Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,580 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580 F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026. F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $30.02 | $6,004.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 20 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 18 to this Form 4. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 19 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $30.00 | $6,000.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 18 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F11 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 17 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 400 | $30.00 | $12,000.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 16 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 800 | $30.02 | $24,016.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 17 to this Form 4. F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 600 | $30.01 | $18,006.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 25 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 653,052 Underlying: Class A Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 24 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 653,252 Underlying: Class A Common Stock · 2,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 23 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 983,600 Underlying: Class A Common Stock · 4,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 22 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,431,736 Underlying: Class A Common Stock · 3,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 21 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 985,480 Underlying: Class A Common Stock · 4,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,600 | $30.00 | $108,000.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 15 to this Form 4. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 3,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,700 | $30.01 | $81,027.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F11 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 2,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,100 | $30.01 | $123,041.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 9 to this Form 4. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 4,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,100 | $30.00 | $93,000.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4. F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 3,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,113 | $30.01 | $123,431.13 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 4,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · derivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 655,952 Underlying: Class A Common Stock · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.exercise_date: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 407 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · derivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 989,593 Underlying: Class A Common Stock · 407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · derivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 987,700 Underlying: Class A Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 700 | $30.00 | $21,000.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F6 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F5 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 407 | $30.00 | $12,210.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F4 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 407 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,300 | $30.00 | $69,000.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F1 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:07 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 2,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 00:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 636 | $25.26 | $16,065.36 |
DisclosureSEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 00:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 368 | $25.47 | $9,372.96 |
DisclosureSEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:47 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · derivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,063 Underlying: Class A Common Stock · 1,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 16,077 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021. F6 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:47 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 24 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 656,652 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 23 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 656,652 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 22 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 990,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 21 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 990,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 20 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,434,836 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 800 | $32.67 | $26,136.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 19 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F19 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N on March 4, 2021. F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.36 to $33.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 21 to this Form 4. F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,200 | $31.66 | $37,992.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 18 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 800 F19 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N on March 4, 2021. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $32.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 20 to this Form 4. F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 17 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 100 | $33.35 | $3,335.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 16 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F15 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021. F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 925 | $32.49 | $30,053.25 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 100 F15 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.15 to $32.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 17 to this Form 4. F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 975 | $31.52 | $30,732.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 1,025 F15 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $31.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4. F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.