036996-23_4seq1.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 Underlying: Common Stock · 3,849 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseCommon Stock | 7,699 | $10.00 | $76,990.00 |
DisclosureSEC source: 0001104659-20-136857 · tm2036996-23_4seq1.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,189 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
| December 10, 2020 Filed Jan 20, 2021 02:27 UTC | BuzzFeed, Inc. ENFA · Entity 6808 | SaleClass F common stock · Derivative | 621,222 | $0.00 | $2,174.28 |
DisclosureSEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director · Executive Chairman 200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 6,566,278 Underlying: Class A common stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 15, 2020 Filed Jan 20, 2021 02:27 UTC | BuzzFeed, Inc. ENFA · Entity 6808 | PurchaseClass F common stock · Derivative | 7,187,500 | $0.00 | $25,156.25 |
DisclosureSEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director · Executive Chairman 200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 7,187,500 Underlying: Class A common stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 07, 2020 Filed May 8, 2020 16:21 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseWarrants to purchase Common Stock · Derivative | 3,750 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-058555 · tm2019109d1_4.xml · derivative · entry 4 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 3,750 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| May 07, 2020 Filed May 8, 2020 16:21 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseCommon Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001104659-20-058555 · tm2019109d1_4.xml · nonDerivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,829 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
| May 05, 2020 Filed May 8, 2020 16:21 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseWarrants to purchase Common Stock · Derivative | 3,750 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-058555 · tm2019109d1_4.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| May 05, 2020 Filed May 8, 2020 16:21 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseCommon Stock | 5,000 | $9.92 | $49,600.00 |
DisclosureSEC source: 0001104659-20-058555 · tm2019109d1_4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,829 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.