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YUMC

Yum China Holdings, Inc.

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1255
SEC CIK
0001673358
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923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2019 Filed Jan 8, 2019 12:20 UTC
Huang JohnsonGeneral Manager, KFC
Tax withholdingCommon Stock 3,706 $33.81 $125,299.86
Disclosure

SEC source: 0001127602-19-001550 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:20 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionCommon Stock 9,504 $33.81 $321,330.24
Disclosure

SEC source: 0001127602-19-001550 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:21 UTC
Sun RiuChief Growth Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,504 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001552 · form4.xml · derivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:21 UTC
Sun RiuChief Growth Officer
Tax withholdingCommon Stock 3,493 $33.81 $118,098.33
Disclosure

SEC source: 0001127602-19-001552 · form4.xml · nonDerivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,663

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:21 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 9,504 $33.81 $321,330.24
Disclosure

SEC source: 0001127602-19-001552 · form4.xml · nonDerivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:16 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001546 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:16 UTC
Wang Alice HChief Public Affairs Officer
Tax withholdingCommon Stock 878 $33.81 $29,685.18
Disclosure

SEC source: 0001127602-19-001546 · form4.xml · nonDerivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:16 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionCommon Stock 3,566 $33.81 $120,566.46
Disclosure

SEC source: 0001127602-19-001546 · form4.xml · nonDerivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:17 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036719 · form4.xml · derivative · entry 4

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:17 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036719 · form4.xml · derivative · entry 3

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,198

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% per year beginning one year from 11/1/2017. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:17 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036719 · form4.xml · derivative · entry 2

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,696

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:17 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036719 · form4.xml · derivative · entry 1

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:31 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036728 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,721

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:26 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036726 · form4.xml · derivative · entry 2

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,042

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F5 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:26 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036726 · form4.xml · derivative · entry 1

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:09 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036711 · form4.xml · derivative · entry 4

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,999

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:09 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036711 · form4.xml · derivative · entry 3

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:09 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036711 · form4.xml · derivative · entry 2

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,348

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:09 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036711 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:24 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036724 · form4.xml · derivative · entry 3

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,536

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:24 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036724 · form4.xml · derivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,696

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:24 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036724 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:38 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036734 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:38 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036734 · form4.xml · derivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,348

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:38 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036734 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,042

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,478

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,696

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:06 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 262 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036709 · form4.xml · derivative · entry 3

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,333

Underlying: Common Stock · 262 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:06 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036709 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:06 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036709 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:33 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036730 · form4.xml · derivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:33 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036730 · form4.xml · derivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,696

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:04 UTC
Sun RiuChief Growth Officer
GrantRestricted Stock Unit · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036707 · form4.xml · derivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:04 UTC
Sun RiuChief Growth Officer
GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036707 · form4.xml · derivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,696

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:04 UTC
Sun RiuChief Growth Officer
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036707 · form4.xml · derivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:11 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036713 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:11 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036713 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,348

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:11 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036713 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:35 UTC
Pant MukteshDirector
GrantRestricted Stock Unit · Derivative 96 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036732 · form4.xml · derivative · entry 1

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,179

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:15 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036717 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 06:05 UTC
Lee TedGM Little Sheep & East Dawning
SaleCommon Stock 3,795 $36.26 $137,612.39
Disclosure

SEC source: 0001127602-18-033112 · form4.xml · nonDerivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.26 to $36.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2018 Filed Nov 21, 2018 15:25 UTC
Lu XuelingController and PAO
Exercise / conversionStock Appreciation Right · Derivative 1,863 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-18-034068 · form4.xml · derivative · entry 4

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,589

Underlying: Common Stock · 1,863 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 02/10/2017.

Read SEC document
November 14, 2018 Filed Nov 21, 2018 15:25 UTC
Lu XuelingController and PAO
SaleCommon Stock 494 $36.15 $17,858.10
Disclosure

SEC source: 0001127602-18-034068 · form4.xml · nonDerivative · entry 3

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 14, 2018 Filed Nov 21, 2018 15:25 UTC
Lu XuelingController and PAO
Disposition to issuerCommon Stock 1,369 $36.17 $49,516.73
Disclosure

SEC source: 0001127602-18-034068 · form4.xml · nonDerivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494

Read SEC document
November 14, 2018 Filed Nov 21, 2018 15:25 UTC
Lu XuelingController and PAO
Exercise / conversionCommon Stock 1,863 $26.56 $49,481.28
Disclosure

SEC source: 0001127602-18-034068 · form4.xml · nonDerivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Exercise / conversionStock Appreciation Right · Derivative 9,314 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · derivative · entry 10

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,944

Underlying: Common Stock · 9,314 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Exercise / conversionStock Appreciation Right · Derivative 12,211 $0.00 Strike: $26.98 $0.00
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · derivative · entry 9

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,212

Underlying: Common Stock · 12,211 shares

Expires 2026-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Exercise / conversionStock Appreciation Right · Derivative 9,942 $0.00 Strike: $26.64 $0.00
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · derivative · entry 8

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,971

Underlying: Common Stock · 9,942 shares

Expires 2025-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 7/16/2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.