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person · Reporting owner

Whaley Patricia M

Disclosed activity across 2 companies

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131706
SEC CIK
0001615214

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Zurn Elkay Water Solutions CorpZWS · Entity 3659Vice Pres.-General CounselDecember 30, 2021January 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Zurn Elkay Water Solutions Corp

Report date December 30, 2021 · Filed January 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect153,042 Reported balance After 2021-12-30 transaction · row 1
1 source row

Row 1 · 2021-12-30 · Tax withholding · Disposed 3,822 · Balance 153,042

F1: Shares were withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan398 Reported balance Holding disclosure · report date 2021-12-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 398

F2: Based on information from the trustee of the 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2: Based on information from the trustee of the 401(k) Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Land Newco, Inc.

Report date October 04, 2021 · Filed October 06, 2021

Section 16 reporting ended · disclosed 2021-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-10-04 transaction · row 1
1 source row

Row 1 · 2021-10-04 · Disposition to issuer · Disposed 14,812 · Balance 0

F1: All shares of common stock of the issuer were obtained through a pro rata distribution for no consideration by Rexnord Corporation.

F2: Each share of common stock of the issuer was disposed of and exchanged for approximately 0.2230 shares of common stock of Regal Rexnord Corporation (f.ka. Regal Beloit Corporation) (with a closing price of $151.00 per share on October 4, 2021), pursuant to the Agreement and Plan of Merger, dated as of February 15, 2021, by and among Rexnord Corporation, Regal Beloit Corporation, the issuer and Phoenix 2021, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: All shares of common stock of the issuer were obtained through a pro rata distribution for no consideration by Rexnord Corporation.

F2: Each share of common stock of the issuer was disposed of and exchanged for approximately 0.2230 shares of common stock of Regal Rexnord Corporation (f.ka. Regal Beloit Corporation) (with a closing price of $151.00 per share on October 4, 2021), pursuant to the Agreement and Plan of Merger, dated as of February 15, 2021, by and among Rexnord Corporation, Regal Beloit Corporation, the issuer and Phoenix 2021, Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2021 Filed Jan 5, 2022 02:06 UTC Zurn Elkay Water Solutions Corp ZWS · Entity 3659 Tax withholdingCommon Stock 3,822 $36.73 $140,382.06
Disclosure

SEC source: 0001439288-22-000013 · wf-form4_164134835954773.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,042

F1 · kind: Shares were withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 29, 2021 Filed Nov 3, 2021 01:20 UTC Zurn Elkay Water Solutions Corp ZWS · Entity 3659 SaleCommon Stock 41,347 $36.04 $1,490,054.92
Disclosure

SEC source: 0001439288-21-000244 · wf-form4_163590241854633.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,864

F2 · shares: Sale of shares to satisfy tax withholding obligations and related fees in connection with the vesting of performance stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $35.23 to $36.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
October 29, 2021 Filed Nov 3, 2021 01:20 UTC Zurn Elkay Water Solutions Corp ZWS · Entity 3659 GrantCommon Stock 87,850 $33.05 $2,903,442.50
Disclosure

SEC source: 0001439288-21-000244 · wf-form4_163590241854633.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,211

F1 · price: Acquisition of shares for no consideration upon the vesting of performance stock units, based on Zurn Water Solutions Corporation's performance during performance periods ended September 30, 2021.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 00:24 UTC Zurn Elkay Water Solutions Corp ZWS · Entity 3659 GrantCommon Stock 11,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000192 · wf-form4_163365267065179.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,361

F1 · price: Represents an adjustment of outstanding RSUs pursuant to the terms of the Zurn Water Solutions Corporation Performance Incentive Plan (the "Plan") to reflect the impact of the issuer's spin-off of its PMC business, which closed on October 4, 2021 (the "Spin-Off").

Read SEC document
October 04, 2021 Filed Oct 6, 2021 16:03 UTC Land Newco, Inc. NONE · Entity 134855 Disposition to issuerCommon Stock 14,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-123632 · tm2129356-3_4seq1.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Director · VP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: All shares of common stock of the issuer were obtained through a pro rata distribution for no consideration by Rexnord Corporation.

F2 · price: Each share of common stock of the issuer was disposed of and exchanged for approximately 0.2230 shares of common stock of Regal Rexnord Corporation (f.ka. Regal Beloit Corporation) (with a closing price of $151.00 per share on October 4, 2021), pursuant to the Agreement and Plan of Merger, dated as of February 15, 2021, by and among Rexnord Corporation, Regal Beloit Corporation, the issuer and Phoenix 2021, Inc.

Read SEC document
May 25, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 3,340 $0.00 Strike: $28.91 $0.00
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · derivative · entry 9

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,340 shares

Expires 2028-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
May 25, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 2,589 $50.37 $130,395.24
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · nonDerivative · entry 5

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,317

Read SEC document
May 25, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 3,340 $28.91 $96,559.40
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · nonDerivative · entry 4

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:43 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 6,675 $50.00 $333,761.35
Disclosure

SEC source: 0001439288-21-000138 · wf-form4_162216255139597.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,342

F2 · shares: Shares were sold to satisfy tax withholding obligations and related fees in connection with the vesting of restricted stock units and performance stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $49.72 to $50.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:43 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 GrantCommon Stock 14,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000138 · wf-form4_162216255139597.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,017

F1 · price: Based on Rexnord Corporation's performance during the three-year performance period (April 1, 2018 - March 31, 2021), performance stock units vested.

Read SEC document
May 24, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 25,618 $0.00 Strike: $23.13 $0.00
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · derivative · entry 8

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,618 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
May 24, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 21,255 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · derivative · entry 7

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,255 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
May 24, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 33,136 $49.93 $1,654,338.00
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · nonDerivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,566

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.7200 to $50.1800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
May 24, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 25,618 $23.13 $592,544.34
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 26, 2021 22:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 21,255 $25.77 $547,741.35
Disclosure

SEC source: 0001439288-21-000121 · wf-form4_162206729103720.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 14, 2021 22:56 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 682 $50.14 $34,195.48
Disclosure

SEC source: 0001439288-21-000103 · wf-form4_162103295976268.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,829

F1 · price: Shares were sold to satisfy tax withholding obligations and related fees in connection with the vesting of restricted stock units.

Read SEC document
May 04, 2021 Filed May 6, 2021 21:53 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Tax withholdingCommon Stock 1,280 $51.10 $65,408.00
Disclosure

SEC source: 0001439288-21-000089 · wf-form4_162033801286573.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,511

F1 · shares: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

F1 · price: Shares were withheld to satisfy tax obligations in connection with the vesting of restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:14 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 GrantCommon Stock 4,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-21-000043 · wf-form4_161369007939104.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,791

F1 · price: Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:09 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 GiftCommon Stock 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-20-000185 · wf-form4_160616937286877.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,267

F1 · price: Bona fide gift.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 6,682 $0.00 Strike: $28.91 $0.00
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · derivative · entry 8

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340

Underlying: Common Stock · 6,682 shares

Expires 2028-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The original option vests in three annual installments beginning on the date listed above.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 14,829 $0.00 Strike: $29.31 $0.00
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · derivative · entry 5

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,829 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 21,511 $37.30 $802,297.92
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · nonDerivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 6,682 $28.91 $193,176.62
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:44 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 14,829 $29.31 $434,637.99
Disclosure

SEC source: 0001439288-20-000182 · wf-form4_160521742338354.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 33,849 $0.00 Strike: $19.70 $0.00
Disclosure

SEC source: 0001439288-20-000177 · wf-form4_160461809340416.xml · derivative · entry 6

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,849 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 33,849 $34.30 $1,161,101.94
Disclosure

SEC source: 0001439288-20-000177 · wf-form4_160461809340416.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $34.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:15 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 33,849 $19.70 $666,825.30
Disclosure

SEC source: 0001439288-20-000177 · wf-form4_160461809340416.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 23:08 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 4,373 $0.00 Strike: $19.70 $0.00
Disclosure

SEC source: 0001439288-20-000142 · wf-form4_159183046163012.xml · derivative · entry 5

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,849

Underlying: Common Stock · 4,373 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 23:08 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 4,373 $32.50 $142,122.50
Disclosure

SEC source: 0001439288-20-000142 · wf-form4_159183046163012.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,967

Read SEC document
June 08, 2020 Filed Jun 10, 2020 23:08 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 4,373 $19.70 $86,148.10
Disclosure

SEC source: 0001439288-20-000142 · wf-form4_159183046163012.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 23:48 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Tax withholdingCommon Stock 576 $28.31 $16,306.56
Disclosure

SEC source: 0001439288-20-000124 · wf-form4_159070968957398.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,967

F1 · shares: Shares were withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F1 · price: Shares were withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 13, 2020 Filed May 15, 2020 22:02 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Tax withholdingCommon Stock 6,451 $25.26 $162,952.26
Disclosure

SEC source: 0001439288-20-000108 · wf-form4_158958012403607.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,543

F2 · shares: Shares were withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · price: Shares were withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 13, 2020 Filed May 15, 2020 22:02 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 GrantCommon Stock 14,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-20-000108 · wf-form4_158958012403607.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,994

F1 · price: Based on Rexnord Corporation's performance during the three-year performance period (fiscal 2018-fiscal 2020), performance stock units vested.

Read SEC document
May 04, 2020 Filed May 6, 2020 22:19 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 GrantCommon Stock 7,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001439288-20-000066 · wf-form4_158880356995417.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,710

F1 · price: Restricted stock unit grant, which vests in two equal installments, assuming continued employment - the first installment vests on the first anniversary of the grant date and the second vests on December 31, 2021.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:09 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 2,661 $0.00 Strike: $29.31 $0.00
Disclosure

SEC source: 0001439288-20-000039 · wf-form4_158267217074163.xml · derivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,829

Underlying: Common Stock · 2,661 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:09 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 2,661 $35.30 $93,933.30
Disclosure

SEC source: 0001439288-20-000039 · wf-form4_158267217074163.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:09 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 2,661 $29.31 $77,993.91
Disclosure

SEC source: 0001439288-20-000039 · wf-form4_158267217074163.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2020 Filed Feb 6, 2020 23:23 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001439288-20-000026 · wf-form4_158103140730789.xml · derivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

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February 05, 2020 Filed Feb 6, 2020 23:23 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 25,000 $34.00 $850,000.00
Disclosure

SEC source: 0001439288-20-000026 · wf-form4_158103140730789.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:23 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 25,000 $19.00 $475,000.00
Disclosure

SEC source: 0001439288-20-000026 · wf-form4_158103140730789.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:06 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0001439288-19-000150 · wf-form4_157627840105718.xml · derivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

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December 12, 2019 Filed Dec 13, 2019 23:06 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 10,000 $32.55 $325,500.00
Disclosure

SEC source: 0001439288-19-000150 · wf-form4_157627840105718.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:06 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 10,000 $22.03 $220,300.00
Disclosure

SEC source: 0001439288-19-000150 · wf-form4_157627840105718.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:18 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0001439288-19-000142 · wf-form4_157540789249720.xml · derivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 35,000 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option fully vested.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:18 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 35,000 $31.51 $1,102,850.00
Disclosure

SEC source: 0001439288-19-000142 · wf-form4_157540789249720.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.45 to $31.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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November 29, 2019 Filed Dec 3, 2019 21:18 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 35,000 $22.03 $771,050.00
Disclosure

SEC source: 0001439288-19-000142 · wf-form4_157540789249720.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:28 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionStock Option (right to buy) · Derivative 8,325 $0.00 Strike: $8.89 $0.00
Disclosure

SEC source: 0001439288-19-000096 · wf-form4_155977007894212.xml · derivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,325 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:28 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 12,945 $28.00 $362,460.00
Disclosure

SEC source: 0001439288-19-000096 · wf-form4_155977007894212.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:28 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 Exercise / conversionCommon Stock 8,325 $8.89 $73,992.60
Disclosure

SEC source: 0001439288-19-000096 · wf-form4_155977007894212.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:19 UTC Zurn Elkay Water Solutions Corp RXN · Entity 3659 SaleCommon Stock 1,226 $26.57 $32,574.82
Disclosure

SEC source: 0001439288-19-000084 · wf-form4_155916478114588.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,336

F1 · kind: Shares were sold, including to satisfy tax withholding obligations, in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.47 to $26.705. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.