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NYSE · USD

YUMC

Yum China Holdings, Inc.

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1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2019 Filed Sep 18, 2019 06:28 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028638 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:17 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028634 · form4.xml · derivative · entry 3

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:17 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028634 · form4.xml · derivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,614

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:17 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028634 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:14 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028630 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:14 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028630 · form4.xml · derivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:14 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028630 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:39 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028645 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,966

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:39 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028645 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,470

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:35 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028640 · form4.xml · derivative · entry 3

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,960

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:35 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028640 · form4.xml · derivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:35 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028640 · form4.xml · derivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:48 UTC
Pant MukteshDirector
GrantRestricted Stock Unit · Derivative 73 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028650 · form4.xml · derivative · entry 1

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,412

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:16 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028632 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:16 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028632 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 06:06 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 10,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027807 · form4.xml · derivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,312

Underlying: Common Stock · 10,312 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 9/3/2019

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 06:39 UTC
Ai AngelaChief Development Officer
Exercise / conversionStock Appreciation Right · Derivative 25,793 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001127602-19-027606 · form4.xml · derivative · entry 4

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,793 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2014.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 06:39 UTC
Ai AngelaChief Development Officer
SaleCommon Stock 13,477 $44.74 $602,907.07
Disclosure

SEC source: 0001127602-19-027606 · form4.xml · nonDerivative · entry 3

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

F1 · price: This transaction was executed in multiple trades at prices ranging from $ 44.51 to $44.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 06:39 UTC
Ai AngelaChief Development Officer
Disposition to issuerCommon Stock 12,316 $44.61 $549,416.76
Disclosure

SEC source: 0001127602-19-027606 · form4.xml · nonDerivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,129

Read SEC document
August 29, 2019 Filed Aug 30, 2019 06:39 UTC
Ai AngelaChief Development Officer
Exercise / conversionCommon Stock 25,793 $21.30 $549,390.90
Disclosure

SEC source: 0001127602-19-027606 · form4.xml · nonDerivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC
Pant MukteshDirector
Exercise / conversionStock Appreciation Right · Derivative 113,250 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001127602-19-022505 · form4.xml · derivative · entry 4

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,250 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vested in full.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC
Pant MukteshDirector
SaleCommon Stock 88,184 $45.76 $4,035,661.39
Disclosure

SEC source: 0001127602-19-022505 · form4.xml · nonDerivative · entry 3

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,913

F3 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $ 45.45 to $46.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC
Pant MukteshDirector
Disposition to issuerCommon Stock 25,066 $45.00 $1,127,970.00
Disclosure

SEC source: 0001127602-19-022505 · form4.xml · nonDerivative · entry 2

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,097

F2 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC
Pant MukteshDirector
Exercise / conversionCommon Stock 113,250 $9.96 $1,127,970.00
Disclosure

SEC source: 0001127602-19-022505 · form4.xml · nonDerivative · entry 1

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:53 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021904 · form4.xml · derivative · entry 2

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,504

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:53 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021904 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,752

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:44 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021898 · form4.xml · derivative · entry 3

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,622

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:44 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021898 · form4.xml · derivative · entry 2

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,104

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:44 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021898 · form4.xml · derivative · entry 1

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 10:57 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021907 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 10:57 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021907 · form4.xml · derivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,541

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 10:57 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021907 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:40 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021895 · form4.xml · derivative · entry 4

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:40 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021895 · form4.xml · derivative · entry 3

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:40 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021895 · form4.xml · derivative · entry 2

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:40 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021895 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:48 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021902 · form4.xml · derivative · entry 3

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,173

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:48 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021902 · form4.xml · derivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,590

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:48 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021902 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,622

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,104

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,594

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 10:36 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 224 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021891 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,768

Underlying: Common Stock · 224 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 10:36 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021891 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,446

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 07:01 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021908 · form4.xml · derivative · entry 3

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,948

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 07:01 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021908 · form4.xml · derivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,173

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 07:01 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021908 · form4.xml · derivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:42 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021897 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:42 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021897 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.