person · Reporting owner

Rothstein Adam

Disclosed activity across 7 companies

Tapewire entity: 10185
SEC CIK: 0001602273

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BuzzFeed, Inc.BZFD · Entity 6808	Director	September 02, 2026	September 04, 2026
Fathom Holdings Inc.FTHM · Entity 7614	Director	August 20, 2025	August 21, 2025
QualTek Services Inc.ROCRU · Entity 115163	Director	March 05, 2021	March 08, 2021
Reservoir Media, Inc.RSVR · Entity 5296	Director	August 14, 2026	August 19, 2026
Roth CH Acquisition I CoROCHU · Entity 148912	Director	May 05, 2020	May 08, 2020
Roth CH Acquisition V Co.ROCLU · Entity 85136	Director	December 03, 2021	December 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BuzzFeed, Inc.

Report date September 02, 2026 · Filed September 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,214,898	Reported balance After 2026-09-02 transaction · row 1 1 source row Row 1 · 2026-09-02 · Exercise / conversion · Acquired 30,381 · Balance 1,214,898 F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	91,146	Reported balance After 2026-09-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-09-02 · Exercise / conversion · Disposed 30,381 · Balance 91,146 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer. F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter. F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter.

F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Fathom Holdings Inc.

Report date August 20, 2025 · Filed August 21, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	913,046	Reported balance After 2025-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2025-08-20 · Grant · Acquired 82,645 · Balance 913,046 F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock. F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

QualTek Services Inc.

Report date March 05, 2021 · Filed March 08, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	40,233	Reported balance After 2021-03-05 transaction · row 1 1 source row Row 1 · 2021-03-05 · Purchase · Acquired 5,000 · Balance 40,233 F1: The reporting person acquired units, consisting of shares and warrants.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	1,250	Reported balance After 2021-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-03-05 · Purchase · Acquired 1,250 · Balance 1,250 F1: The reporting person acquired units, consisting of shares and warrants. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Reservoir Media, Inc.

Report date August 14, 2026 · Filed August 19, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, $0.0001 par valueSEC Table I · non-derivative	Direct	87,910	Ending reported balance After 2026-08-14 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-08-14 · Grant · Acquired 502 · Balance 79,878 F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date"). F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant. Row 2 · 2026-08-14 · Grant · Acquired 8,032 · Balance 87,910 F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").

F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant.

F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Roth CH Acquisition I Co

Report date May 05, 2020 · Filed May 08, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	47,829	Ending reported balance After 2020-05-07 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2020-05-05 · Purchase · Acquired 5,000 · Balance 42,829 F1: The reporting person acquired units, consisting of shares and warrants. Row 2 · 2020-05-07 · Purchase · Acquired 5,000 · Balance 47,829 F1: The reporting person acquired units, consisting of shares and warrants.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	3,750	Reported balance After 2020-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-05-05 · Purchase · Acquired 3,750 · Balance 3,750 F1: The reporting person acquired units, consisting of shares and warrants. F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	7,500	Reported balance After 2020-05-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-05-07 · Purchase · Acquired 3,750 · Balance 7,500 F1: The reporting person acquired units, consisting of shares and warrants. F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

Roth CH Acquisition V Co.

Report date December 03, 2021 · Filed December 06, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	42,523	Reported balance After 2021-12-03 transaction · row 1 1 source row Row 1 · 2021-12-03 · Purchase · Acquired 4,569 · Balance 42,523 F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	2,284	Reported balance After 2021-12-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-12-03 · Purchase · Acquired 2,284 · Balance 2,284 F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIGO ENERGY, INC.

Report date May 23, 2023 · Filed May 25, 2023

Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	12,549	Reported balance After 2023-05-23 transaction · row 1 1 source row Row 1 · 2023-05-23 · Sale · Disposed 20,485 · Balance 12,549 F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	185	Reported balance After 2023-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-05-23 · Sale · Disposed 2,099 · Balance 185 F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 19, 2023 Filed Jul 22, 2023 00:27 UTC	BuzzFeed, Inc. BZFD · Entity 6808	GrantRestricted Stock Units · Derivative	22,159	$0.00	$0.00	Disclosure SEC source: 0001828972-23-000130 · wk-form4_1689985634.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,159 Underlying: Class A Common Stock · 22,159 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer. F2 · derivative.exercise_date: The 22,159 RSUs vest ratably as to 1/4 of the total award quarterly on the 1st of each September, December, March, and June thereafter. F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document
June 03, 2023 Filed Jun 6, 2023 22:06 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionRestricted Stock Units · Derivative	29,033	$0.00	$0.00	Disclosure SEC source: 0001828972-23-000120 · wk-form4_1686089200.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,067 Underlying: Class A Common Stock · 29,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer. F3 · derivative.exercise_date: 1/4 of the award vested on the transaction date. The remaining 58,067 RSUs vests ratably as to 1/4 of the total award on the 3rd of each September and December thereafter. F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document
June 03, 2023 Filed Jun 6, 2023 22:06 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass A Common Stock	29,033	$0.00	$0.00	Disclosure SEC source: 0001828972-23-000120 · wk-form4_1686089200.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,673,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 3, 2023, 29,033 restricted stock units ("RSUs"), previously granted to the Reporting Person on April 3, 2023, were settled in shares of common stock on June 3, 2023. Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:22 UTC	Reservoir Media, Inc. RSVR · Entity 5296	GrantCommon stock, $0.0001 par value	764	$6.54	$4,996.56	Disclosure SEC source: 0001209191-23-034760 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,163 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2024 (the "Settlement Date") F2 · shares: The number of DSUs received was calculated based on $6.54, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document
May 23, 2023 Filed May 25, 2023 21:34 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	2,099	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064776 · tm2316861-2_4seq1.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · former director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185 Underlying: Common Stock · 2,099 shares Expires not disclosed F1 · price: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 23, 2023 Filed May 25, 2023 21:34 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	20,485	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064776 · tm2316861-2_4seq1.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · former director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,549 F1 · price: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. Read SEC document
April 05, 2023 Filed Apr 6, 2023 22:53 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionRestricted Stock Units · Derivative	29,033	$0.00	$0.00	Disclosure SEC source: 0001828972-23-000042 · wf-form4_168082161707297.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,100 Underlying: Class A Common Stock · 29,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer. F3 · derivative.exercise_date: 1/4 of the award vested on the transaction date. The remaining 87,100 RSUs vests ratably as to 1/4 of the total award on the 3rd of each June, September, and December thereafter. F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document
April 05, 2023 Filed Apr 6, 2023 22:53 UTC	BuzzFeed, Inc. BZFD · Entity 6808	GrantRestricted Stock Units · Derivative	116,133	$0.00	$0.00	Disclosure SEC source: 0001828972-23-000042 · wf-form4_168082161707297.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,133 Underlying: Class A Common Stock · 116,133 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer. F3 · derivative.exercise_date: 1/4 of the award vested on the transaction date. The remaining 87,100 RSUs vests ratably as to 1/4 of the total award on the 3rd of each June, September, and December thereafter. F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document
April 05, 2023 Filed Apr 6, 2023 22:53 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass A Common Stock	29,033	$0.00	$0.00	Disclosure SEC source: 0001828972-23-000042 · wf-form4_168082161707297.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,644,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received restricted stock units ("RSUs") on April 5, 2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock. 29,033 RSUs fully vested on April 5, 2023 and were settled in shares of the Issuer's common stock. Read SEC document
February 27, 2023 Filed Mar 2, 2023 01:10 UTC	BuzzFeed, Inc. BZFD · Entity 6808	OtherPrivate Placement Warrants (right to buy) · Derivative	63,665	$0.00 Strike: $11.50	$0.00	Disclosure SEC source: 0001828972-23-000005 · wf-form4_167771944298301.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,665 Underlying: Class A Common Stock · 63,665 shares Expires 2026-12-03 F1 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant from 200 Park Avenue Partners, LLC. F1 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant from 200 Park Avenue Partners, LLC. Read SEC document
February 27, 2023 Filed Mar 2, 2023 01:10 UTC	BuzzFeed, Inc. BZFD · Entity 6808	OtherClass A Common Stock	1,370,092	$0.00	$0.00	Disclosure SEC source: 0001828972-23-000005 · wf-form4_167771944298301.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615,811 F1 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant from 200 Park Avenue Partners, LLC. F1 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant from 200 Park Avenue Partners, LLC. Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:15 UTC	Reservoir Media, Inc. RSVR · Entity 5296	GrantCommon stock, $0.0001 par value	715	$0.00	$0.00	Disclosure SEC source: 0001209191-23-011624 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,399 F1 · kind: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting Person received these shares in connection with the Reporting Person's quarterly compensation for service as a non-employee director. Read SEC document
December 03, 2022 Filed Dec 6, 2022 23:00 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionRestricted Stock Units · Derivative	25,180	$0.00	$0.00	Disclosure SEC source: 0001209191-22-060098 · doc4.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the reporting person's continued status as a service provider to the Issuer. F3 · derivative.exercise_date: The remaining 25,180 RSUs vested on December 3, 2022. F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
December 03, 2022 Filed Dec 6, 2022 23:00 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass A Common Stock	25,180	$0.00	$0.00	Disclosure SEC source: 0001209191-22-060098 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 22, 2022 Filed Nov 26, 2022 01:46 UTC	Reservoir Media, Inc. RSVR · Entity 5296	GrantCommon stock, $0.0001 par value	820	$0.00	$0.00	Disclosure SEC source: 0001209191-22-058814 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,684 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on January 1, 2023, subject to the Reporting Person's continued service on the Board on such date. F2 · balance_after: The number of DSUs received was calculated based on $6.10, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:54 UTC	Reservoir Media, Inc. RSVR · Entity 5296	GrantCommon stock, $0.0001 par value	1,572	$0.00	$0.00	Disclosure SEC source: 0000950142-22-002749 · es220288172_4-rothstein.xml · nonDerivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,864 F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on January 1, 2023, subject to the Reporting Person's continued service on the Board on such date. F3 · balance_after: The number of DSUs received was calculated based on $6.36, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:54 UTC	Reservoir Media, Inc. RSVR · Entity 5296	GrantCommon stock, $0.0001 par value	12,578	$0.00	$0.00	Disclosure SEC source: 0000950142-22-002749 · es220288172_4-rothstein.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,292 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on September 15, 2023, subject to the Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Read SEC document
September 03, 2022 Filed Sep 6, 2022 22:16 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionRestricted Stock Units · Derivative	25,180	$0.00	$0.00	Disclosure SEC source: 0001209191-22-048846 · doc4.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,180 Underlying: Class A Common Stock · 25,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the reporting person's continued status as a service provider to the Issuer. F3 · derivative.exercise_date: 25% of the award vested on September 3, 2022. The remainder of the award vests on the third of December 2022. F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
September 03, 2022 Filed Sep 6, 2022 22:16 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass A Common Stock	25,180	$0.00	$0.00	Disclosure SEC source: 0001209191-22-048846 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 29, 2022 Filed Jul 1, 2022 21:10 UTC	Reservoir Media, Inc. RSVR · Entity 5296	GrantCommon stock, $0.0001 par value	11,940	$0.00	$0.00	Disclosure SEC source: 0000950142-22-002069 · es220267017_4-rothstein.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,714 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2022, subject to the Reporting Person's continued service on the board of directors of the Issuer on such date. Read SEC document
June 08, 2022 Filed Jun 9, 2022 21:00 UTC	BuzzFeed, Inc. BZFD · Entity 6808	PurchaseClass A Common Stock	35,000	$2.17	$76,121.50	Disclosure SEC source: 0001209191-22-035435 · doc4.xml · nonDerivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,359 F2 · shares: On June 8, 2022, the Reporting Person purchased these shares in multiple trades at prices ranging from $2.09 to $2.23. The price reported above in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:00 UTC	BuzzFeed, Inc. BZFD · Entity 6808	PurchaseClass A Common Stock	10,000	$2.30	$22,950.00	Disclosure SEC source: 0001209191-22-035435 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,359 F1 · shares: On June 7, 2022, the Reporting Person purchased these shares in multiple trades at prices ranging from $2.29 to $2.31. The price reported above in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:13 UTC	BuzzFeed, Inc. BZFD · Entity 6808	PurchaseClass A Common Stock	100,000	$2.33	$232,960.00	Disclosure SEC source: 0001209191-22-035100 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,359 F1 · shares: On June 6, 2022, the Reporting Person purchased these shares in multiple trades at prices ranging from $2.23 to $2.43. The price reported above in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:10 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionRestricted Stock Units · Derivative	25,180	$0.00	$0.00	Disclosure SEC source: 0001209191-22-034862 · doc4.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,360 Underlying: Class A Common Stock · 25,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the reporting person's continued status as a service provider to the Issuer. F3 · derivative.exercise_date: 25% of the award vested on June 6, 2022. The remainder of the award vests in two equal quarterly installments thereafter on the third of September and December 2022. F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:10 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass A Common Stock	25,180	$0.00	$0.00	Disclosure SEC source: 0001209191-22-034862 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 03, 2022 Filed Mar 8, 2022 02:11 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionRestricted Stock Units · Derivative	25,179	$0.00	$0.00	Disclosure SEC source: 0001209191-22-016899 · doc4.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,540 Underlying: Class A Common Stock · 25,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the reporting person's continued status as a service provider to the Issuer. F3 · derivative.exercise_date: 25% of the award vested on March 3, 2022. The remainder of the award vests in three equal quarterly installments thereafter on the third of June, September, and December 2022. F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
March 03, 2022 Filed Mar 8, 2022 02:11 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass A Common Stock	25,179	$0.00	$0.00	Disclosure SEC source: 0001209191-22-016899 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:23 UTC	BuzzFeed, Inc. BZFD · Entity 6808	GrantRestricted Stock Units · Derivative	100,719	$0.00	$0.00	Disclosure SEC source: 0001209191-22-012893 · doc4.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,719 Underlying: Class A Common Stock · 100,719 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer. F2 · derivative.exercise_date: One-fourth of the total award vests on the third of March, June, September, and December 2022. F3 · derivative.expiration_date: Not applicable. Read SEC document
February 14, 2022 Filed Feb 15, 2022 23:28 UTC	Reservoir Media, Inc. RSVR · Entity 5296	PurchaseCommon stock, $0.0001 par value	19,240	$6.87	$132,178.80	Disclosure SEC source: 0000950142-22-000733 · es220226156_4-rothstein.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,774 F1 · price: The Reporting Person purchased 19,240 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer") in multiple trades at prices ranging from $6.78 to $6.98 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:08 UTC	Reservoir Media, Inc. RSVR · Entity 5296	PurchaseCommon stock, $0.0001 par value	41,345	$6.57	$271,636.65	Disclosure SEC source: 0000950142-22-000694 · es220225672_4-rothstein.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,534 F1 · price: The Reporting Person purchased 41,345 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer") in multiple trades at prices ranging from $5.91 to $6.85 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:49 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseWarrants to purchase Common Stock · Derivative	2,284	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-146936 · tm2134740-7_4seq1.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284 Underlying: Common Stock · 2,284 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:49 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseCommon Stock	4,569	$10.00	$45,690.00	Disclosure SEC source: 0001104659-21-146936 · tm2134740-7_4seq1.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,523 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:14 UTC	BuzzFeed, Inc. BZFD · Entity 6808	GrantPrivate Placement Warrants (right to buy) · Derivative	252,500	$30.00 Strike: $11.50	$7,575,000.00	Disclosure SEC source: 0001209191-21-068436 · doc4.xml · derivative · entry 4 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 252,500 Underlying: Class A Common Stock · 252,500 shares Expires not disclosed F4 · derivative.exercise_date: The private placement warrants were acquired from the issuer in connection with its initial public offering, the terms of which are described under the heading "Description of Securities" in the issuer's registration statement on Form S-1 (File No. 333-251650). Each private placement warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The private placement warrants are reported as acquired for purposes of Section 16 of the Act concurrently with the completion of the Business Combination, because they did not become derivative securities until the Completion Date pursuant to their exercise terms. F4 · derivative.expiration_date: The private placement warrants were acquired from the issuer in connection with its initial public offering, the terms of which are described under the heading "Description of Securities" in the issuer's registration statement on Form S-1 (File No. 333-251650). Each private placement warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The private placement warrants are reported as acquired for purposes of Section 16 of the Act concurrently with the completion of the Business Combination, because they did not become derivative securities until the Completion Date pursuant to their exercise terms. F2 · ownership.nature: The shares are directly held by 200 Park Avenue Partners, LLC ("Park Avenue"), which was the issuer's sponsor for the Business Combination. As of the Completion Date and as of the date hereof, the reporting person is not a managing member of Park Avenue. The reporting person disclaims all voting and investment power over the securities held by Park Avenue. Further, the reporting person disclaims beneficial ownership of the securities held by Park Avenue except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (as amended, the "Act") or for any other purpose. Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:14 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass F Common Stock · Derivative	6,195,040	$0.00	$0.00	Disclosure SEC source: 0001209191-21-068436 · doc4.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 6,195,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On the transaction date (the "Completion Date"), pursuant to the issuer's Amended and Restated Certificate of Incorporation, as amended, each share of the issuer's Class F Common Stock automatically converted into one share of the issuer's Class A Common Stock upon completion of the business combination (the "Business Combination") entered into by and among: (i) the issuer; (ii) wholly-owned subsidiaries of the issuer; and (iii) the company formerly known as Buzzfeed, Inc. ("Original BuzzFeed"). F1 · derivative.exercise_date: On the transaction date (the "Completion Date"), pursuant to the issuer's Amended and Restated Certificate of Incorporation, as amended, each share of the issuer's Class F Common Stock automatically converted into one share of the issuer's Class A Common Stock upon completion of the business combination (the "Business Combination") entered into by and among: (i) the issuer; (ii) wholly-owned subsidiaries of the issuer; and (iii) the company formerly known as Buzzfeed, Inc. ("Original BuzzFeed"). F1 · derivative.expiration_date: On the transaction date (the "Completion Date"), pursuant to the issuer's Amended and Restated Certificate of Incorporation, as amended, each share of the issuer's Class F Common Stock automatically converted into one share of the issuer's Class A Common Stock upon completion of the business combination (the "Business Combination") entered into by and among: (i) the issuer; (ii) wholly-owned subsidiaries of the issuer; and (iii) the company formerly known as Buzzfeed, Inc. ("Original BuzzFeed"). F2 · ownership.nature: The shares are directly held by 200 Park Avenue Partners, LLC ("Park Avenue"), which was the issuer's sponsor for the Business Combination. As of the Completion Date and as of the date hereof, the reporting person is not a managing member of Park Avenue. The reporting person disclaims all voting and investment power over the securities held by Park Avenue. Further, the reporting person disclaims beneficial ownership of the securities held by Park Avenue except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (as amended, the "Act") or for any other purpose. Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:14 UTC	BuzzFeed, Inc. BZFD · Entity 6808	GrantClass A Common Stock	100,000	$10.00	$1,000,000.00	Disclosure SEC source: 0001209191-21-068436 · doc4.xml · nonDerivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 6,952,540 F3 · price: In connection the consummation of the Business Combination, the issuer issued the securities described in this row to Park Avenue, as its sponsor in the Business Combination, in satisfaction of a $1,000,000 working capital loan from Park Avenue to the issuer. Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:14 UTC	BuzzFeed, Inc. BZFD · Entity 6808	Exercise / conversionClass A Common Stock	6,195,040	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-068436 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 200 Park Avenue Partners, LLC Disclosed balance after: 6,852,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On the transaction date (the "Completion Date"), pursuant to the issuer's Amended and Restated Certificate of Incorporation, as amended, each share of the issuer's Class F Common Stock automatically converted into one share of the issuer's Class A Common Stock upon completion of the business combination (the "Business Combination") entered into by and among: (i) the issuer; (ii) wholly-owned subsidiaries of the issuer; and (iii) the company formerly known as Buzzfeed, Inc. ("Original BuzzFeed"). F2 · ownership.nature: The shares are directly held by 200 Park Avenue Partners, LLC ("Park Avenue"), which was the issuer's sponsor for the Business Combination. As of the Completion Date and as of the date hereof, the reporting person is not a managing member of Park Avenue. The reporting person disclaims all voting and investment power over the securities held by Park Avenue. Further, the reporting person disclaims beneficial ownership of the securities held by Park Avenue except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (as amended, the "Act") or for any other purpose. Read SEC document
August 24, 2021 Filed Aug 25, 2021 01:09 UTC	Reservoir Media, Inc. RSVR · Entity 5296	PurchaseWarrants to purchase common stock · Derivative	19,677	$0.80 Strike: $11.50	$15,741.60	Disclosure SEC source: 0000950142-21-002731 · es210180034_4-rothstein.xml · derivative · entry 4 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,526 Underlying: Common stock · 19,677 shares Expires 2026-07-28 F4 · price: The Reporting Person purchased 19,677 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $0.79 to $0.83 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected. Read SEC document
August 24, 2021 Filed Aug 25, 2021 01:09 UTC	Reservoir Media, Inc. RSVR · Entity 5296	PurchaseCommon stock, $0.0001 par value	6,800	$7.72	$52,496.00	Disclosure SEC source: 0000950142-21-002731 · es210180034_4-rothstein.xml · nonDerivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,189 F2 · price: The Reporting Person purchased 6,800 shares of the Common Stock in multiple trades at prices ranging from $7.65 to $7.79 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. Read SEC document
August 23, 2021 Filed Aug 25, 2021 01:09 UTC	Reservoir Media, Inc. RSVR · Entity 5296	PurchaseWarrants to purchase common stock · Derivative	20,000	$0.85 Strike: $11.50	$17,000.00	Disclosure SEC source: 0000950142-21-002731 · es210180034_4-rothstein.xml · derivative · entry 3 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,849 Underlying: Common stock · 20,000 shares Expires 2026-07-28 F3 · price: The Reporting Person purchased 20,000 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $0.84 to $0.85 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected. Read SEC document
August 23, 2021 Filed Aug 25, 2021 01:09 UTC	Reservoir Media, Inc. RSVR · Entity 5296	PurchaseCommon stock, $0.0001 par value	10,200	$7.87	$80,274.00	Disclosure SEC source: 0000950142-21-002731 · es210180034_4-rothstein.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,389 F1 · price: The Reporting Person purchased 10,200 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer") in multiple trades at prices ranging from $7.70 to $8.00 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:01 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseWarrants to purchase Common Stock · Derivative	2,284	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-103536 · tm2124740-2_4seq1.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284 Underlying: Common Stock · 2,284 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:01 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseCommon Stock	4,569	$10.00	$45,690.00	Disclosure SEC source: 0001104659-21-103536 · tm2124740-2_4seq1.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,034 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document
July 28, 2021 Filed Jul 29, 2021 00:00 UTC	Reservoir Media, Inc. RSVR · Entity 5296	GrantCommon Stock, $0.0001 par value	25,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-21-002489 · es210171322_4-rothstein.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,189 F1 · kind: Pursuant to the subscription agreement, dated as of April 14, 2021, with Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), the Reporting Person acquired 25,000 shares of common stock, $0.0001 par value per share, of RMI for an aggregate purchase price of $250,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in RMI. The PIPE Investment occurred substantially concurrently with the closing of the business combination (the "Business Combination") on July 28, 2021, pursuant to the agreement and plan of merger, dated as of April 14, 2021 (the "Merger Agreement"), by and among RMI, Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"). In connection with the consummation of the Business Combination and transactions contemplated by the Merger Agreement, Merger Sub was merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI. F1 · price: Pursuant to the subscription agreement, dated as of April 14, 2021, with Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), the Reporting Person acquired 25,000 shares of common stock, $0.0001 par value per share, of RMI for an aggregate purchase price of $250,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in RMI. The PIPE Investment occurred substantially concurrently with the closing of the business combination (the "Business Combination") on July 28, 2021, pursuant to the agreement and plan of merger, dated as of April 14, 2021 (the "Merger Agreement"), by and among RMI, Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"). In connection with the consummation of the Business Combination and transactions contemplated by the Merger Agreement, Merger Sub was merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI. F1 · acquired: Pursuant to the subscription agreement, dated as of April 14, 2021, with Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), the Reporting Person acquired 25,000 shares of common stock, $0.0001 par value per share, of RMI for an aggregate purchase price of $250,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in RMI. The PIPE Investment occurred substantially concurrently with the closing of the business combination (the "Business Combination") on July 28, 2021, pursuant to the agreement and plan of merger, dated as of April 14, 2021 (the "Merger Agreement"), by and among RMI, Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"). In connection with the consummation of the Business Combination and transactions contemplated by the Merger Agreement, Merger Sub was merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI. Read SEC document
July 23, 2021 Filed Jul 24, 2021 01:46 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	25,979	$9.64	$250,437.56	Disclosure SEC source: 0001104659-21-095546 · tm2123193-1_4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,189 F1 · shares: This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
July 23, 2021 Filed Jul 26, 2021 16:02 UTC Amendment	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	25,979	$9.64	$250,437.56	Disclosure SEC source: 0000950142-21-002439 · es210171812_4a1-rothstein2.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,189 F1 · security: This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · shares: This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: An additional 25,000 shares of common stock were inadvertently included in the reporting person's ownership total in the Form 4 originally filed on July 23, 2021. Read SEC document
July 22, 2021 Filed Jul 23, 2021 00:55 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseWarrants to purchase Common Stock · Derivative	23,910	$1.48 Strike: $11.50	$35,386.80	Disclosure SEC source: 0001104659-21-095082 · tm2123091d2_4.xml · derivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,849 Underlying: Common Stock · 23,910 shares Expires not disclosed F2 · shares: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · derivative.underlying_shares: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
July 22, 2021 Filed Jul 23, 2021 00:55 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	5,021	$9.77	$49,055.17	Disclosure SEC source: 0001104659-21-095082 · tm2123091d2_4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,210 F1 · security: This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · shares: This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
July 22, 2021 Filed Jul 26, 2021 16:00 UTC Amendment	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	5,021	$9.77	$49,055.17	Disclosure SEC source: 0000950142-21-002438 · es210171811_4a1-rothstein1.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,210 F1 · security: This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · shares: This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: An additional 25,000 shares of common stock were inadvertently included in the reporting person's ownership total in the Form 4 originally filed on July 22, 2021. Read SEC document
July 21, 2021 Filed Jul 21, 2021 21:48 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseWarrants to purchase Common Stock · Derivative	10,090	$1.50 Strike: $11.50	$15,135.00	Disclosure SEC source: 0001104659-21-094511 · tm2122960-2_4seq1.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,939 Underlying: Common Stock · 10,090 shares Expires not disclosed F1 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
July 20, 2021 Filed Jul 20, 2021 22:59 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseWarrants to purchase Common Stock · Derivative	14,480	$1.50 Strike: $11.50	$21,720.00	Disclosure SEC source: 0001104659-21-094088 · tm2122760-1_4.xml · derivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,849 Underlying: Common Stock · 14,480 shares Expires not disclosed F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.45 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $1.45 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.