Last 12 months
Inside the activity.
2 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2024 Filed Nov 13, 2024 22:46 UTC |
Myers Scott DunsethDirector
|
GrantCommon Stock | 260,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000186 · wk-form4_1731538012.xml · nonDerivative · entry 1 Myers Scott Dunseth · CIK 0001356256 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,192 F1 · shares: The restricted stock units ("RSUs") were granted by the Issuer pursuant to the Issuer's Non-Employee Director Compensation Program. One third of the RSUs will vest on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service with the Issuer on each vesting date. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 22:01 UTC |
Vultaggio VincentPrincipal Accounting Officer
|
SaleCommon Stock | 1,603 | $3.18 | $5,097.54 |
DisclosureSEC source: 0001725160-24-000163 · wk-form4_1728079274.xml · nonDerivative · entry 1 Vultaggio Vincent · CIK 0002018766 · Principal Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,855 F1 · kind: A portion of the shares were sold automatically to satisfy withholding tax obligations upon the vesting of restricted stock units, and the remainder of the shares were sold pursuant to a Rule 10b5-1 instruction adopted by the Reporting Person on September 20, 2023. Read SEC document |
| June 21, 2024 Filed Jun 21, 2024 21:07 UTC |
Johnson David MichaelDirector
|
GrantCommon Stock | 48,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000141 · wk-form4_1719004045.xml · nonDerivative · entry 1 Johnson David Michael · CIK 0001808098 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,818 F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 21, 2025 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date. Read SEC document |
| June 21, 2024 Filed Jun 21, 2024 21:11 UTC |
Skvarka JanDirector
|
GrantCommon Stock | 41,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000145 · wk-form4_1719004255.xml · nonDerivative · entry 1 Skvarka Jan · CIK 0001838042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,551 F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 21, 2025 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date. Read SEC document |
| June 21, 2024 Filed Jun 21, 2024 21:09 UTC |
Kariuki EnochDirector
|
GrantCommon Stock | 41,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000143 · wk-form4_1719004175.xml · nonDerivative · entry 1 Kariuki Enoch · CIK 0001843119 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,762 F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 21, 2025 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date. Read SEC document |
| May 31, 2024 Filed May 31, 2024 22:27 UTC |
Gallagher CamDirector · President, Interim CFO
|
SaleCommon Stock | 9,597 | $11.98 | $114,972.06 |
DisclosureSEC source: 0001725160-24-000127 · wk-form4_1717194425.xml · nonDerivative · entry 1 Gallagher Cam · CIK 0001557832 · Director · President, Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 633,680 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Read SEC document |
| May 24, 2024 Filed May 29, 2024 11:34 UTC |
Walker Luke NathanielDirector
|
GrantCommon Stock | 72,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000123 · wk-form4_1716982442.xml · nonDerivative · entry 1 Walker Luke Nathaniel · CIK 0001701440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,481 F1 · shares: The restricted stock units ("RSUs") were granted by the Issuer pursuant to the Issuer's Non-Employee Director Compensation Program. One third of the RSUs will vest on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service with the Issuer on each vesting date. Read SEC document |
| May 09, 2024 Filed May 9, 2024 23:46 UTC |
HAUSMAN DIANAChief Medical Officer
|
SaleCommon Stock | 3,356 | $12.62 | $42,352.72 |
DisclosureSEC source: 0001725160-24-000111 · wk-form4_1715298409.xml · nonDerivative · entry 1 HAUSMAN DIANA · CIK 0001563992 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,876 F1 · kind: This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 01:22 UTC |
Epperly Melissa B,Chief Financial Officer
|
SaleCommon Stock | 2,573 | $11.44 | $29,435.12 |
DisclosureSEC source: 0001725160-24-000043 · wk-form4_1707787354.xml · nonDerivative · entry 1 Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,449 F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.29 to $11.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 01:21 UTC |
Gallagher CamDirector · President
|
SaleCommon Stock | 1,173 | $11.44 | $13,419.12 |
DisclosureSEC source: 0001725160-24-000041 · wk-form4_1707787292.xml · nonDerivative · entry 1 Gallagher Cam · CIK 0001557832 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,277 F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.29 to $11.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 19:14 UTC |
Paul AndreaChief Legal Officer
|
SaleCommon Stock | 3,310 | $11.54 | $38,197.40 |
DisclosureSEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · nonDerivative · entry 2 Paul Andrea · CIK 0001863130 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,973 F2 · kind: This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 00:12 UTC |
Epperly Melissa B,Chief Financial Officer
|
SaleCommon Stock | 8,669 | $11.54 | $100,040.26 |
DisclosureSEC source: 0001725160-24-000028 · wk-form4_1707178346.xml · nonDerivative · entry 2 Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 454,022 F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 00:15 UTC |
Lackner MarkChief Scientific Officer
|
SaleCommon Stock | 1,585 | $11.54 | $18,290.90 |
DisclosureSEC source: 0001725160-24-000034 · wk-form4_1707178516.xml · nonDerivative · entry 2 Lackner Mark · CIK 0001777413 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,728 F2 · kind: This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 00:13 UTC |
Gallagher CamDirector · President
|
SaleCommon Stock | 11,552 | $11.54 | $133,310.08 |
DisclosureSEC source: 0001725160-24-000030 · wk-form4_1707178402.xml · nonDerivative · entry 2 Gallagher Cam · CIK 0001557832 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 644,450 F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 19:14 UTC |
Paul AndreaChief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · derivative · entry 4 Paul Andrea · CIK 0001863130 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2034-01-31 F5 · derivative.exercise_date: The options were granted to the Reporting Person in connection with Reporting Person's promotion to Chief Legal Officer, which became effective February 1, 2024. The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 19:14 UTC |
Paul AndreaChief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 112,500 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · derivative · entry 3 Paul Andrea · CIK 0001863130 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2034-01-31 F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. The options are Reporting Person's annual equity grants, which reflect the market data for Reporting Person's role as Chief Legal Officer, a role to which she was promoted on February 1, 2024. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 19:14 UTC |
Paul AndreaChief Legal Officer
|
GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · nonDerivative · entry 1 Paul Andrea · CIK 0001863130 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,283 F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 19:11 UTC |
Blackwell KimberlyDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001725160-24-000026 · wk-form4_1707178279.xml · derivative · entry 3 Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2034-01-31 F3 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 19:11 UTC |
Blackwell KimberlyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 20,655 | $11.69 | $241,456.95 |
DisclosureSEC source: 0001725160-24-000026 · wk-form4_1707178279.xml · nonDerivative · entry 2 Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,145 F2 · kind: Shares automatically withheld to satisfy tax obligations upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 19:11 UTC |
Blackwell KimberlyDirector · Chief Executive Officer
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000026 · wk-form4_1707178279.xml · nonDerivative · entry 1 Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504,800 F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:12 UTC |
Epperly Melissa B,Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001725160-24-000028 · wk-form4_1707178346.xml · derivative · entry 3 Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-01-31 F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:12 UTC |
Epperly Melissa B,Chief Financial Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000028 · wk-form4_1707178346.xml · nonDerivative · entry 1 Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,691 F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:16 UTC |
HAUSMAN DIANAChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 337,500 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001725160-24-000036 · wk-form4_1707178572.xml · derivative · entry 2 HAUSMAN DIANA · CIK 0001563992 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,500 Underlying: Common Stock · 337,500 shares Expires 2034-01-31 F2 · derivative.exercise_date: The options were granted to the Reporting Person in connection with Reporting Person's previously disclosed appointment as Chief Medical Officer, effective January 19, 2024. The options will vest over four years in equal monthly installments from the vesting commencement date of January 19, 2024 until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:16 UTC |
HAUSMAN DIANAChief Medical Officer
|
GrantCommon Stock | 337,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000036 · wk-form4_1707178572.xml · nonDerivative · entry 1 HAUSMAN DIANA · CIK 0001563992 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,232 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with Reporting Person's previously disclosed appointment as Chief Medical Officer, effective January 19, 2024. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in substantially equal annual installments over a four year period following the vesting commencement date of January 19, 2024, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:15 UTC |
Lackner MarkChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 141,000 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001725160-24-000034 · wk-form4_1707178516.xml · derivative · entry 3 Lackner Mark · CIK 0001777413 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,000 Underlying: Common Stock · 141,000 shares Expires 2034-01-31 F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. The options are Reporting Person's annual equity grants, which reflect the market data for Reporting Person's role as Chief Scientific Officer, a role to which he was promoted on December 31, 2023. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:15 UTC |
Lackner MarkChief Scientific Officer
|
GrantCommon Stock | 141,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000034 · wk-form4_1707178516.xml · nonDerivative · entry 1 Lackner Mark · CIK 0001777413 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,313 F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:13 UTC |
Gallagher CamDirector · President
|
GrantStock Option (Right to Buy) · Derivative | 192,500 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001725160-24-000030 · wk-form4_1707178402.xml · derivative · entry 3 Gallagher Cam · CIK 0001557832 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,500 Underlying: Common Stock · 192,500 shares Expires 2034-01-31 F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:13 UTC |
Gallagher CamDirector · President
|
GrantCommon Stock | 192,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000030 · wk-form4_1707178402.xml · nonDerivative · entry 1 Gallagher Cam · CIK 0001557832 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 656,002 F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 01:21 UTC |
Lackner MarkChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $15.99 | $0.00 |
DisclosureSEC source: 0001725160-24-000004 · wk-form4_1704331256.xml · derivative · entry 2 Lackner Mark · CIK 0001777413 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2034-01-02 F2 · derivative.exercise_date: The options were granted to the Reporting Person in connection with Reporting Person's previously disclosed promotion to Chief Scientific Officer, which became effective December 31, 2023. The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 01:21 UTC |
Lackner MarkChief Scientific Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-24-000004 · wk-form4_1704331256.xml · nonDerivative · entry 1 Lackner Mark · CIK 0001777413 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,313 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with Reporting Person's previously disclosed promotion to Chief Scientific Officer, which became effective December 31, 2023. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the vesting commencement date of December 31, 2023, subject to the Reporting Person's continuing service with the Issuer. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 17:47 UTC |
Bunker Kevin D.Chief Scientific Officer
|
GiftCommon Stock | 24,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-23-000203 · wk-form4_1703198862.xml · nonDerivative · entry 1 Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 834,931 F1 · balance_after: The Reporting Person transferred 24,158 shares to the Raising Hope Foundation, a charitable foundation of which the Reporting Person is a director. The Reporting Person has voting and investment power over all securities owned by the Raising Hope Foundation. Read SEC document |
| November 13, 2023 Filed Nov 13, 2023 17:24 UTC |
Blackwell KimberlyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $10.29 | $51,448.00 |
DisclosureSEC source: 0001725160-23-000200 · wk-form4_1699914229.xml · nonDerivative · entry 1 Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,800 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:24 UTC |
Johnson David MichaelDirector
|
PurchaseCommon Stock | 17,000 | $9.88 | $167,943.00 |
DisclosureSEC source: 0001725160-23-000201 · wk-form4_1699914237.xml · nonDerivative · entry 1 Johnson David Michael · CIK 0001808098 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,389 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $9.70 to $9.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 19:19 UTC |
Bunker Kevin D.Chief Scientific Officer
|
SaleCommon Stock | 983 | $19.91 | $19,571.73 |
DisclosureSEC source: 0001725160-23-000180 · wk-form4_1696634351.xml · nonDerivative · entry 2 Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 859,089 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.91 to $19.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 19:19 UTC |
Bunker Kevin D.Chief Scientific Officer
|
SaleCommon Stock | 5,085 | $19.43 | $98,783.75 |
DisclosureSEC source: 0001725160-23-000180 · wk-form4_1696634351.xml · nonDerivative · entry 1 Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 860,072 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.91 to $19.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 19:19 UTC |
Brownstein CarrieChief Medical Officer
|
SaleCommon Stock | 1,722 | $19.91 | $34,285.36 |
DisclosureSEC source: 0001725160-23-000181 · wk-form4_1696634381.xml · nonDerivative · entry 2 Brownstein Carrie · CIK 0001894232 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,685 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.91 to $19.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 19:19 UTC |
Brownstein CarrieChief Medical Officer
|
SaleCommon Stock | 8,906 | $19.43 | $173,012.41 |
DisclosureSEC source: 0001725160-23-000181 · wk-form4_1696634381.xml · nonDerivative · entry 1 Brownstein Carrie · CIK 0001894232 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,407 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.91 to $19.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 23:18 UTC |
Epperly Melissa B,Chief Financial Officer
|
SaleCommon Stock | 888 | $19.91 | $17,680.26 |
DisclosureSEC source: 0001725160-23-000179 · wk-form4_1696634321.xml · nonDerivative · entry 2 Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 387,691 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.91 to $19.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 1,125 shares acquired under the Zentalis Pharmaceuticals, Inc. 2020 Employee Stock Purchase Plan on March 31, 2023. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 23:18 UTC |
Epperly Melissa B,Chief Financial Officer
|
SaleCommon Stock | 4,594 | $19.43 | $89,245.34 |
DisclosureSEC source: 0001725160-23-000179 · wk-form4_1696634321.xml · nonDerivative · entry 1 Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 388,579 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.91 to $19.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 1,125 shares acquired under the Zentalis Pharmaceuticals, Inc. 2020 Employee Stock Purchase Plan on March 31, 2023. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:11 UTC |
Skvarka JanDirector
|
SaleCommon Stock | 5,000 | $25.05 | $125,237.50 |
DisclosureSEC source: 0001725160-23-000162 · wk-form4_1694635867.xml · nonDerivative · entry 1 Skvarka Jan · CIK 0001838042 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,970 F1 · kind: The sale reported in this Form 4 was effected pursuant to a plan that complies with Rule 10b5-1 and expires September 14, 2023. F2 · balance_after: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.76 to $25.28. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 20, 2023 Filed Jun 20, 2023 20:30 UTC |
GOEL DAVID E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 4,760,000 | $22.66 | $107,861,600.00 |
DisclosureSEC source: 0000902664-23-003642 · ownership.xml · nonDerivative · entry 1 Matrix Capital Management Company, LP · CIK 0001410830 · 10% owner GOEL DAVID E. · CIK 0001548144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 13,959,973 F1 · ownership.nature: The securities reported herein are held by Matrix Capital Management Master Fund, LP (the "Matrix Fund"). Matrix Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the Matrix Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the Managing General Partner of the Investment Manager. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 21:04 UTC |
Johnson David MichaelDirector
|
GrantCommon Stock | 19,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-23-000146 · wk-form4_1686949452.xml · nonDerivative · entry 1 Johnson David Michael · CIK 0001808098 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,389 F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 16, 2024 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 21:02 UTC |
Kariuki EnochDirector
|
GrantCommon Stock | 16,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-23-000143 · wk-form4_1686949344.xml · nonDerivative · entry 1 Kariuki Enoch · CIK 0001843119 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,181 F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 16, 2024 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 21:01 UTC |
Skvarka JanDirector
|
GrantCommon Stock | 16,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-23-000141 · wk-form4_1686949276.xml · nonDerivative · entry 1 Skvarka Jan · CIK 0001838042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,970 F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 16, 2024 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 01:10 UTC |
Gallagher CamDirector · President
|
SaleCommon Stock | 18,526 | $26.21 | $485,527.56 |
DisclosureSEC source: 0001725160-23-000125 · wk-form4_1685581824.xml · nonDerivative · entry 2 Gallagher Cam · CIK 0001557832 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 463,502 F2 · kind: The sale reported in this Form 4 was effected pursuant to a plan that complies with Rule 10b5-1 and expires June 5, 2023. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.91 to $26.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 01:10 UTC |
Gallagher CamDirector · President
|
SaleCommon Stock | 9,242 | $26.40 | $243,978.63 |
DisclosureSEC source: 0001725160-23-000125 · wk-form4_1685581824.xml · nonDerivative · entry 1 Gallagher Cam · CIK 0001557832 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 482,028 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| May 26, 2023 Filed May 31, 2023 21:09 UTC |
Bunker Kevin D.Chief Scientific Officer
|
SaleCommon Stock | 80,000 | $30.02 | $2,401,248.00 |
DisclosureSEC source: 0001725160-23-000124 · wk-form4_1685581781.xml · nonDerivative · entry 1 Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 15,000 F1 · kind: The sale reported in this Form 4 was effected pursuant to a plan that complies with Rule 10b5-1 and expires July 31, 2023. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $30.00 to $30.10. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 08, 2023 Filed May 10, 2023 11:13 UTC |
HAUSMAN DIANADirector
|
GrantCommon Stock | 39,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-23-000116 · wf-form4_168371718549282.xml · nonDerivative · entry 1 HAUSMAN DIANA · CIK 0001563992 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,732 F1 · shares: The restricted stock units ("RSUs") were granted by the Issuer pursuant to the Issuer's Non-Employee Director Compensation Program. One third of the RSUs will vest on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service with the Issuer on each vesting date. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:30 UTC |
Roth IrisChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 297,500 | $0.00 Strike: $18.87 | $0.00 |
DisclosureSEC source: 0001725160-23-000050 · wf-form4_167779259154330.xml · derivative · entry 2 Roth Iris · CIK 0001964808 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,500 Underlying: Common Stock · 297,500 shares Expires 2033-03-01 F2 · derivative.exercise_date: The options will vest over four years: 25% of the options will vest on February 6, 2024, with the remaining 75% vesting in equal monthly installments thereafter, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:30 UTC |
Roth IrisChief Operating Officer
|
GrantCommon Stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001725160-23-000050 · wf-form4_167779259154330.xml · nonDerivative · entry 1 Roth Iris · CIK 0001964808 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the vesting commencement date of Feb. 6, 2023, subject to the Reporting Person's continuing service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.