Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,580 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580 F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026. F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $33.35 | $6,670.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F11 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021. F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,956 | $32.50 | $63,570.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 200 F11 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.15 to $32.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 13 to this Form 4. F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,844 | $31.56 | $89,756.64 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 2,156 F11 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $32.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4. F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $33.35 | $6,670.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F7 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021. F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,879 | $32.50 | $61,067.50 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 200 F7 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.15 to $32.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 9 to this Form 4. F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,921 | $31.57 | $92,215.97 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 2,079 F7 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $32.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 8 to this Form 4. F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 200 | $33.32 | $6,664.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.28 to $33.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,352 | $32.50 | $108,940.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 200 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.14 to $32.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,448 | $31.56 | $140,378.88 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 3,552 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.14 to $32.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| July 02, 2021 Filed Jul 3, 2021 00:07 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,223 | $34.43 | $42,107.89 |
DisclosureSEC source: 0001833508-21-000008 · wf-form4_162527081124452.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.35 to $34.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| July 02, 2021 Filed Jul 3, 2021 00:07 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 787 | $34.97 | $27,521.39 |
DisclosureSEC source: 0001833508-21-000008 · wf-form4_162527081124452.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.68 to $35.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| June 30, 2021 Filed Jul 3, 2021 00:07 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000008 · wf-form4_162527081124452.xml · derivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,067 Underlying: Class A Common Stock · 2,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 16,077 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021. F5 · derivative.exercise_date: The RSUs vest as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| June 30, 2021 Filed Jul 3, 2021 00:07 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000008 · wf-form4_162527081124452.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 18 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 658,652 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 17 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 658,652 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 995,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 995,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,442,836 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,000 | $40.00 | $80,000.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F10 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N on March 4, 2021. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,000 | $40.00 | $80,000.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F8 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,000 | $40.00 | $200,000.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F6 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021. F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,000 | $40.00 | $200,000.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F4 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021. F3 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 8,000 | $40.00 | $320,000.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| March 30, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass B Common Stock · Derivative | 660,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 16 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 660,652 Underlying: Class A Common Stock · 660,652 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · kind: On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass B Common Stock · Derivative | 660,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 660,652 Underlying: Class A Common Stock · 660,652 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · kind: On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2021 Filed Jun 28, 2021 20:46 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass B Common Stock · Derivative | 1,321,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 1,321,304 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · kind: On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N. F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F13 · ownership.nature: These shares were held by the RAJN Trust, of which the Reporting Person's children were beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:06 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 95,481 | $0.00 Strike: $36.25 | $0.00 |
DisclosureSEC source: 0001833508-21-000002 · wf-form4_161229993894753.xml · derivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,481 Underlying: Class A Common Stock · 95,481 shares Expires 2031-01-29 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2021, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:06 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Unit · Derivative | 16,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-21-000002 · wf-form4_161229993894753.xml · derivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,077 Underlying: Class A Common Stock · 16,077 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 166,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · derivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,473,336 Underlying: Class A Common Stock · 166,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These shares are held by The Birchwood Trust, of which the Reporting Person and his spouse are trustees and beneficiaries. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 189,600 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · derivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,400 Underlying: Class B Common Stock · 189,600 shares Expires 2028-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F1 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 143,750 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · derivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Class B Common Stock · 143,750 shares Expires 2027-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F3 · derivative.exercise_date: The option vests as to 1/48 of the total shares on March 1, 2017, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F1 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 333,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · derivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 333,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 189,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · derivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,350 Underlying: Class A Common Stock · 189,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 143,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · derivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,750 Underlying: Class A Common Stock · 143,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 166,650 | $20.00 | $3,333,000.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: These shares are held by The Birchwood Trust, of which the Reporting Person and his spouse are trustees and beneficiaries. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 166,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 166,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These shares are held by The Birchwood Trust, of which the Reporting Person and his spouse are trustees and beneficiaries. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 333,350 | $20.00 | $6,667,000.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:06 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 333,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062999 · doc4.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.