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person · Reporting owner

Goel Amar K.

Disclosed activity across 1 company

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10184
SEC CIK
0001833508

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% ownerOctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect35,580 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · derivative · entry 20

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 641,652

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · derivative · entry 19

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 641,652

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · derivative · entry 18

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 885,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · derivative · entry 17

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 885,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · derivative · entry 16

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 1,383,636

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 300 $28.76 $8,628.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 15

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 0

F18 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 20 to this Form 4.

F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,700 $28.06 $75,762.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 14

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 300

F18 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.60 to $28.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 19 to this Form 4.

F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 13

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $28.73 $11,492.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 12

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 0

F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4.

F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,600 $28.03 $72,878.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 11

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 400

F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 15 to this Form 4.

F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 10

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 500 $28.61 $14,305.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 9

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $28.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4.

F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,500 $28.05 $126,225.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 8

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 500

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.56 to $28.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 11 to this Form 4.

F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 700 $28.61 $20,027.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.51 to $28.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 8 to this Form 4.

F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,300 $28.03 $120,529.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 700

F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $28.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4.

F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 800 $28.65 $22,920.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.53 to $29.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,200 $28.06 $202,032.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 800

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.53 to $28.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 01:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000004 · wf-form4_164212348804982.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 02:24 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 648 $31.16 $20,191.68
Disclosure

SEC source: 0001833508-22-000002 · wf-form4_164134946307947.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:24 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 176 $34.57 $6,084.32
Disclosure

SEC source: 0001833508-22-000002 · wf-form4_164134946307947.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.57 to $34.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

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January 03, 2022 Filed Jan 5, 2022 02:24 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 181 $34.06 $6,164.86
Disclosure

SEC source: 0001833508-22-000002 · wf-form4_164134946307947.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $34.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

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December 31, 2021 Filed Jan 5, 2022 02:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000002 · wf-form4_164134946307947.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,058

Underlying: Class A Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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December 31, 2021 Filed Jan 5, 2022 02:24 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0001833508-22-000002 · wf-form4_164134946307947.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · derivative · entry 29

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 644,652

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F28 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F23 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · derivative · entry 28

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 644,652

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F28 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F18 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · derivative · entry 27

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 890,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F28 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F13 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · derivative · entry 26

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 890,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F28 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F8 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · derivative · entry 25

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 1,391,636

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F28 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F28 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 500 $38.30 $19,150.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 23

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 0

F24 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.

F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.88 to $38.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 27 to this Form 4.

F23 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,000 $37.40 $37,400.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 22

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 500

F24 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.

F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.81 to $37.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 26 to this Form 4.

F23 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,500 $35.96 $53,940.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 21

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 1,500

F24 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.

F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.58 to $36.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 25 to this Form 4.

F23 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 20

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 500 $38.31 $19,155.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 19

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 0

F19 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.

F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.90 to $38.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 22 to this Form 4.

F18 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,000 $37.37 $37,370.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 18

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 500

F19 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.

F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.80 to $37.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 21 to this Form 4.

F18 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,500 $35.97 $53,955.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 17

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 1,500

F19 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.58 to $36.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 20 to this Form 4.

F18 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 16

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,300 $38.17 $49,621.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 15

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.76 to $38.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 17 to this Form 4.

F13 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,100 $37.28 $41,008.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 14

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 1,300

F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $37.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4.

F13 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,600 $35.95 $93,470.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 13

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 2,400

F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.61 to $36.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 15 to this Form 4.

F13 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 12

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,300 $38.17 $49,621.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 11

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F9 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.76 to $38.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4.

F8 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,100 $37.28 $41,008.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 10

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 1,300

F9 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.72 to $37.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 11 to this Form 4.

F8 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,600 $35.98 $93,548.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 9

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 2,400

F9 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.61 to $36.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 10 to this Form 4.

F8 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 8

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 200 $38.63 $7,726.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.59 to $38.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,430 $37.97 $92,267.10
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 200

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.58 to $38.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,500 $36.93 $55,395.00
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 2,630

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.58 to $37.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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December 13, 2021 Filed Dec 15, 2021 02:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,870 $35.93 $139,049.10
Disclosure

SEC source: 0001833508-21-000022 · wf-form4_163953638920109.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 4,130

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.