Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Vice President, Controller | February 10, 2017 | February 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date February 10, 2017 · Filed February 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $26.56 · Expires 2027-02-10 | Direct | 22,728 |
Reported balance
After 2017-02-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-02-10 · Grant · Acquired 22,728 · Balance 22,728 F1: Vesting occurs 25% per year beginning one year from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 22,728 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-17-005633 · form4.xml · derivative · entry 1 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,728 Underlying: Common Stock · 22,728 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001236 · form4.xml · derivative · entry 3 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,239 Underlying: Common Stock · 1,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 439 | $26.62 | $11,686.18 |
DisclosureSEC source: 0001127602-17-001236 · form4.xml · nonDerivative · entry 2 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,755 | $26.62 | $46,718.10 |
DisclosureSEC source: 0001127602-17-001236 · form4.xml · nonDerivative · entry 1 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 15:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionPhantom Stock · Derivative | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000531 · form4.xml · derivative · entry 2 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Distribution occurs upon earlier of separation of employment or 1/1/2017. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 15:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 662 | $26.12 | $17,291.44 |
DisclosureSEC source: 0001127602-17-000531 · form4.xml · nonDerivative · entry 1 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 3,516 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 8 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,516 Underlying: Common Stock · 3,516 shares Expires 2022-02-08 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 7 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Underlying: Common Stock · 662 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F9 · derivative.exercise_date: Distribution occurs upon earlier of separation of employment or 1/1/2017. F8 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 6 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994 Underlying: Common Stock · 6,994 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F7 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F8 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 8,401 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 5 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,401 Underlying: Common Stock · 8,401 shares Expires 2026-02-05 F5 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 7,443 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 4 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,443 Underlying: Common Stock · 7,443 shares Expires 2025-02-06 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 7,409 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 3 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,409 Underlying: Common Stock · 7,409 shares Expires 2024-02-05 F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 7,332 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 2 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,332 Underlying: Common Stock · 7,332 shares Expires 2023-02-06 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2013. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 4,320 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001127602-16-065968 · form4.xml · derivative · entry 1 Hill Paul A. · CIK 0001686220 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,320 Underlying: Common Stock · 4,320 shares Expires 2021-02-04 F1 · derivative.exercise_date: Vested in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.