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person · Reporting owner

Rothstein Adam

Disclosed activity across 7 companies

Tapewire entity
10185
SEC CIK
0001602273

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BuzzFeed, Inc.BZFD · Entity 6808DirectorSeptember 02, 2026September 04, 2026
Fathom Holdings Inc.FTHM · Entity 7614DirectorAugust 20, 2025August 21, 2025
QualTek Services Inc.ROCRU · Entity 115163DirectorMarch 05, 2021March 08, 2021
Reservoir Media, Inc.RSVR · Entity 5296DirectorAugust 14, 2026August 19, 2026
Roth CH Acquisition I CoROCHU · Entity 148912DirectorMay 05, 2020May 08, 2020
Roth CH Acquisition V Co.ROCLU · Entity 85136DirectorDecember 03, 2021December 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BuzzFeed, Inc.

Report date September 02, 2026 · Filed September 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,214,898 Reported balance After 2026-09-02 transaction · row 1
1 source row

Row 1 · 2026-09-02 · Exercise / conversion · Acquired 30,381 · Balance 1,214,898

F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect91,146 Reported balance After 2026-09-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-02 · Exercise / conversion · Disposed 30,381 · Balance 91,146

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter.

F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter.

F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Fathom Holdings Inc.

Report date August 20, 2025 · Filed August 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect913,046 Reported balance After 2025-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-08-20 · Grant · Acquired 82,645 · Balance 913,046

F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

QualTek Services Inc.

Report date March 05, 2021 · Filed March 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,233 Reported balance After 2021-03-05 transaction · row 1
1 source row

Row 1 · 2021-03-05 · Purchase · Acquired 5,000 · Balance 40,233

F1: The reporting person acquired units, consisting of shares and warrants.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct1,250 Reported balance After 2021-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-05 · Purchase · Acquired 1,250 · Balance 1,250

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Reservoir Media, Inc.

Report date August 14, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, $0.0001 par valueSEC Table I · non-derivativeDirect87,910 Ending reported balance After 2026-08-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-14 · Grant · Acquired 502 · Balance 79,878

F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").

F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant.

Row 2 · 2026-08-14 · Grant · Acquired 8,032 · Balance 87,910

F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").

F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant.

F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Roth CH Acquisition I Co

Report date May 05, 2020 · Filed May 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,829 Ending reported balance After 2020-05-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-05-05 · Purchase · Acquired 5,000 · Balance 42,829

F1: The reporting person acquired units, consisting of shares and warrants.

Row 2 · 2020-05-07 · Purchase · Acquired 5,000 · Balance 47,829

F1: The reporting person acquired units, consisting of shares and warrants.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct3,750 Reported balance After 2020-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-05 · Purchase · Acquired 3,750 · Balance 3,750

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct7,500 Reported balance After 2020-05-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-05-07 · Purchase · Acquired 3,750 · Balance 7,500

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Roth CH Acquisition V Co.

Report date December 03, 2021 · Filed December 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,523 Reported balance After 2021-12-03 transaction · row 1
1 source row

Row 1 · 2021-12-03 · Purchase · Acquired 4,569 · Balance 42,523

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct2,284 Reported balance After 2021-12-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-03 · Purchase · Acquired 2,284 · Balance 2,284

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIGO ENERGY, INC.

Report date May 23, 2023 · Filed May 25, 2023

Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,549 Reported balance After 2023-05-23 transaction · row 1
1 source row

Row 1 · 2023-05-23 · Sale · Disposed 20,485 · Balance 12,549

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct185 Reported balance After 2023-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-23 · Sale · Disposed 2,099 · Balance 185

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2021 Filed Jul 19, 2021 23:56 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 4,000 $1.45 Strike: $11.50 $5,800.00
Disclosure

SEC source: 0001104659-21-093655 · tm2122598-1_4seq1.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,369

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
July 16, 2021 Filed Jul 16, 2021 22:14 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 32,520 $1.49 Strike: $11.50 $48,454.80
Disclosure

SEC source: 0001104659-21-093167 · tm2122482-1_4seq1.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,369

Underlying: Common Stock · 32,520 shares

Expires not disclosed

F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
July 15, 2021 Filed Jul 15, 2021 22:35 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 10,710 $1.48 Strike: $11.50 $15,850.80
Disclosure

SEC source: 0001104659-21-092732 · tm2122374-1_4seq1.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,849

Underlying: Common Stock · 10,710 shares

Expires not disclosed

F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 23:46 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 4,290 $1.47 Strike: $11.50 $6,306.30
Disclosure

SEC source: 0001104659-21-090761 · tm2121928d1_4.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,139

Underlying: Common Stock · 4,290 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 14:24 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 10,056 $1.40 Strike: $11.50 $14,078.40
Disclosure

SEC source: 0001104659-21-082404 · tm2120038-1_4seq1.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,849

Underlying: Common Stock · 10,056 shares

Expires not disclosed

F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.40 to $1.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.40 to $1.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
June 04, 2021 Filed Jun 5, 2021 01:31 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 6,944 $1.41 Strike: $11.50 $9,791.04
Disclosure

SEC source: 0001104659-21-077260 · tm2118901d1_4.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,793

Underlying: Common Stock · 6,944 shares

Expires not disclosed

F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.39 to $1.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.39 to $1.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:23 UTC QualTek Services Inc. ROCRU · Entity 115163 PurchaseWarrants to purchase Common Stock · Derivative 1,250 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-21-033277 · tm218954-2_4seq1.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:23 UTC QualTek Services Inc. ROCRU · Entity 115163 PurchaseCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001104659-21-033277 · tm218954-2_4seq1.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,233

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 02:27 UTC BuzzFeed, Inc. ENFA · Entity 6808 GrantClass A common stock 657,500 $10.00 $6,575,000.00
Disclosure

SEC source: 0001104659-21-005559 · tm213627d1_4.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director · Executive Chairman

200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 200 Park Avenue Partners, LLC

Disclosed balance after: 657,500

F1 · kind: Simultaneously with the issuer's initial public offering, 200 Park Avenue Partners, LLC, which is the sponsor of the issuer (the "Sponsor"), acquired, at a price of $10.00 per unit, 657,500 units (the "Private Units") in a private placement for an aggregate purchase price of $6,575,000. Each Private Unit consists of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer's initial public offering. The warrants are not being reported on this Form 4 because they cannot be exercised until the satisfaction of material conditions outside the control of the Reporting Persons.

F1 · shares: Simultaneously with the issuer's initial public offering, 200 Park Avenue Partners, LLC, which is the sponsor of the issuer (the "Sponsor"), acquired, at a price of $10.00 per unit, 657,500 units (the "Private Units") in a private placement for an aggregate purchase price of $6,575,000. Each Private Unit consists of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer's initial public offering. The warrants are not being reported on this Form 4 because they cannot be exercised until the satisfaction of material conditions outside the control of the Reporting Persons.

F2 · ownership.nature: The shares of Class A common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class A common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class A common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 20, 2021 02:27 UTC BuzzFeed, Inc. ENFA · Entity 6808 SaleClass F common stock · Derivative 133,119 $0.00 $465.92
Disclosure

SEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 6

Rothstein Adam · CIK 0001602273 · Director · Executive Chairman

200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 200 Park Avenue Partners, LLC

Disclosed balance after: 6,195,040

Underlying: Class A common stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 07, 2021 Filed Jan 20, 2021 02:27 UTC BuzzFeed, Inc. ENFA · Entity 6808 SaleClass F common stock · Derivative 133,119 $0.00 $465.92
Disclosure

SEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 5

Rothstein Adam · CIK 0001602273 · Director · Executive Chairman

200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 200 Park Avenue Partners, LLC

Disclosed balance after: 6,328,159

Underlying: Class A common stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 04, 2021 Filed Jan 20, 2021 02:27 UTC BuzzFeed, Inc. ENFA · Entity 6808 SaleClass F common stock · Derivative 105,000 $0.00 $367.50
Disclosure

SEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 4

Rothstein Adam · CIK 0001602273 · Director · Executive Chairman

200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 200 Park Avenue Partners, LLC

Disclosed balance after: 6,461,278

Underlying: Class A common stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 15, 2020 Filed Dec 17, 2020 21:17 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 3,849 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-136857 · tm2036996-23_4seq1.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

Underlying: Common Stock · 3,849 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

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December 15, 2020 Filed Dec 17, 2020 21:17 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseCommon Stock 7,699 $10.00 $76,990.00
Disclosure

SEC source: 0001104659-20-136857 · tm2036996-23_4seq1.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,189

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
December 10, 2020 Filed Jan 20, 2021 02:27 UTC BuzzFeed, Inc. ENFA · Entity 6808 SaleClass F common stock · Derivative 621,222 $0.00 $2,174.28
Disclosure

SEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 3

Rothstein Adam · CIK 0001602273 · Director · Executive Chairman

200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 200 Park Avenue Partners, LLC

Disclosed balance after: 6,566,278

Underlying: Class A common stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 15, 2020 Filed Jan 20, 2021 02:27 UTC BuzzFeed, Inc. ENFA · Entity 6808 PurchaseClass F common stock · Derivative 7,187,500 $0.00 $25,156.25
Disclosure

SEC source: 0001104659-21-005559 · tm213627d1_4.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director · Executive Chairman

200 Park Avenue Partners, LLC · CIK 0001827824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 200 Park Avenue Partners, LLC

Disclosed balance after: 7,187,500

Underlying: Class A common stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.underlying_shares: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-251650) under the heading "Description of Securities - Founder Shares", the Class F common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination on a one-for-one basis, or earlier at the option of the holder, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4 · ownership.nature: The shares of Class F common stock are directly held by the Sponsor. Adam Rothstein is the manager of the Sponsor. As a result, Mr. Rothstein may be deemed to have voting and investment power over and thus beneficial ownership of the shares of Class F common stock of the issuer held directly by the Sponsor. Mr. Rothstein owns membership interests in the Sponsor, and as a result, may be deemed to have an indirect pecuniary interest in the shares of Class F common stock held directly by the Sponsor. Mr. Rothstein disclaims beneficial ownership of the reported shares other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rothstein is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 07, 2020 Filed May 8, 2020 16:21 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseWarrants to purchase Common Stock · Derivative 3,750 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-058555 · tm2019109d1_4.xml · derivative · entry 4

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

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May 07, 2020 Filed May 8, 2020 16:21 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001104659-20-058555 · tm2019109d1_4.xml · nonDerivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,829

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
May 05, 2020 Filed May 8, 2020 16:21 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseWarrants to purchase Common Stock · Derivative 3,750 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-058555 · tm2019109d1_4.xml · derivative · entry 3

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

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May 05, 2020 Filed May 8, 2020 16:21 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseCommon Stock 5,000 $9.92 $49,600.00
Disclosure

SEC source: 0001104659-20-058555 · tm2019109d1_4.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,829

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.