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Nasdaq · USD

ZNTL

Zentalis Pharmaceuticals, Inc.

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5772
SEC CIK
0001725160
Parsed reports
252

Last 12 months

Inside the activity.

2 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 13, 2024 22:46 UTC GrantCommon Stock 260,192 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000186 · wk-form4_1731538012.xml · nonDerivative · entry 1

Myers Scott Dunseth · CIK 0001356256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,192

F1 · shares: The restricted stock units ("RSUs") were granted by the Issuer pursuant to the Issuer's Non-Employee Director Compensation Program. One third of the RSUs will vest on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service with the Issuer on each vesting date.

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October 04, 2024 Filed Oct 4, 2024 22:01 UTC
Vultaggio VincentPrincipal Accounting Officer
SaleCommon Stock 1,603 $3.18 $5,097.54
Disclosure

SEC source: 0001725160-24-000163 · wk-form4_1728079274.xml · nonDerivative · entry 1

Vultaggio Vincent · CIK 0002018766 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,855

F1 · kind: A portion of the shares were sold automatically to satisfy withholding tax obligations upon the vesting of restricted stock units, and the remainder of the shares were sold pursuant to a Rule 10b5-1 instruction adopted by the Reporting Person on September 20, 2023.

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June 21, 2024 Filed Jun 21, 2024 21:07 UTC GrantCommon Stock 48,429 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000141 · wk-form4_1719004045.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,818

F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 21, 2025 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date.

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June 21, 2024 Filed Jun 21, 2024 21:11 UTC
Skvarka JanDirector
GrantCommon Stock 41,581 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000145 · wk-form4_1719004255.xml · nonDerivative · entry 1

Skvarka Jan · CIK 0001838042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,551

F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 21, 2025 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date.

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June 21, 2024 Filed Jun 21, 2024 21:09 UTC GrantCommon Stock 41,581 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000143 · wk-form4_1719004175.xml · nonDerivative · entry 1

Kariuki Enoch · CIK 0001843119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,762

F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 21, 2025 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date.

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May 31, 2024 Filed May 31, 2024 22:27 UTC
Gallagher CamDirector · President, Interim CFO
SaleCommon Stock 9,597 $11.98 $114,972.06
Disclosure

SEC source: 0001725160-24-000127 · wk-form4_1717194425.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director · President, Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633,680

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person.

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May 24, 2024 Filed May 29, 2024 11:34 UTC GrantCommon Stock 72,481 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000123 · wk-form4_1716982442.xml · nonDerivative · entry 1

Walker Luke Nathaniel · CIK 0001701440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,481

F1 · shares: The restricted stock units ("RSUs") were granted by the Issuer pursuant to the Issuer's Non-Employee Director Compensation Program. One third of the RSUs will vest on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service with the Issuer on each vesting date.

Read SEC document
May 09, 2024 Filed May 9, 2024 23:46 UTC
HAUSMAN DIANAChief Medical Officer
SaleCommon Stock 3,356 $12.62 $42,352.72
Disclosure

SEC source: 0001725160-24-000111 · wk-form4_1715298409.xml · nonDerivative · entry 1

HAUSMAN DIANA · CIK 0001563992 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,876

F1 · kind: This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person.

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February 12, 2024 Filed Feb 13, 2024 01:22 UTC
Epperly Melissa B,Chief Financial Officer
SaleCommon Stock 2,573 $11.44 $29,435.12
Disclosure

SEC source: 0001725160-24-000043 · wk-form4_1707787354.xml · nonDerivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,449

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.29 to $11.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 01:21 UTC
Gallagher CamDirector · President
SaleCommon Stock 1,173 $11.44 $13,419.12
Disclosure

SEC source: 0001725160-24-000041 · wk-form4_1707787292.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 643,277

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.29 to $11.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 19:14 UTC
Paul AndreaChief Legal Officer
SaleCommon Stock 3,310 $11.54 $38,197.40
Disclosure

SEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · nonDerivative · entry 2

Paul Andrea · CIK 0001863130 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,973

F2 · kind: This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 00:12 UTC
Epperly Melissa B,Chief Financial Officer
SaleCommon Stock 8,669 $11.54 $100,040.26
Disclosure

SEC source: 0001725160-24-000028 · wk-form4_1707178346.xml · nonDerivative · entry 2

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,022

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 00:15 UTC
Lackner MarkChief Scientific Officer
SaleCommon Stock 1,585 $11.54 $18,290.90
Disclosure

SEC source: 0001725160-24-000034 · wk-form4_1707178516.xml · nonDerivative · entry 2

Lackner Mark · CIK 0001777413 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,728

F2 · kind: This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 00:13 UTC
Gallagher CamDirector · President
SaleCommon Stock 11,552 $11.54 $133,310.08
Disclosure

SEC source: 0001725160-24-000030 · wk-form4_1707178402.xml · nonDerivative · entry 2

Gallagher Cam · CIK 0001557832 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 644,450

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $11.35 to $11.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:14 UTC
Paul AndreaChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · derivative · entry 4

Paul Andrea · CIK 0001863130 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-01-31

F5 · derivative.exercise_date: The options were granted to the Reporting Person in connection with Reporting Person's promotion to Chief Legal Officer, which became effective February 1, 2024. The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:14 UTC
Paul AndreaChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 112,500 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · derivative · entry 3

Paul Andrea · CIK 0001863130 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. The options are Reporting Person's annual equity grants, which reflect the market data for Reporting Person's role as Chief Legal Officer, a role to which she was promoted on February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:14 UTC
Paul AndreaChief Legal Officer
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000032 · wk-form4_1707178473.xml · nonDerivative · entry 1

Paul Andrea · CIK 0001863130 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,283

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:11 UTC
Blackwell KimberlyDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001725160-24-000026 · wk-form4_1707178279.xml · derivative · entry 3

Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:11 UTC
Blackwell KimberlyDirector · Chief Executive Officer
Tax withholdingCommon Stock 20,655 $11.69 $241,456.95
Disclosure

SEC source: 0001725160-24-000026 · wk-form4_1707178279.xml · nonDerivative · entry 2

Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,145

F2 · kind: Shares automatically withheld to satisfy tax obligations upon the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:11 UTC
Blackwell KimberlyDirector · Chief Executive Officer
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000026 · wk-form4_1707178279.xml · nonDerivative · entry 1

Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,800

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:12 UTC
Epperly Melissa B,Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001725160-24-000028 · wk-form4_1707178346.xml · derivative · entry 3

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:12 UTC
Epperly Melissa B,Chief Financial Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000028 · wk-form4_1707178346.xml · nonDerivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,691

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:16 UTC
HAUSMAN DIANAChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 337,500 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001725160-24-000036 · wk-form4_1707178572.xml · derivative · entry 2

HAUSMAN DIANA · CIK 0001563992 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Common Stock · 337,500 shares

Expires 2034-01-31

F2 · derivative.exercise_date: The options were granted to the Reporting Person in connection with Reporting Person's previously disclosed appointment as Chief Medical Officer, effective January 19, 2024. The options will vest over four years in equal monthly installments from the vesting commencement date of January 19, 2024 until the options are fully vested, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:16 UTC
HAUSMAN DIANAChief Medical Officer
GrantCommon Stock 337,500 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000036 · wk-form4_1707178572.xml · nonDerivative · entry 1

HAUSMAN DIANA · CIK 0001563992 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,232

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with Reporting Person's previously disclosed appointment as Chief Medical Officer, effective January 19, 2024. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in substantially equal annual installments over a four year period following the vesting commencement date of January 19, 2024, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:15 UTC
Lackner MarkChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 141,000 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001725160-24-000034 · wk-form4_1707178516.xml · derivative · entry 3

Lackner Mark · CIK 0001777413 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,000

Underlying: Common Stock · 141,000 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer. The options are Reporting Person's annual equity grants, which reflect the market data for Reporting Person's role as Chief Scientific Officer, a role to which he was promoted on December 31, 2023.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:15 UTC
Lackner MarkChief Scientific Officer
GrantCommon Stock 141,000 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000034 · wk-form4_1707178516.xml · nonDerivative · entry 1

Lackner Mark · CIK 0001777413 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,313

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:13 UTC
Gallagher CamDirector · President
GrantStock Option (Right to Buy) · Derivative 192,500 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001725160-24-000030 · wk-form4_1707178402.xml · derivative · entry 3

Gallagher Cam · CIK 0001557832 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,500

Underlying: Common Stock · 192,500 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:13 UTC
Gallagher CamDirector · President
GrantCommon Stock 192,500 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000030 · wk-form4_1707178402.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,002

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 01:21 UTC
Lackner MarkChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $15.99 $0.00
Disclosure

SEC source: 0001725160-24-000004 · wk-form4_1704331256.xml · derivative · entry 2

Lackner Mark · CIK 0001777413 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-01-02

F2 · derivative.exercise_date: The options were granted to the Reporting Person in connection with Reporting Person's previously disclosed promotion to Chief Scientific Officer, which became effective December 31, 2023. The options will vest over four years in equal monthly installments until the options are fully vested, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 01:21 UTC
Lackner MarkChief Scientific Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001725160-24-000004 · wk-form4_1704331256.xml · nonDerivative · entry 1

Lackner Mark · CIK 0001777413 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,313

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with Reporting Person's previously disclosed promotion to Chief Scientific Officer, which became effective December 31, 2023. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the vesting commencement date of December 31, 2023, subject to the Reporting Person's continuing service with the Issuer.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 17:47 UTC
Bunker Kevin D.Chief Scientific Officer
GiftCommon Stock 24,158 $0.00 $0.00
Disclosure

SEC source: 0001725160-23-000203 · wk-form4_1703198862.xml · nonDerivative · entry 1

Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,931

F1 · balance_after: The Reporting Person transferred 24,158 shares to the Raising Hope Foundation, a charitable foundation of which the Reporting Person is a director. The Reporting Person has voting and investment power over all securities owned by the Raising Hope Foundation.

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November 13, 2023 Filed Nov 13, 2023 17:24 UTC
Blackwell KimberlyDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $10.29 $51,448.00
Disclosure

SEC source: 0001725160-23-000200 · wk-form4_1699914229.xml · nonDerivative · entry 1

Blackwell Kimberly · CIK 0001816465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,800

Read SEC document
November 10, 2023 Filed Nov 13, 2023 22:24 UTC PurchaseCommon Stock 17,000 $9.88 $167,943.00
Disclosure

SEC source: 0001725160-23-000201 · wk-form4_1699914237.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,389

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $9.70 to $9.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 19:19 UTC
Bunker Kevin D.Chief Scientific Officer
SaleCommon Stock 983 $19.91 $19,571.73
Disclosure

SEC source: 0001725160-23-000180 · wk-form4_1696634351.xml · nonDerivative · entry 2

Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 859,089

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.91 to $19.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 19:19 UTC
Bunker Kevin D.Chief Scientific Officer
SaleCommon Stock 5,085 $19.43 $98,783.75
Disclosure

SEC source: 0001725160-23-000180 · wk-form4_1696634351.xml · nonDerivative · entry 1

Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 860,072

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.91 to $19.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 19:19 UTC
Brownstein CarrieChief Medical Officer
SaleCommon Stock 1,722 $19.91 $34,285.36
Disclosure

SEC source: 0001725160-23-000181 · wk-form4_1696634381.xml · nonDerivative · entry 2

Brownstein Carrie · CIK 0001894232 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,685

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.91 to $19.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2023 Filed Oct 6, 2023 19:19 UTC
Brownstein CarrieChief Medical Officer
SaleCommon Stock 8,906 $19.43 $173,012.41
Disclosure

SEC source: 0001725160-23-000181 · wk-form4_1696634381.xml · nonDerivative · entry 1

Brownstein Carrie · CIK 0001894232 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,407

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.91 to $19.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2023 Filed Oct 6, 2023 23:18 UTC
Epperly Melissa B,Chief Financial Officer
SaleCommon Stock 888 $19.91 $17,680.26
Disclosure

SEC source: 0001725160-23-000179 · wk-form4_1696634321.xml · nonDerivative · entry 2

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 387,691

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.91 to $19.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,125 shares acquired under the Zentalis Pharmaceuticals, Inc. 2020 Employee Stock Purchase Plan on March 31, 2023.

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October 04, 2023 Filed Oct 6, 2023 23:18 UTC
Epperly Melissa B,Chief Financial Officer
SaleCommon Stock 4,594 $19.43 $89,245.34
Disclosure

SEC source: 0001725160-23-000179 · wk-form4_1696634321.xml · nonDerivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 388,579

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.91 to $19.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,125 shares acquired under the Zentalis Pharmaceuticals, Inc. 2020 Employee Stock Purchase Plan on March 31, 2023.

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September 11, 2023 Filed Sep 13, 2023 20:11 UTC
Skvarka JanDirector
SaleCommon Stock 5,000 $25.05 $125,237.50
Disclosure

SEC source: 0001725160-23-000162 · wk-form4_1694635867.xml · nonDerivative · entry 1

Skvarka Jan · CIK 0001838042 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,970

F1 · kind: The sale reported in this Form 4 was effected pursuant to a plan that complies with Rule 10b5-1 and expires September 14, 2023.

F2 · balance_after: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.76 to $25.28. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 20, 2023 Filed Jun 20, 2023 20:30 UTC
GOEL DAVID E.10% owner
PurchaseCommon Stock, par value $0.001 per share 4,760,000 $22.66 $107,861,600.00
Disclosure

SEC source: 0000902664-23-003642 · ownership.xml · nonDerivative · entry 1

Matrix Capital Management Company, LP · CIK 0001410830 · 10% owner

GOEL DAVID E. · CIK 0001548144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 13,959,973

F1 · ownership.nature: The securities reported herein are held by Matrix Capital Management Master Fund, LP (the "Matrix Fund"). Matrix Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the Matrix Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the Managing General Partner of the Investment Manager.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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June 16, 2023 Filed Jun 16, 2023 21:04 UTC GrantCommon Stock 19,059 $0.00 $0.00
Disclosure

SEC source: 0001725160-23-000146 · wk-form4_1686949452.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,389

F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 16, 2024 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date.

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June 16, 2023 Filed Jun 16, 2023 21:02 UTC GrantCommon Stock 16,364 $0.00 $0.00
Disclosure

SEC source: 0001725160-23-000143 · wk-form4_1686949344.xml · nonDerivative · entry 1

Kariuki Enoch · CIK 0001843119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,181

F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 16, 2024 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date.

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June 16, 2023 Filed Jun 16, 2023 21:01 UTC
Skvarka JanDirector
GrantCommon Stock 16,364 $0.00 $0.00
Disclosure

SEC source: 0001725160-23-000141 · wk-form4_1686949276.xml · nonDerivative · entry 1

Skvarka Jan · CIK 0001838042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,970

F1 · shares: Represents restricted stock units granted pursuant to the Issuer's Non-Employee Director Compensation Program, each of which represents a contingent right to receive one share of common stock, and which will vest on the first to occur of (a) June 16, 2024 or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting date.

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May 31, 2023 Filed Jun 1, 2023 01:10 UTC
Gallagher CamDirector · President
SaleCommon Stock 18,526 $26.21 $485,527.56
Disclosure

SEC source: 0001725160-23-000125 · wk-form4_1685581824.xml · nonDerivative · entry 2

Gallagher Cam · CIK 0001557832 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 463,502

F2 · kind: The sale reported in this Form 4 was effected pursuant to a plan that complies with Rule 10b5-1 and expires June 5, 2023.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.91 to $26.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 31, 2023 Filed Jun 1, 2023 01:10 UTC
Gallagher CamDirector · President
SaleCommon Stock 9,242 $26.40 $243,978.63
Disclosure

SEC source: 0001725160-23-000125 · wk-form4_1685581824.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 482,028

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

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May 26, 2023 Filed May 31, 2023 21:09 UTC
Bunker Kevin D.Chief Scientific Officer
SaleCommon Stock 80,000 $30.02 $2,401,248.00
Disclosure

SEC source: 0001725160-23-000124 · wk-form4_1685581781.xml · nonDerivative · entry 1

Bunker Kevin D. · CIK 0001807484 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 15,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a plan that complies with Rule 10b5-1 and expires July 31, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $30.00 to $30.10. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

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May 08, 2023 Filed May 10, 2023 11:13 UTC GrantCommon Stock 39,732 $0.00 $0.00
Disclosure

SEC source: 0001725160-23-000116 · wf-form4_168371718549282.xml · nonDerivative · entry 1

HAUSMAN DIANA · CIK 0001563992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,732

F1 · shares: The restricted stock units ("RSUs") were granted by the Issuer pursuant to the Issuer's Non-Employee Director Compensation Program. One third of the RSUs will vest on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service with the Issuer on each vesting date.

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March 01, 2023 Filed Mar 2, 2023 21:30 UTC
Roth IrisChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 297,500 $0.00 Strike: $18.87 $0.00
Disclosure

SEC source: 0001725160-23-000050 · wf-form4_167779259154330.xml · derivative · entry 2

Roth Iris · CIK 0001964808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,500

Underlying: Common Stock · 297,500 shares

Expires 2033-03-01

F2 · derivative.exercise_date: The options will vest over four years: 25% of the options will vest on February 6, 2024, with the remaining 75% vesting in equal monthly installments thereafter, subject to the Reporting Person's continued service with the Issuer.

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March 01, 2023 Filed Mar 2, 2023 21:30 UTC
Roth IrisChief Operating Officer
GrantCommon Stock 52,500 $0.00 $0.00
Disclosure

SEC source: 0001725160-23-000050 · wf-form4_167779259154330.xml · nonDerivative · entry 1

Roth Iris · CIK 0001964808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the vesting commencement date of Feb. 6, 2023, subject to the Reporting Person's continuing service with the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.