Tapewire

NYSE · USD

YUMC

Yum China Holdings, Inc.

Export transactions ↓
Tapewire entity
1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2017 Filed Feb 14, 2017 02:31 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
GrantStock Appreciation Right · Derivative 11,178 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005661 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,178

Underlying: Common Stock · 11,178 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 20:55 UTC
Chu MarkSenior Advisor to CEO
GrantStock Appreciation Right · Derivative 37,258 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005617 · form4.xml · derivative · entry 1

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258

Underlying: Common Stock · 37,258 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:13 UTC
Huang JohnsonChief Info & Marketing Officer
GrantStock Appreciation Right · Derivative 37,258 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005641 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258

Underlying: Common Stock · 37,258 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 01:59 UTC
Wat JoeyChief Executive Officer, KFC
GrantRestricted Stock Unit · Derivative 75,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005621 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,302

Underlying: Common Stock · 75,302 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting will occur 100% on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 01:59 UTC
Wat JoeyChief Executive Officer, KFC
GrantStock Appreciation Right · Derivative 111,774 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005621 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,774

Underlying: Common Stock · 111,774 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:27 UTC
Ai AngelaChief Development Officer
GrantStock Appreciation Right · Derivative 31,670 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005657 · form4.xml · derivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,670

Underlying: Common Stock · 31,670 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:24 UTC
Sun RiuChief Growth Officer
GrantStock Appreciation Right · Derivative 37,258 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005655 · form4.xml · derivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258

Underlying: Common Stock · 37,258 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:04 UTC
Wang Alice HVice President, Public Affairs
GrantStock Appreciation Right · Derivative 20,492 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005629 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Vice President, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,492

Underlying: Common Stock · 20,492 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:07 UTC
Hill Paul A.Vice President, Controller
GrantStock Appreciation Right · Derivative 22,728 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005633 · form4.xml · derivative · entry 1

Hill Paul A. · CIK 0001686220 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,728

Underlying: Common Stock · 22,728 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:28 UTC
Kao PeterCEO, Pizza Hut
GrantStock Appreciation Right · Derivative 37,258 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005659 · form4.xml · derivative · entry 1

Kao Peter · CIK 0001685650 · CEO, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258

Underlying: Common Stock · 37,258 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 02:34 UTC
Pant MukteshDirector · Chief Executive Officer
GrantStock Appreciation Right · Derivative 392,477 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005663 · form4.xml · derivative · entry 1

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,477

Underlying: Common Stock · 392,477 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:12 UTC
Hu FredDirector
OtherCommon Stock, par value $0.01 699,394.74 $0.01 $6,993.95
Disclosure

SEC source: 0001140361-17-001542 · doc1.xml · nonDerivative · entry 2

Hu Fred · CIK 0001686100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,364,778

F1 · balance_after: 699,394.74 shares of common stock held by Pollos Investment L.P. ("Pollos Investment") were returned to Yum China Holdings, Inc. (the "Company") for par value in a post-closing adjustment pursuant to Section 2.4(b) of the Investment Agreement dated September 1, 2016 among YUM! Brands, Inc., the Company and Pollos Investment, filed as Exhibit 10.11 to the Company's Amended Form 10 filed on September 16, 2016 (the "Investment Agreement") based on the Company's Adjusted VWAP Price Per Share (as defined in the Investment Agreement) during the period December 1, 2016 through December 30, 2016 (the "Measurement Period") of $27.23.

F2 · balance_after: Pollos Investment was eligible to be issued up to 3,199,532.395 shares of common stock through post-closing adjustments pursuant to Section 2.4(c) of the Investment Agreement; however, based on the Company's Adjusted VWAP Price Per Share during the Measurement Period, this right has expired without the receipt of value. Such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), under Rule 16b-6(d).

F3 · ownership.nature: These securities are held directly by Pollos Investment, the limited partnership interests of which are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the Special Limited Partner's parent company (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and the inclusion of these in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the 1934 Act or for any other purpose

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:53 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001244 · form4.xml · derivative · entry 3

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:53 UTC
Chu MarkSenior Advisor to CEO
Tax withholdingCommon Stock 1,832 $26.62 $48,767.84
Disclosure

SEC source: 0001127602-17-001244 · form4.xml · nonDerivative · entry 2

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:53 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001244 · form4.xml · nonDerivative · entry 1

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:10 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001224 · form4.xml · derivative · entry 3

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:10 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Tax withholdingCommon Stock 597 $26.62 $15,892.14
Disclosure

SEC source: 0001127602-17-001224 · form4.xml · nonDerivative · entry 2

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:10 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001224 · form4.xml · nonDerivative · entry 1

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:18 UTC
Lo ChristabelChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001228 · form4.xml · derivative · entry 3

Lo Christabel · CIK 0001685792 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:18 UTC
Lo ChristabelChief People Officer
Tax withholdingCommon Stock 666 $26.62 $17,728.92
Disclosure

SEC source: 0001127602-17-001228 · form4.xml · nonDerivative · entry 2

Lo Christabel · CIK 0001685792 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,021

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:18 UTC
Lo ChristabelChief People Officer
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001228 · form4.xml · nonDerivative · entry 1

Lo Christabel · CIK 0001685792 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:14 UTC
Lee TedVP & Brand GM Little Sheep
Exercise / conversionRestricted Stock Unit · Derivative 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001226 · form4.xml · derivative · entry 3

Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,239

Underlying: Common Stock · 1,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:14 UTC
Lee TedVP & Brand GM Little Sheep
Tax withholdingCommon Stock 597 $26.62 $15,892.14
Disclosure

SEC source: 0001127602-17-001226 · form4.xml · nonDerivative · entry 2

Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:14 UTC
Lee TedVP & Brand GM Little Sheep
Exercise / conversionCommon Stock 1,755 $26.62 $46,718.10
Disclosure

SEC source: 0001127602-17-001226 · form4.xml · nonDerivative · entry 1

Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:22 UTC
Tan DannyChief Support Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001232 · form4.xml · derivative · entry 3

Tan Danny · CIK 0001685836 · Chief Support Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:22 UTC
Tan DannyChief Support Officer
Tax withholdingCommon Stock 675 $26.62 $17,968.50
Disclosure

SEC source: 0001127602-17-001232 · form4.xml · nonDerivative · entry 2

Tan Danny · CIK 0001685836 · Chief Support Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:22 UTC
Tan DannyChief Support Officer
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001232 · form4.xml · nonDerivative · entry 1

Tan Danny · CIK 0001685836 · Chief Support Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:29 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
Exercise / conversionRestricted Stock Unit · Derivative 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001238 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,239

Underlying: Common Stock · 1,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:29 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
Tax withholdingCommon Stock 382 $26.62 $10,168.84
Disclosure

SEC source: 0001127602-17-001238 · form4.xml · nonDerivative · entry 2

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:29 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
Exercise / conversionCommon Stock 1,755 $26.62 $46,718.10
Disclosure

SEC source: 0001127602-17-001238 · form4.xml · nonDerivative · entry 1

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:55 UTC
Huang JohnsonChief Info & Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001246 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:55 UTC
Huang JohnsonChief Info & Marketing Officer
Tax withholdingCommon Stock 1,635 $26.62 $43,523.70
Disclosure

SEC source: 0001127602-17-001246 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:55 UTC
Huang JohnsonChief Info & Marketing Officer
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001246 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:24 UTC
Wat JoeyChief Executive Officer, KFC
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001234 · form4.xml · derivative · entry 3

Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:24 UTC
Wat JoeyChief Executive Officer, KFC
Tax withholdingCommon Stock 694 $26.62 $18,474.28
Disclosure

SEC source: 0001127602-17-001234 · form4.xml · nonDerivative · entry 2

Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:24 UTC
Wat JoeyChief Executive Officer, KFC
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001234 · form4.xml · nonDerivative · entry 1

Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:51 UTC
Sun RiuChief Growth Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001242 · form4.xml · derivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:51 UTC
Sun RiuChief Growth Officer
Tax withholdingCommon Stock 1,310 $26.62 $34,872.20
Disclosure

SEC source: 0001127602-17-001242 · form4.xml · nonDerivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,377

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:51 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001242 · form4.xml · nonDerivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:30 UTC
Wang Alice HVice President, Public Affairs
Exercise / conversionRestricted Stock Unit · Derivative 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001240 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Vice President, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,239

Underlying: Common Stock · 1,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:30 UTC
Wang Alice HVice President, Public Affairs
Tax withholdingCommon Stock 382 $26.62 $10,168.84
Disclosure

SEC source: 0001127602-17-001240 · form4.xml · nonDerivative · entry 2

Wang Alice H · CIK 0001686224 · Vice President, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:30 UTC
Wang Alice HVice President, Public Affairs
Exercise / conversionCommon Stock 1,755 $26.62 $46,718.10
Disclosure

SEC source: 0001127602-17-001240 · form4.xml · nonDerivative · entry 1

Wang Alice H · CIK 0001686224 · Vice President, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:26 UTC
Hill Paul A.Vice President, Controller
Exercise / conversionRestricted Stock Unit · Derivative 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001236 · form4.xml · derivative · entry 3

Hill Paul A. · CIK 0001686220 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,239

Underlying: Common Stock · 1,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:26 UTC
Hill Paul A.Vice President, Controller
Tax withholdingCommon Stock 439 $26.62 $11,686.18
Disclosure

SEC source: 0001127602-17-001236 · form4.xml · nonDerivative · entry 2

Hill Paul A. · CIK 0001686220 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:26 UTC
Hill Paul A.Vice President, Controller
Exercise / conversionCommon Stock 1,755 $26.62 $46,718.10
Disclosure

SEC source: 0001127602-17-001236 · form4.xml · nonDerivative · entry 1

Hill Paul A. · CIK 0001686220 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:20 UTC
Kao PeterCEO, Pizza Hut
Exercise / conversionRestricted Stock Unit · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001230 · form4.xml · derivative · entry 3

Kao Peter · CIK 0001685650 · CEO, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:20 UTC
Kao PeterCEO, Pizza Hut
Tax withholdingCommon Stock 1,675 $26.62 $44,588.50
Disclosure

SEC source: 0001127602-17-001230 · form4.xml · nonDerivative · entry 2

Kao Peter · CIK 0001685650 · CEO, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Read SEC document
January 04, 2017 Filed Jan 6, 2017 11:20 UTC
Kao PeterCEO, Pizza Hut
Exercise / conversionCommon Stock 4,687 $26.62 $124,767.94
Disclosure

SEC source: 0001127602-17-001230 · form4.xml · nonDerivative · entry 1

Kao Peter · CIK 0001685650 · CEO, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 15:09 UTC
Hill Paul A.Vice President, Controller
Exercise / conversionPhantom Stock · Derivative 662 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000531 · form4.xml · derivative · entry 2

Hill Paul A. · CIK 0001686220 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Distribution occurs upon earlier of separation of employment or 1/1/2017.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 15:09 UTC
Hill Paul A.Vice President, Controller
Exercise / conversionCommon Stock 662 $26.12 $17,291.44
Disclosure

SEC source: 0001127602-17-000531 · form4.xml · nonDerivative · entry 1

Hill Paul A. · CIK 0001686220 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.