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Wang Warton

Disclosed activity across 1 company

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36333
SEC CIK
0001926703

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Yum China Holdings, Inc.YUMC · Entity 1255General Manager, KFCSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Yum China Holdings, Inc.

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect6,348 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 44 · Balance 6,348

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect12,691 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 88 · Balance 12,691

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect21,111 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 147 · Balance 21,111

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2026 Filed Sep 21, 2026 10:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000145 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,111

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 10:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 88 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000145 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,691

Underlying: Common Stock · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 10:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000145 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,348

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 11:23 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000124 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,964

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 11:23 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000124 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,603

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 11:23 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000124 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,304

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 13:00 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 117 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000060 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,825

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 13:00 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000060 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,520

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 13:00 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000060 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,263

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 13:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 6,131 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000037 · form4.xml · derivative · entry 5

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,450

Underlying: Common Stock · 6,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/10/2025.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 13:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 475 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000037 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 13:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 2,974 $57.12 $169,874.88
Disclosure

SEC source: 0001673358-26-000037 · form4.xml · nonDerivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,523

Read SEC document
February 10, 2026 Filed Feb 12, 2026 13:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 6,131 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000037 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 13:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000037 · form4.xml · nonDerivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 11:06 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 3,729 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000024 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 11:06 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 1,679 $57.50 $96,542.50
Disclosure

SEC source: 0001673358-26-000024 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,891

Read SEC document
February 09, 2026 Filed Feb 11, 2026 11:06 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 3,729 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000024 · form4.xml · nonDerivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 08, 2026 Filed Feb 10, 2026 11:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 6,047 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000020 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,228

Underlying: Common Stock · 6,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 08, 2026 Filed Feb 10, 2026 11:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 2,722 $57.95 $157,739.90
Disclosure

SEC source: 0001673358-26-000020 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,841

Read SEC document
February 08, 2026 Filed Feb 10, 2026 11:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 6,047 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000020 · form4.xml · nonDerivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 11:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 20,708 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000020 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,708

Underlying: Common Stock · 20,708 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/6/2026.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 13:56 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 3,089 $47.22 $145,862.58
Disclosure

SEC source: 0001673358-26-000005 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,516

Read SEC document
January 14, 2026 Filed Jan 16, 2026 13:56 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantCommon Stock 8,084 $0.00 $0.00
Disclosure

SEC source: 0001673358-26-000005 · form4.xml · nonDerivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,605

F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2023 to December 31, 2025.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 11:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000043 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,581

Underlying: Common Stock · 91 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 11:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000043 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,275

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 11:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000043 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,724

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 11:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000043 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 11:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionStock Appreciation Right · Derivative 14,513 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001673358-25-000034 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,513 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 11:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Disposition to issuerCommon Stock 6,326 $48.32 $305,672.32
Disclosure

SEC source: 0001673358-25-000034 · form4.xml · nonDerivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,521

Read SEC document
November 24, 2025 Filed Nov 25, 2025 11:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 SaleCommon Stock 8,187 $48.28 $395,268.36
Disclosure

SEC source: 0001673358-25-000034 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,847

Read SEC document
November 24, 2025 Filed Nov 25, 2025 11:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 14,513 $21.06 $305,643.78
Disclosure

SEC source: 0001673358-25-000034 · form4.xml · nonDerivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2025 Filed Sep 25, 2025 10:16 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000017 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,490

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 23, 2025 Filed Sep 25, 2025 10:16 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000017 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,215

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 23, 2025 Filed Sep 25, 2025 10:16 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000017 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,706

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 23, 2025 Filed Sep 25, 2025 10:16 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001673358-25-000017 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 18, 2025 Filed Jun 23, 2025 10:26 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017889 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,387

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 18, 2025 Filed Jun 23, 2025 10:26 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017889 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,147

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 18, 2025 Filed Jun 23, 2025 10:26 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017889 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,686

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 10:26 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017889 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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May 05, 2025 Filed May 7, 2025 10:09 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 3,825 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-013546 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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May 05, 2025 Filed May 7, 2025 10:09 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 1,722 $43.49 $74,889.78
Disclosure

SEC source: 0001127602-25-013546 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,521

Read SEC document
May 05, 2025 Filed May 7, 2025 10:09 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 3,825 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-013546 · form4.xml · nonDerivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 10:43 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010601 · form4.xml · derivative · entry 5

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,285

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 10:43 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010601 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,080

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 10:43 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010601 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,666

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 10:43 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010601 · form4.xml · derivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,821

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 10:43 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010601 · form4.xml · derivative · entry 1

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 14:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 465 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004257 · form4.xml · derivative · entry 4

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 14:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 18,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004257 · form4.xml · derivative · entry 3

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,203

Underlying: Common Stock · 18,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/10/2025.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 14:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 210 $48.07 $10,094.70
Disclosure

SEC source: 0001127602-25-004257 · form4.xml · nonDerivative · entry 2

Wang Warton · CIK 0001926703 · General Manager, KFC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,418

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.