Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC |
LINEN JONATHAN SDirector
|
OtherPhantom Stock · Derivative | 3,423 | $36.08 | $123,501.84 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 7 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,423 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC |
LINEN JONATHAN SDirector
|
OtherPhantom Stock · Derivative | 3,935 | $36.08 | $141,974.80 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 6 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,935 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC |
LINEN JONATHAN SDirector
|
OtherPhantom Stock · Derivative | 4,788 | $36.08 | $172,751.04 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 5 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,788 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC |
LINEN JONATHAN SDirector
|
OtherPhantom Stock · Derivative | 3,443 | $36.08 | $124,223.44 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 4 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,443 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC |
LINEN JONATHAN SDirector
|
OtherPhantom Stock · Derivative | 4,600 | $36.08 | $165,968.00 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 3 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,600 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC |
LINEN JONATHAN SDirector
|
OtherPhantom Stock · Derivative | 1,109 | $36.08 | $40,012.72 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 2 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,109 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC |
LINEN JONATHAN SDirector
|
OtherPhantom Stock · Derivative | 4,145 | $36.08 | $149,551.60 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,145 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:14 UTC |
Pant MukteshDirector
|
OtherPhantom Stock · Derivative | 2,731 | $36.08 | $98,534.48 |
DisclosureSEC source: 0001127602-18-031732 · form4.xml · derivative · entry 5 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,731 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:14 UTC |
Pant MukteshDirector
|
OtherPhantom Stock · Derivative | 38,592 | $36.08 | $1,392,399.36 |
DisclosureSEC source: 0001127602-18-031732 · form4.xml · derivative · entry 4 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,592 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:14 UTC |
Pant MukteshDirector
|
OtherPhantom Stock · Derivative | 390 | $36.08 | $14,071.20 |
DisclosureSEC source: 0001127602-18-031732 · form4.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:14 UTC |
Pant MukteshDirector
|
OtherPhantom Stock · Derivative | 31,513 | $36.08 | $1,136,989.04 |
DisclosureSEC source: 0001127602-18-031732 · form4.xml · derivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,513 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:14 UTC |
Pant MukteshDirector
|
OtherPhantom Stock · Derivative | 18,963 | $36.08 | $684,185.04 |
DisclosureSEC source: 0001127602-18-031732 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,963 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 20:35 UTC |
Pant MukteshDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 133,503 | $0.00 Strike: $8.84 | $0.00 |
DisclosureSEC source: 0001127602-18-030071 · form4.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,503 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 20:35 UTC |
Pant MukteshDirector
|
Disposition to issuerCommon Stock | 35,763 | $33.00 | $1,180,179.00 |
DisclosureSEC source: 0001127602-18-030071 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,882 Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 20:35 UTC |
Pant MukteshDirector
|
Exercise / conversionCommon Stock | 133,503 | $8.84 | $1,180,166.52 |
DisclosureSEC source: 0001127602-18-030071 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2018 Filed Sep 25, 2018 06:24 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028300 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 Underlying: Common Stock · 439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 9/23/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2018 Filed Sep 25, 2018 06:24 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
Exercise / conversionCommon Stock | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028300 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:05 UTC |
Yuen AikenChief People Officer
|
GrantRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028102 · form4.xml · derivative · entry 1 Yuen Aiken · CIK 0001725089 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,702 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:21 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
GrantRestricted Stock Unit · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028108 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,005 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:21 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028108 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:12 UTC |
Ng ShellaChief Legal Officer, Corp. Sec
|
GrantRestricted Stock Unit · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028104 · form4.xml · derivative · entry 4 Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:12 UTC |
Ng ShellaChief Legal Officer, Corp. Sec
|
GrantRestricted Stock Unit · Derivative | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028104 · form4.xml · derivative · entry 3 Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,510 Underlying: Common Stock · 73 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% per year beginning one year from 11/1/2017. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:12 UTC |
Ng ShellaChief Legal Officer, Corp. Sec
|
GrantRestricted Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028104 · form4.xml · derivative · entry 2 Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:12 UTC |
Ng ShellaChief Legal Officer, Corp. Sec
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028104 · form4.xml · derivative · entry 1 Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,471 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:28 UTC |
Lee TedGM Little Sheep & East Dawning
|
GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028112 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,751 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:28 UTC |
Lee TedGM Little Sheep & East Dawning
|
GrantRestricted Stock Unit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028112 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:28 UTC |
Lee TedGM Little Sheep & East Dawning
|
GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028112 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:48 UTC |
Tan DannyChief Supply Chain Officer
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028118 · form4.xml · derivative · entry 3 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,504 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:48 UTC |
Tan DannyChief Supply Chain Officer
|
GrantRestricted Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028118 · form4.xml · derivative · entry 2 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:48 UTC |
Tan DannyChief Supply Chain Officer
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028118 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,471 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:40 UTC |
Kuai JeffGeneral Manager, Pizza Hut
|
GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028116 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,501 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:40 UTC |
Kuai JeffGeneral Manager, Pizza Hut
|
GrantRestricted Stock Unit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028116 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:40 UTC |
Kuai JeffGeneral Manager, Pizza Hut
|
GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028116 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:50 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028120 · form4.xml · derivative · entry 4 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,005 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:50 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028120 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,434 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:50 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028120 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,376 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:50 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028120 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,471 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:17 UTC |
Wat JoeyDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028106 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,071 Underlying: Common Stock · 217 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:17 UTC |
Wat JoeyDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028106 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,721 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:17 UTC |
Wat JoeyDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028106 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,471 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 07:02 UTC |
Ai AngelaChief Development Officer
|
GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028126 · form4.xml · derivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 07:02 UTC |
Ai AngelaChief Development Officer
|
GrantRestricted Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028126 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:58 UTC |
Sun RiuChief Growth Officer
|
GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028124 · form4.xml · derivative · entry 3 Sun Riu · CIK 0001685859 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:58 UTC |
Sun RiuChief Growth Officer
|
GrantRestricted Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028124 · form4.xml · derivative · entry 2 Sun Riu · CIK 0001685859 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:58 UTC |
Sun RiuChief Growth Officer
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028124 · form4.xml · derivative · entry 1 Sun Riu · CIK 0001685859 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,471 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:33 UTC |
Wang Alice HChief Public Affairs Officer
|
GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028114 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,751 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:33 UTC |
Wang Alice HChief Public Affairs Officer
|
GrantRestricted Stock Unit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028114 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:33 UTC |
Wang Alice HChief Public Affairs Officer
|
GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028114 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:56 UTC |
Lu XuelingController and PAO
|
GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028122 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:25 UTC |
Pant MukteshDirector · Vice Chairman, Sr. Advisor
|
GrantRestricted Stock Unit · Derivative | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028110 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Vice Chairman, Sr. Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,165 Underlying: Common Stock · 160 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.