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ZWS

Zurn Elkay Water Solutions Corp

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3659
SEC CIK
0001439288
Parsed reports
669

Last 12 months

Inside the activity.

1 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 2026020
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed May 6, 2021 21:54 UTC
Chhabra SudhanshuVP-Rexnord Business Systems
Tax withholdingCommon Stock 878 $51.10 $44,865.80
Disclosure

SEC source: 0001439288-21-000091 · wf-form4_162033805238641.xml · nonDerivative · entry 1

Chhabra Sudhanshu · CIK 0001680387 · VP-Rexnord Business Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,329

F1 · shares: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

F1 · price: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

Read SEC document
May 04, 2021 Filed May 6, 2021 21:53 UTC
Whaley Patricia MVice Pres.-General Counsel
Tax withholdingCommon Stock 1,280 $51.10 $65,408.00
Disclosure

SEC source: 0001439288-21-000089 · wf-form4_162033801286573.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,511

F1 · shares: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

F1 · price: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

Read SEC document
May 04, 2021 Filed May 6, 2021 21:51 UTC
Dua ChiragVP & Gen Mgr-Digital Solutions
Tax withholdingCommon Stock 628 $51.10 $32,090.80
Disclosure

SEC source: 0001439288-21-000086 · wf-form4_162033785697791.xml · nonDerivative · entry 1

Dua Chirag · CIK 0001819488 · VP & Gen Mgr-Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,391

F1 · shares: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

F1 · price: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

Read SEC document
May 04, 2021 Filed May 6, 2021 21:50 UTC
Troutman MichaelChief Information Officer
Tax withholdingCommon Stock 954 $51.10 $48,749.40
Disclosure

SEC source: 0001439288-21-000085 · wf-form4_162033782317547.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,622

F1 · shares: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

F1 · price: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:34 UTC GrantCommon Stock 523 $49.01 $25,632.23
Disclosure

SEC source: 0001439288-21-000065 · wf-form4_161860882742794.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,575

F1 · kind: Payment of director fees in stock.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:30 UTC GrantCommon Stock 460 $49.01 $22,544.60
Disclosure

SEC source: 0001439288-21-000064 · wf-form4_161860861120915.xml · nonDerivative · entry 1

Schooler Rosemary · CIK 0001763187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,210

F1 · kind: Payment of director fees in stock.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:29 UTC
Troy PeggyDirector
GrantCommon Stock 460 $49.01 $22,544.60
Disclosure

SEC source: 0001439288-21-000063 · wf-form4_161860853353211.xml · nonDerivative · entry 1

Troy Peggy · CIK 0001776483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,184

F1 · kind: Payment of director fees in stock.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:39 UTC
ADAMS TODD A.Director · Chairman, President & CEO
GiftCommon Stock 6,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000059 · wf-form4_161498395285522.xml · nonDerivative · entry 1

ADAMS TODD A. · CIK 0001525211 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,538

F1 · price: As previously reported, on March 4, 2020, the Reporting Person transferred shares of common stock to a grantor retained annuity trust (GRAT) as part of an estate planning strategy. The Reporting Person does not serve as trustee of the GRAT. On March 4, 2021, under the terms of the GRAT, the shares indicated above were returned to the Reporting Person as an annuity payment.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:34 UTC GrantCommon Stock 2,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000057 · wf-form4_161437878400365.xml · nonDerivative · entry 1

Butler Jacques Donavon · CIK 0001846171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC GrantCommon Stock 4,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000048 · wf-form4_161369070048720.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,052

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:07 UTC
Powers George JChief Human Resources Officer
GrantCommon Stock 4,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000039 · wf-form4_161368955718761.xml · nonDerivative · entry 1

Powers George J · CIK 0001632456 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,951

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:04 UTC
Jackson RodneySVP-Bus.&Corp. Development
GrantCommon Stock 2,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000038 · wf-form4_161368946981134.xml · nonDerivative · entry 1

Jackson Rodney · CIK 0001623497 · SVP-Bus.&Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,272

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC GrantCommon Stock 4,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000046 · wf-form4_161369038688256.xml · nonDerivative · entry 1

Walker-Lee Robin A · CIK 0001483329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,582

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:47 UTC GrantCommon Stock 2,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-002499 · wf-form4_161369205291005.xml · nonDerivative · entry 1

CRANDALL THEODORE D · CIK 0001278026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,036

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:47 UTC GrantCommon Stock 2,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-002498 · wf-form4_161369201176566.xml · nonDerivative · entry 1

Schooler Rosemary · CIK 0001763187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,750

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:46 UTC GrantCommon Stock 2,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-002497 · wf-form4_161369197334528.xml · nonDerivative · entry 1

MOORE GEORGE C · CIK 0001254124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,351

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:26 UTC GrantCommon Stock 4,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000049 · wf-form4_161369077926764.xml · nonDerivative · entry 1

Stroup John S · CIK 0001340794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,765

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:46 UTC
Troy PeggyDirector
GrantCommon Stock 2,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-002496 · wf-form4_161369194114512.xml · nonDerivative · entry 1

Troy Peggy · CIK 0001776483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,724

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:16 UTC
Troutman MichaelChief Information Officer
GrantCommon Stock 3,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000044 · wf-form4_161369014395249.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,576

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:21 UTC GrantCommon Stock 5,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000047 · wf-form4_161369044707678.xml · nonDerivative · entry 1

BARTLETT MARK S. · CIK 0001551523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,838

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:14 UTC
Whaley Patricia MVice Pres.-General Counsel
GrantCommon Stock 4,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000043 · wf-form4_161369007939104.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,791

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC GrantCommon Stock 2,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000045 · wf-form4_161369023693354.xml · nonDerivative · entry 1

Longren David C. · CIK 0001418238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,189

F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:13 UTC
Zaba Kevin JGroup Ex., President-PMC
GrantStock Option (right to buy) · Derivative 43,859 $0.00 Strike: $45.10 $0.00
Disclosure

SEC source: 0001439288-21-000042 · wf-form4_161368998166277.xml · derivative · entry 6

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,859

Underlying: Common Stock · 43,859 shares

Expires 2031-02-16

F5 · derivative.exercise_date: The original option vests on the date listed above.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:13 UTC
Zaba Kevin JGroup Ex., President-PMC
GrantCommon Stock 14,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000042 · wf-form4_161368998166277.xml · nonDerivative · entry 1

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,629

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Wehr CraigGroup Ex., President-Zurn
GrantCommon Stock 7,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000041 · wf-form4_161368981462258.xml · nonDerivative · entry 1

Wehr Craig · CIK 0001615587 · Group Ex., President-Zurn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,039

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:09 UTC
Chhabra SudhanshuVP-Rexnord Business Systems
GrantCommon Stock 1,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000040 · wf-form4_161368974940135.xml · nonDerivative · entry 1

Chhabra Sudhanshu · CIK 0001680387 · VP-Rexnord Business Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,207

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:02 UTC
Dua ChiragVP & Gen Mgr-Digital Solutions
GrantCommon Stock 1,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000037 · wf-form4_161368932259213.xml · nonDerivative · entry 1

Dua Chirag · CIK 0001819488 · VP & Gen Mgr-Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:50 UTC GrantCommon Stock 598 $42.92 $25,666.16
Disclosure

SEC source: 0001439288-21-000003 · wf-form4_161109300339899.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,506

F1 · kind: Payment of director fees in stock.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:52 UTC
Troy PeggyDirector
GrantCommon Stock 525 $42.92 $22,533.00
Disclosure

SEC source: 0001439288-21-000004 · wf-form4_161109310878987.xml · nonDerivative · entry 1

Troy Peggy · CIK 0001776483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,841

F1 · kind: Payment of director fees in stock.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 16:14 UTC
Powers George JChief Human Resources Officer
Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001439288-20-000187 · wf-form4_160633887138941.xml · derivative · entry 4

Powers George J · CIK 0001632456 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,840

Underlying: Common Stock · 500 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option fully vested.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 16:14 UTC
Powers George JChief Human Resources Officer
SaleCommon Stock 500 $39.50 $19,750.00
Disclosure

SEC source: 0001439288-20-000187 · wf-form4_160633887138941.xml · nonDerivative · entry 2

Powers George J · CIK 0001632456 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,294

Read SEC document
November 24, 2020 Filed Nov 25, 2020 16:14 UTC
Powers George JChief Human Resources Officer
Exercise / conversionCommon Stock 500 $25.77 $12,885.00
Disclosure

SEC source: 0001439288-20-000187 · wf-form4_160633887138941.xml · nonDerivative · entry 1

Powers George J · CIK 0001632456 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:09 UTC
Whaley Patricia MVice Pres.-General Counsel
GiftCommon Stock 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-20-000185 · wf-form4_160616937286877.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,267

F1 · price: Bona fide gift.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:46 UTC
Zaba Kevin JGroup Ex., President-PMC
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $19.70 $0.00
Disclosure

SEC source: 0001439288-20-000183 · wf-form4_160521759469565.xml · derivative · entry 6

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,904

Underlying: Common Stock · 20,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:46 UTC
Zaba Kevin JGroup Ex., President-PMC
Exercise / conversionStock Option (right to buy) · Derivative 33,063 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001439288-20-000183 · wf-form4_160521759469565.xml · derivative · entry 5

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,063 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:46 UTC
Zaba Kevin JGroup Ex., President-PMC
SaleCommon Stock 64,115 $37.06 $2,375,992.90
Disclosure

SEC source: 0001439288-20-000183 · wf-form4_160521759469565.xml · nonDerivative · entry 3

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,662

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.70 to $37.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:46 UTC
Zaba Kevin JGroup Ex., President-PMC
Exercise / conversionCommon Stock 20,000 $19.70 $394,000.00
Disclosure

SEC source: 0001439288-20-000183 · wf-form4_160521759469565.xml · nonDerivative · entry 2

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:46 UTC
Zaba Kevin JGroup Ex., President-PMC
Exercise / conversionCommon Stock 33,063 $25.77 $852,033.51
Disclosure

SEC source: 0001439288-20-000183 · wf-form4_160521759469565.xml · nonDerivative · entry 1

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC
Whaley Patricia MVice Pres.-General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 6,682 $0.00 Strike: $28.91 $0.00
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · derivative · entry 8

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340

Underlying: Common Stock · 6,682 shares

Expires 2028-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The original option vests in three annual installments beginning on the date listed above.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC
Whaley Patricia MVice Pres.-General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 14,829 $0.00 Strike: $29.31 $0.00
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · derivative · entry 5

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,829 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC
Whaley Patricia MVice Pres.-General Counsel
SaleCommon Stock 21,511 $37.30 $802,297.92
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · nonDerivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC
Whaley Patricia MVice Pres.-General Counsel
Exercise / conversionCommon Stock 6,682 $28.91 $193,176.62
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC
Whaley Patricia MVice Pres.-General Counsel
Exercise / conversionCommon Stock 14,829 $29.31 $434,637.99
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 23:17 UTC
PETERSON MARK WSVP & Chief Financial Officer
SaleCommon Stock 13,439 $34.92 $469,307.35
Disclosure

SEC source: 0001439288-20-000179 · wf-form4_160461826408795.xml · nonDerivative · entry 1

PETERSON MARK W · CIK 0001535684 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,120

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.75 to $35.105. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 23:16 UTC
Troutman MichaelChief Information Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001439288-20-000178 · wf-form4_160461817742767.xml · derivative · entry 4

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

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November 05, 2020 Filed Nov 5, 2020 23:16 UTC
Troutman MichaelChief Information Officer
SaleCommon Stock 25,000 $35.00 $875,110.00
Disclosure

SEC source: 0001439288-20-000178 · wf-form4_160461817742767.xml · nonDerivative · entry 2

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,471

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.06 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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November 05, 2020 Filed Nov 5, 2020 23:16 UTC
Troutman MichaelChief Information Officer
Exercise / conversionCommon Stock 25,000 $19.00 $475,000.00
Disclosure

SEC source: 0001439288-20-000178 · wf-form4_160461817742767.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:15 UTC
Whaley Patricia MVice Pres.-General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 33,849 $0.00 Strike: $19.70 $0.00
Disclosure

SEC source: 0001439288-20-000177 · wf-form4_160461809340416.xml · derivative · entry 6

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,849 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

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November 03, 2020 Filed Nov 5, 2020 23:15 UTC
Whaley Patricia MVice Pres.-General Counsel
SaleCommon Stock 33,849 $34.30 $1,161,101.94
Disclosure

SEC source: 0001439288-20-000177 · wf-form4_160461809340416.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $34.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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November 03, 2020 Filed Nov 5, 2020 23:15 UTC
Whaley Patricia MVice Pres.-General Counsel
Exercise / conversionCommon Stock 33,849 $19.70 $666,825.30
Disclosure

SEC source: 0001439288-20-000177 · wf-form4_160461809340416.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.