Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,580 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580 F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026. F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2021 Filed Dec 15, 2021 02:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 18, 2021 Filed Dec 15, 2021 02:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · derivative · entry 24 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,399,636 Underlying: Class A Common Stock · 3,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F28 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F28 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 18, 2021 Filed Dec 15, 2021 02:46 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: Reflects the gift of common stock to a charitable donor advised fund and an individual on November 18, 2021. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 18, 2021 Filed Dec 15, 2021 02:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 3,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · derivative · entry 17 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 647,652 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · derivative · entry 16 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 647,652 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · derivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,402,836 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · derivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 895,000 Underlying: Class A Common Stock · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · derivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 895,000 Underlying: Class A Common Stock · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,000 | $36.79 | $110,370.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,000 | $36.79 | $110,370.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 8,000 | $36.79 | $294,320.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F5 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 75,000 | $39.27 | $2,945,250.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F3 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,000 | $36.79 | $183,950.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 75,000 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F3 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 75,000 | $39.00 | $2,925,000.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,000 | $36.79 | $183,950.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 75,000 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:56 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000020 · wf-form4_163675778151713.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 6,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 24 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,410,836 Underlying: Class A Common Stock · 6,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 22 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 975,000 Underlying: Class A Common Stock · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 6,328 | $30.51 | $193,067.28 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 16 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 18 to this Form 4. F7 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 6,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 6,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,500 | $30.65 | $45,975.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.45 to $30.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 17 to this Form 4. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 1,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,200 | $30.63 | $36,756.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 1,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 23 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 975,000 Underlying: Class A Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 21 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 650,652 Underlying: Class A Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 20 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 650,652 Underlying: Class A Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 13,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 19 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,417,164 Underlying: Class A Common Stock · 13,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 18 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 976,500 Underlying: Class A Common Stock · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 8,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · derivative · entry 17 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 976,200 Underlying: Class A Common Stock · 8,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,200 | $30.00 | $66,000.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 15 to this Form 4. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 2,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,400 | $30.00 | $72,000.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F11 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 2,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 13,772 | $30.01 | $413,297.72 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 9 to this Form 4. F7 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 13,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 13,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 6,700 | $30.01 | $201,067.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 6,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 8,680 | $30.01 | $260,486.80 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000018 · wf-form4_163657954496125.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 8,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 30 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 652,852 Underlying: Class A Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 29 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 653,052 Underlying: Class A Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 28 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 983,200 Underlying: Class A Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 27 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,430,936 Underlying: Class A Common Stock · 800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · derivative · entry 26 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 984,880 Underlying: Class A Common Stock · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.