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NYSE · USD

YUMC

Yum China Holdings, Inc.

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1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2022 Filed Nov 15, 2022 11:05 UTC
Zhang LeilaChief Technology Officer
Disposition to issuerCommon Stock 647 $53.54 $34,640.38
Disclosure

SEC source: 0001127602-22-025571 · form4.xml · nonDerivative · entry 3

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,752

Read SEC document
November 11, 2022 Filed Nov 15, 2022 11:05 UTC
Zhang LeilaChief Technology Officer
SaleCommon Stock 1,176 $53.51 $62,932.58
Disclosure

SEC source: 0001127602-22-025571 · form4.xml · nonDerivative · entry 2

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,399

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.511 to $53.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 11:05 UTC
Zhang LeilaChief Technology Officer
Exercise / conversionCommon Stock 1,823 $19.00 $34,637.00
Disclosure

SEC source: 0001127602-22-025571 · form4.xml · nonDerivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 06:24 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $26.98 $0.00
Disclosure

SEC source: 0001127602-22-025575 · form4.xml · derivative · entry 6

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,712

Underlying: Common Stock · 1,500 shares

Expires 2026-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 06:24 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionStock Appreciation Right · Derivative 3,874 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001127602-22-025575 · form4.xml · derivative · entry 5

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,874 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 06:24 UTC
Wang Alice HChief Public Affairs Officer
Disposition to issuerCommon Stock 2,279 $53.60 $122,154.40
Disclosure

SEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 4

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,108

Read SEC document
November 11, 2022 Filed Nov 15, 2022 06:24 UTC
Wang Alice HChief Public Affairs Officer
SaleCommon Stock 3,095 $53.60 $165,892.00
Disclosure

SEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,387

Read SEC document
November 11, 2022 Filed Nov 15, 2022 06:24 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionCommon Stock 1,500 $26.98 $40,470.00
Disclosure

SEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 06:24 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionCommon Stock 3,874 $21.06 $81,586.44
Disclosure

SEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 13:19 UTC
Wang WartonGeneral Manager, KFC
Exercise / conversionStock Appreciation Right · Derivative 7,539 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001127602-22-025056 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,539 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested in full.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 13:19 UTC
Wang WartonGeneral Manager, KFC
Disposition to issuerCommon Stock 2,873 $49.86 $143,247.78
Disclosure

SEC source: 0001127602-22-025056 · form4.xml · nonDerivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376

Read SEC document
November 04, 2022 Filed Nov 8, 2022 13:19 UTC
Wang WartonGeneral Manager, KFC
SaleCommon Stock 4,666 $49.68 $231,786.82
Disclosure

SEC source: 0001127602-22-025056 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.63 to $49.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 13:19 UTC
Wang WartonGeneral Manager, KFC
Exercise / conversionCommon Stock 7,539 $19.00 $143,241.00
Disclosure

SEC source: 0001127602-22-025056 · form4.xml · nonDerivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:02 UTC
Hu FredDirector
SaleCommon Stock, $0.01 par value 3,193,127 $45.13 $144,089,855.88
Disclosure

SEC source: 0001567619-22-019219 · doc1.xml · nonDerivative · entry 2

Hu Fred · CIK 0001686100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,171,651

F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 3,193,127 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos investment, were distributed to such withdrawing limited partner.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:06 UTC SaleCommon Stock, $0.01 par value 3,193,127 $45.13 $144,089,855.88
Disclosure

SEC source: 0001567619-22-019221 · doc1.xml · nonDerivative · entry 2

Yang William Wang · CIK 0001713245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,171,651

F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 3,193,127 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos investment, were distributed to such withdrawing limited partner.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 10:01 UTC
Yeung AndyChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024832 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 11/01/2019.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 10:01 UTC
Yeung AndyChief Financial Officer
Tax withholdingCommon Stock 3,195 $43.06 $137,576.70
Disclosure

SEC source: 0001127602-22-024832 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,041

Read SEC document
November 01, 2022 Filed Nov 3, 2022 10:01 UTC
Yeung AndyChief Financial Officer
Exercise / conversionCommon Stock 8,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024832 · form4.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 13:16 UTC
Zhang LeilaChief Technology Officer
GrantRestricted Stock Unit · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022580 · form4.xml · derivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:28 UTC
Chan JosephChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022590 · form4.xml · derivative · entry 6

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Vesting of Restricted Stock Units previously issued to the Reporting Person occured 1/3 per year beginning one year from 9/3/2019.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:28 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022590 · form4.xml · derivative · entry 5

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,822

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:28 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022590 · form4.xml · derivative · entry 4

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,567

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:28 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022590 · form4.xml · derivative · entry 3

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vested 1/3 per year beginning one year from the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:28 UTC
Chan JosephChief Legal Officer
Tax withholdingCommon Stock 4 $50.48 $201.92
Disclosure

SEC source: 0001127602-22-022590 · form4.xml · nonDerivative · entry 2

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,066

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:28 UTC
Chan JosephChief Legal Officer
Exercise / conversionCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022590 · form4.xml · nonDerivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:17 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022582 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 13:09 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022576 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:20 UTC
Huang JohnsonChief Customer Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022584 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,345

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 13:05 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022574 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,124

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 13:05 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022574 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,281

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:03 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022572 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,808

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 09:03 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022572 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 13:24 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022588 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 13:24 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022588 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,340

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 13:24 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022588 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 15, 2022 Filed Sep 19, 2022 13:22 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022586 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 15, 2022 Filed Sep 19, 2022 13:22 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022586 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,168

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 15, 2022 Filed Sep 19, 2022 13:11 UTC
Wang WartonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022578 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,402

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 15, 2022 Filed Sep 19, 2022 13:11 UTC
Wang WartonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022578 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,808

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 03, 2022 Filed Sep 6, 2022 21:17 UTC
Chan JosephChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,590 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022134 · form4.xml · derivative · entry 3

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 9/3/2019.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 03, 2022 Filed Sep 6, 2022 21:17 UTC
Chan JosephChief Legal Officer
Tax withholdingCommon Stock 1,217 $47.80 $58,172.60
Disclosure

SEC source: 0001127602-22-022134 · form4.xml · nonDerivative · entry 2

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

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September 03, 2022 Filed Sep 6, 2022 21:17 UTC
Chan JosephChief Legal Officer
Exercise / conversionCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022134 · form4.xml · nonDerivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

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June 21, 2022 Filed Jun 23, 2022 14:38 UTC
Zhang LeilaChief Technology Officer
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018014 · form4.xml · derivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 21, 2022 Filed Jun 23, 2022 10:27 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018009 · form4.xml · derivative · entry 3

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,811

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 21, 2022 Filed Jun 23, 2022 10:27 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018009 · form4.xml · derivative · entry 2

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,504

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 21, 2022 Filed Jun 23, 2022 10:27 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018009 · form4.xml · derivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,578

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 21, 2022 Filed Jun 23, 2022 10:41 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018016 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 21, 2022 Filed Jun 23, 2022 14:18 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018006 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 21, 2022 Filed Jun 23, 2022 14:16 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018004 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,063

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 21, 2022 Filed Jun 23, 2022 14:16 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018004 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,176

Underlying: Common Stock · 126 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.