FTHM

SEC source: 0001817271-26-000004 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419,703

F1 · ownership.direct: Of these shares, 133,337 are restricted and vest on the second and third anniversary of the grant date, November 15, 2024.

SEC source: 0002110733-26-000002 · primary_doc.xml · derivative · entry 1

Muller Laura L. · CIK 0002110733 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,614

Underlying: Common Stock · 137,614 shares

Expires 2036-02-08

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The performance rights vest upon the consolidated real estate brokerage business reaching certain gross profit thresholds in the fiscal year ending December 31, 2026.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The performance rights vest upon the consolidated real estate brokerage business reaching certain gross profit thresholds in the fiscal year ending December 31, 2026.

SEC source: 0001817271-26-000003 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,459,045

F1 · ownership.direct: Of these shares, 133,337 are restricted and vest on the second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001817271-26-000002 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490,351

F1 · ownership.direct: Of these shares, 133,337 are restricted and vest on the second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001817271-26-000001 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,557,019

F1 · shares: These shares were granted in lieu of salary being paid for the fourth quarter of 2025.

F2 · ownership.direct: Of these shares, 133,337 are restricted and vest on the second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001817271-25-000005 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,514,940

F1 · ownership.direct: Of these shares, 133,337 are restricted and vest on the second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001817271-25-000004 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,547,964

F1 · ownership.direct: Of these shares, 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001817271-25-000003 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,582,964

F1 · shares: These shares were granted in lieu of salary being paid for the third quarter of 2025.

F2 · ownership.direct: Of these shares, 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001578563-25-000390 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,135,406

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $2.15 to $2.445. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000389 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559,353

F1 · ownership.direct: Of these shares, 54,499 are restricted and vest in full on September 1, 2025, and 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001578563-25-000391 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,135,406

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $2.15 to $2.445. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000379 · primary_doc.xml · nonDerivative · entry 1

Venable Jennifer B. · CIK 0001817247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,284

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: Of these shares, 82,645 are restricted stock units and vest in full on August 19, 2026.

SEC source: 0001578563-25-000375 · primary_doc.xml · derivative · entry 4

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-08-20

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The performance rights vest upon Fathom's common stock achieving a specified price per share for a specified time.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The performance rights vest upon Fathom's common stock achieving a specified price per share for a specified time.

SEC source: 0001578563-25-000378 · primary_doc.xml · nonDerivative · entry 1

Hood David C. · CIK 0001783181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,998

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

SEC source: 0001578563-25-000376 · primary_doc.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,046

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

SEC source: 0001578563-25-000380 · primary_doc.xml · nonDerivative · entry 1

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,641

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

SEC source: 0001578563-25-000377 · primary_doc.xml · nonDerivative · entry 1

Murray Stephen H. · CIK 0001979880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,145

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

SEC source: 0001578563-25-000331 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,619,353

F1 · ownership.direct: Of these shares, 54,499 are restricted and vest in full on September 1, 2025, and 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001578563-25-000330 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,227,801

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $1.48 to $1.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000330 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,228,901

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $1.48 to $1.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000330 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,310,592

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $1.35 to $1.52. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000329 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,361,309

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $1.29 to $1.365. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000329 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,384,192

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $1.35 to $1.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000329 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,394,423

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $1.28 to $1.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001578563-25-000328 · primary_doc.xml · nonDerivative · entry 1

Giuggio Samantha · CIK 0001817258 · Chief Broker Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,543

F1 · kind: Reflects shares sold to cover taxes upon the vesting of restricted stock on June 29, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $1.38 to $1.4085. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 4,634 shares were issued pursuant to a restricted stock award, and are restricted and vest in full on March 30, 2026.

SEC source: 0001104659-25-046720 · tm2514627-1_4seq1.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,671,500

F1 · ownership.direct: Of these shares, 54,499 are restricted and vest in full on September 1, 2025, and 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001578563-25-000221 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,741,500

F1 · ownership.direct: Of these shares, 54,499 are restricted and vest in full on September 1, 2025, and 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001578563-25-000205 · primary_doc.xml · nonDerivative · entry 1

Giuggio Samantha · CIK 0001817258 · Chief Broker Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,689

F1 · kind: Reflects shares sold to cover taxes upon the vesting of restricted stock on April 1, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $0.7078 to $0.7262. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 7,318 are restricted and vest in full on June 29, 2025, and 4,634 shares are restricted and vets in full on March 30, 2026.

SEC source: 0001104659-25-025553 · tm259794-2_4seq1.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,401

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: Of these shares, 56,117 are restricted stock units that vest in full on the date of Fathom Holdings Inc.'s 2025 annual meeting of shareholders.

SEC source: 0001578563-25-000179 · primary_doc.xml · nonDerivative · entry 1

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,493,996

F1 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-25-000178 · primary_doc.xml · nonDerivative · entry 1

Murray Stephen H. · CIK 0001979880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,500

F1 · ownership.direct: Of these shares, 43,478 are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-25-000021 · primary_doc.xml · nonDerivative · entry 2

Giuggio Samantha · CIK 0001817258 · Chief Broker Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,530

F1 · kind: Reflects shares sold to cover taxes upon the vesting of restricted stock on December 31, 2024.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $1.52 to $1.526. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 29,247 shares are restricted and vest in full on March 30, 2025, 7,318 shares are restricted and vest in full on September 1, 2025, and 4,634 shares are restricted and vest in full on March 30, 2026.

SEC source: 0001578563-25-000020 · primary_doc.xml · nonDerivative · entry 1

Zach Joanne · CIK 0002041573 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,510

F1 · kind: Reflects shares sold to cover taxes upon the vesting of restricted stock on December 31, 2024.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $1.50 to $1.52. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 100,000 are restricted and vest 1/3 each on the first, second and third anniversary of the grant date, 36,312 are restricted and vest in full on March 30, 2025, 9,314 are restricted and vest in full on June 29, 2025, and 12,563 are restricted and vest in full on March 30, 2026.

SEC source: 0001578563-25-000021 · primary_doc.xml · nonDerivative · entry 1

Giuggio Samantha · CIK 0001817258 · Chief Broker Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,690

F1 · kind: Reflects shares sold to cover taxes upon the vesting of restricted stock on December 31, 2024.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $1.50 to $1.5148. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 29,247 shares are restricted and vest in full on March 30, 2025, 7,318 shares are restricted and vest in full on September 1, 2025, and 4,634 shares are restricted and vest in full on March 30, 2026.

SEC source: 0001578563-24-000495 · primary_doc.xml · nonDerivative · entry 2

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,130

F2 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-24-000488 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,465,261

F1 · ownership.direct: Of these shares, 25,000 are restricted and vest in full on January 1, 2025 and 54,499 are restricted and vest in full on September 1, 2025.

SEC source: 0001578563-24-000495 · primary_doc.xml · nonDerivative · entry 1

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,130

F1 · price: The reported securities were purchased in multiple transactions ranging in price from $1.93 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.

F2 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-24-000469 · primary_doc.xml · nonDerivative · entry 1

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884,643

F1 · price: The reported securities were purchased in multiple transactions ranging in price from $1.9250 to $1.9500. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.

F2 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-24-000468 · primary_doc.xml · nonDerivative · entry 3

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,643

F3 · price: The reported securities were purchased in multiple transactions ranging in price from $1.89 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.

F2 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-24-000468 · primary_doc.xml · nonDerivative · entry 2

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,643

F2 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-24-000468 · primary_doc.xml · nonDerivative · entry 1

Flanders Scott N · CIK 0001327337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,602

F1 · price: The reported securities were purchased in multiple transactions ranging in price from $1.81 to $1.85. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.

F2 · ownership.direct: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-24-000455 · primary_doc.xml · nonDerivative · entry 1

Venable Jennifer B. · CIK 0001817247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,639

F1 · ownership.direct: Of these shares, 43,478 are restricted stock units and vest in full on August 18, 2025.

SEC source: 0001578563-24-000454 · primary_doc.xml · nonDerivative · entry 1

Hood David C. · CIK 0001783181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,353

F1 · ownership.direct: Of these shares, 43,478 are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-25-000220 · primary_doc.xml · derivative · entry 4

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-11-15

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The performance rights vest upon Fathom's common stock achieving a specified price per share for a specified time.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The performance rights vest upon Fathom's common stock achieving a specified price per share for a specified time.

SEC source: 0001578563-25-000220 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,665,261

F1 · ownership.direct: Of these shares, 54,499 are restricted and vest in full on September 1, 2025, and 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

SEC source: 0001578563-24-000452 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,535,261

F1 · price: The reported securities were purchased in multiple transactions at prices ranging from $1.89 to $2.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

F2 · ownership.direct: Of these shares, 9,222 are restricted and vest in full on November 30, 2024, 25,000 are restricted and vest in full on January 1, 2025 and 54,499 are restricted and vest in full on September 1, 2025.

SEC source: 0001578563-24-000453 · primary_doc.xml · nonDerivative · entry 1

Murray Stephen H. · CIK 0001979880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,727

F1 · price: The reported securities were purchased in multiple transactions at prices ranging from $1.9399 to $1.975. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

F2 · ownership.direct: Of these shares, 43,478 are restricted stock units that vest in full on August 18, 2025.

SEC source: 0001578563-24-000436 · primary_doc.xml · nonDerivative · entry 1

Zach Joanne · CIK 0002041573 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,375

F1 · ownership.direct: Of these shares, 100,000 are restricted and vest 1/3 each on the first, second and third anniversary of the grant date, 2,861 are restricted and vest in full on December 30, 2024, 36,312 are restricted and vest in full on March 30, 2025, 9,314 are restricted and vest in full on June 29, 2025, and 12,563 are restricted and vest in full on March 30, 2026.

SEC source: 0001578563-24-000430 · primary_doc.xml · nonDerivative · entry 4

Giuggio Samantha · CIK 0001817258 · Chief Broker Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,368

F4 · shares: As disclosed in the Company's Proxy Statement filed with the SEC on July 10, 2024, in connection with the Company's cost cutting measures, the reporting person volunteered for base salary reductions for certain periods of 2024 and elected to receive the balance of her respective base salary in restricted stock awards. These shares were granted for the reporting person's reduced cash compensation for the second quarter of 2024.

F5 · ownership.direct: Of these shares, 565 shares are restricted and vest in full on December 31, 2024, 23,826 shares are restricted and vest in full on March 30, 2025, 2,248 shares are restricted and vest in full on December 30, 2024, 5,421 shares are restricted and vest in full on March 30, 2025, 4,634 shares are restricted and vest in full on March 30, 2026, and 7,318 are restricted and vest in full on September 1, 2025. The total amount of shares owned has been corrected to remove 226 shares previously reported as held by the reporting person that are owned by her adult child.

SEC source: 0001578563-24-000431 · primary_doc.xml · nonDerivative · entry 1

Fregenal Marco · CIK 0001817271 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,761

F1 · shares: As disclosed in the Company's Proxy Statement filed with the SEC on July 10, 2024, in connection with the Company's cost cutting measures, the reporting person volunteered for base salary reductions for certain periods of 2024 and elected to receive the balance of his respective base salary in restricted stock awards. These shares were granted for the reporting person's reduced cash compensation for the first and second quarters of 2024.

F2 · ownership.direct: Of these shares, 54,499 are restricted and vest in full on September 1, 2025, 9,222 shares are restricted and vest in full on November 30, 2024, and 25,000 are restricted and vest in full on January 1, 2025.